10-10442rRESOLUTION NO. 10442
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF
EDUCATIONAL FACILITIES REVENUE BONDS (ACADEMY OF HOLY
ANGELS PROJECT), SERIES 2010A, IN THE ORIGINAL AGGREGATE
PRINCIPAL AMOUNT OF $1,000,000, AND TAXABLE EDUCATIONAL
FACILITY REVENUE BONDS (ACADEMY OF HOLY ANGELS PROJECT),
SERIES 20108, IN THE ORIGINAL AGGREGATE PRINCIPAL AMOUNT
OF $250,000; APPROVING THE FORM OF AND AUTHORIZING THE
EXECUTION AND DELIVERY OF THE BONDS AND CERTAIN RELATED
DOCUMENTS; AND PROVIDING~FOR THE SECURITY, RIGHTS, AND
REMEDIES WITH RESPECT TO THE BONDS
WHEREAS, the City of Richfield, Minnesota (the "City"), is a home rule city and
political subdivision duly organized and existing under its Charter and the Constitution and
laws of the State of Minnesota; and
WHEREAS, pursuant to the Constitution and laws of the State of Minnesota,
particularly Minnesota Statutes, Sections 469.152 through 469-1651, as amended (the
"Act"), the City is authorized to carry out the public purposes described therein and
contemplated thereby by issuing its revenue bonds or other obligations to make a loan to
finance or refinance a revenue producing enterprise; and
WFIEREAS, the City has received a request from Academy of Holy Angels, a
Minnesota nonprofit corporation (the "Borrower"), that the City issue its (i) Educational
Facilities Revenue Bonds (Academy of Holy Angels Project); Series 2010A, in the original
aggregate principal amount of $1,000,000 (the "Series 2010A Bonds"), and (ii) Taxable
Educational Facilities Revenue Bonds, Series 20106, in the original aggregate principal
amount of $250,000 (the "Series 20106 Bonds," and collectively with the Series 2010A
Bonds, the "Bonds"), and loan the proceeds derived from the sale of the Bonds to the
Borrower (the "Loan"); and
WHEREAS, the proceeds of the Loan are proposed to be applied by the Borrower
to (i) finance -costs related to the installation and repair of a roof on the Borrower's
educational facility (the "Facility"), located at 6600 Nicollet Avenue South in the City (the
"Project"), and (ii) pay a portion of the costs of issuance of the Bonds; and
WHEREAS, the City prepared an Application to the Minnesota Department of
Employment and Economic Development ("DEED") for approval of the Project pursuant to
the requirements of Section 469.154 of the Act, and the City is in receipt of the approval of
DEED for the Project, which approval is dated November 15, 2010; and
WHEREAS, a notice of a public hearing (in which a general, functional description
of the Project was provided, as well as the maximum aggregate face amount of. the
obligations to be issued with respect to the Project, the identity of the initial owner,
operator, or manager of the Project, and the location of the Project by street address) was
published in the Sun Sailor, the official newspaper of the City and a newspaper of general
circulation in the City not less than fourteen (14) days nor more than thirty (30) days before
the regularly scheduled meeting of the City Council of the City on November 9, 2010; and
1123Ho1y Angels Conduit Debt Final
WHEREAS, on November 9, 2010, the City Council of the City conducted a public
hearing at which a reasonable opportunity was provided for interested individuals to
express their views, both orally and in writing,,on the proposed issuance of the Bonds and
the location and nature of the Project; and
WHEREAS, Wells Fargo Securities, LLC (the "Lender"} has agreed to purchase the _
Bonds in a manner consistent with the policies of the City relating to the issuance and sale
of non-rated conduit revenue bonds; and
WHEREAS, the proceeds derived from the sale of the Bonds are proposed to be
loaned to the Borrower under the terms of a Loan Agreement, dated as of December 1,
2010 (the "Loan Agreement"), between the City and the Borrower, and applied by the
Borrower, together with other funds of the Borrower, to finance the Project and to pay
certain costs of issuing the Bonds, and
WHEREAS, the loan repayments required fio be made by the Borrower under the
.terms of the Loan Agreement will be assigned from the City to the Lender under the terms
of an Assignment of Loan Agreement, dated as of December 1, 2010 (the "Assignment"),
between the City, the Borrower, and the Lender; and
WHEREAS, the Bonds and the interest on the Bonds: (i) shall not constitute general
or moral obligations of the City and shall be payable solely from the revenues pledged
therefor; (ii) shall not constitute a debt of the City within the meaning of any constitutional
or statutory limitation; (iii) shall not constitute or give rise to a pecuniary liability of the City
nor a charge against its general credit or taxing powers; and (iv) shall not constitute a
charge, lien, or encumbrance, legal or equitable, upon any property of the City other than
the City's interest in the Project and the Loan Agreement.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF RICHFIELD, MINNESOTA, AS FOLLOWS:
1. Authorization of Bonds. For the purpose of financing the Project and paying
a portion of the costs of issuing the Bonds, there is hereby authorized the issuance of the
Bonds in the original aggregate principal amount of $1,250,000 (consisting of an aggregate
principal amount of $1,000,000 for the Series 2010A Bonds and an aggregate principal
amount of $250,000 for the Series 20106 Bonds). The Bonds shall bear interest at such
rates, be in such denomination, be numbered, dated, mature, subject to redemption prior
to maturity, in such forms, and have such other details and provisions as are prescribed by
the forms of the Bonds on file with the -City on the date hereof.
All of the provisions of the Bonds, when executed as authorized in this Resolution,
shall be deemed to be a part of this Resolution as fully and to the same extent as if
incorporated verbatim herein and shall be in full force and effect from the date of execution
and delivery thereof. The Bonds shall be substantially in the form on file with the City,
which form is hereby approved, with such necessary and appropriate variations, omissions
and insertions (including changes to the principal amounts of the Bonds, the determination
of the initial interest rates on the Bonds, and changes to the terms of redemption of the
Bonds) as the Mayor and the City Manager in their discretion shall determine. The
execution of the .Bonds with the manual or facsimile signatures of the Mayor and the City
Manager and the delivery of the Bonds by the City shall be conclusive evidence of such
determination.
2. Special, Limited Obligations. The Bonds shall be special limited obligations
of the City payable solely from revenues of the Facility, in the manner provided in this
Resolution and the Loan Agreement. The Bonds do not constitute general or moral
obligations of the City, or a pledge of the faith and credit or any taxing power of the City,
the State of Minnesota, or any political subdivision thereof.
The Bonds shall contain a recital that they are issued pursuant to the Act, and such
recital shall be conclusive evidence of the validity of the Bonds and the regularity of the
issuance thereof, and that all acts, conditions, and things required by the laws of the State
of Minnesota relating to the adoption of this Resolution, to the issuance of the Bonds, and
to the execution of the aforementioned documents have happened, exist, .and have been
performed as so required by law.
3. Loan Documents. The proceeds derived from the sale of the Bonds shall be
loaned by the City to the Borrower pursuant to the Loan Agreement. The -Loan
repayments to be made by the Borrower under the Loan Agreement are to be fixed so as
to produce revenues sufficient to pay the principal of, premium, if any, and interest on the
Bonds when due. The Loan and the City's rights to the Loan repayments and certain other
rights under the Loan Agreement shall be assigned to the Lender as security for payment
of the Bonds pursuant to the terms of the Assignment. The Bonds, the Loan Agreement,
and the Assignment shall be substantially in the forms on file with the City on the date
hereof, and are hereby approved, with such necessary and -appropriate variations,
omissions, and insertions as do not materially change the substance thereof, or as the
Mayor and City Manager, in their discretion, shall determine, and the execution and
delivery thereof by the Mayor and City Manager shall be conclusive evidence of su_ ch
determination. The Bonds, the Loan Agreement, and the Assignment are directed to be
executed in the name and on behalf of the City by the Mayor and the City Manager.
4. Disclosure. The City has not participated in the preparation of any disclosure
documents relating to the offer and sale of the Bonds and has made no independent
investigation with respect to the information contained in any such disclosure documents.
The City assumes no responsibility for the sufFciency, accuracy, or completeness of any
information set forth in any such disclosure documents.
5. Bond Proceedings. The Mayor, the City Manager, and other ofFcers of the
City are authorized and directed to prepare and furnish to the Lender and to Bond Counsel
certified copies of all proceedings and records of the City relating to the Bonds, and such
other affidavits and certificates as may be required to show the facts relating to the legality
of the B_ onds as such facts appear from the books and records in the ofFcers' custody and
control or as otherwise known to them; and all such certified copies, certificates and
affidavits, including any heretofore furnished, shall .constitute representations of the City as
to the truth of all statements contained therein.
6. Additional Documents. The approval hereby given to the various documents
referred to above includes approval of such additional details therein as may be .necessary
and appropriate and such modifications thereof, deletions therefrom, and additions thereto
as may be necessary and appropriate and approved by the officials authorized herein to
execute said documents, which approval shall be conclusively evidenced by the execution
thereof. The Mayor, the City Manager, and other officers of the City are authorized to
execute and deliver, on behalf of the City, all other certificates, instruments, and other
written documents that may be requested by Bond Counsel, the Lender, or other persons
or entities in conjunction with the issuance of the Bonds and the expenditure of the
proceeds of the Bonds. Without imposing any limitations on the scope of the preceding
sentence, such officers are specifically authorized to execute and deliver a general
certificate of the City and an Information Return for Tax-Exempt Private Activity Bond
Issues, Form 8038 (Rev. June 2010), relating to the Series 2010A Bonds.
7. Representations of City; No Liability. All covenants, stipulations, obligations,
representations, and agreements of the City contained in this Resolution or contained in
the Loan Agreement, Assignment, or other documents referred to above shall be deemed
to be the covenants, stipulations, obligations, representatives, and agreements of the City ~,
to the full extent authorized or permitted by law, and all such covenants, stipulations,
obligations, representations, and agreements shall be binding upon the City. Except as
otherwise provided in this Resolution, all rights, powers, and privileges conferred, and
duties and liabilities imposed, upon the City by the provisions of this Resolution or of the
respective Loan Agreement, Assignment, or other documents referred to above shall be
exercised or performed by the City, or by such officers, board, body, or agency as may be
required or authorized by law to, exercise such powers and to perform such duties. No
covenant, stipulation, obligation, representation, or agreement herein contained or
contained in the Loan Agreement, Assignment, or other documents referred to above shall
be deemed to be a covenant, stipulation, obligation, representation, or agreement of any
elected official, officer, agent, or employee of the City in that person's individual capacity,
and neither the members of the City Council nor any officer or employee executing the
Bonds shall be liable personally on the Bonds or be subject to any personal liability or
accountability by reason of the issuance thereof.
8. No Other Rights or Remedies. Except as herein otherwise expressly
provided, nothing in this Resolution or in the Loan Agreement, expressed or implied, is
intended or shall be construed to confer upon any person, firm, or corporation other than
the City and the registered and beneficial owners of the Bonds, any right, remedy, or
claim, legal or equitable, under and by reason of this Resolution or any provision hereof or
of the Loan Agreement or any provision thereof; this Resolution, the Loan Agreement and
all of their provisions being intended to be, and being for the sole and exclusive benefit of,
the City and the registered and beneficial owners of the Bonds issued under the provisions
of this Resolution and the Loan Agreement, and the Borrower to the extent expressly
provided in the Loan Agreement.
9. Illegality. In case any one or more of the provisions of this Resolution, or of
the documents mentioned herein, or of the Bonds issued hereunder shall for any reason
be held to be illegal or invalid, such illegality or invalidity shall not affect any other
provision of this Resolution, or of the. aforementioned documents, or of the Bonds, but this
Resolution, .the aforementioned documents, and the Bonds shall be construed and
endorsed as if such illegal or invalid provisions had not been contained therein.
10. Performance of Acts and Conditions. All acts, conditions, and things
required by the laws of the State of Minnesota, relating to the adoption of this Resolution,
to the issuance of the Bonds, and to the execution of the Loan Agreement, the
Assignment, and the other documents referred to above to happen, exist, and be
performed precedent to and in the enactment of this Resolution, and precedent to the
issuance of the Bonds, and precedent to the execution of the Loan Agreement, the
Assignment, and the other documents referred to above, have happened, exist, and have
been performed as so required by law.
.11. Further Authorizations. The members of the City. Council, officers of the City,
and attorneys and other agents or employees of the City are authorized to do all acts and
things required by them by or in connection with this Resolution and the Loan Agreement
and the other documents referred tb above for the full, punctual, and complete
performance of all the terms, covenants, and agreements contained in the Bonds, the
Loan Agreement, the Assignment, and the other documents referred to above, and this
Resolution.
12. City Designees. If for any reason the Mayor is unable to execute and deliver
those documents referred to in this Resolution, any other member of the City Council, or
any officer of the City duly delegated to act on behalf of the Mayor, may execute and
deliver such documents with the same force and effect as if such documents were
executed by the Mayor. If for any reason the City Manager is unable to execute and
deliver the documents referred to in this Resolution, such documents may be executed
and delivered by any member of the City Council, any officer of the City duly delegated to
act on behalf of the City Manager, with the same force and effect as if such documents
were executed and delivered by the City Manager.
13. Effective Date. This Resolution shall be in full force and effect from and after
its passage.
Adopted by the City Council of the City of Richfield, Minnesota, this 23rd day of
November, 2010.
4
Debbie Goettel, Mayor
Attest:
Nancy Gibbs, Clerk