80-6344R99
EXTRACT OF MINUTES OF MEETING OF'THE CITY COUNCIL OF _
THE CITY OF RICHFIELD,~HENNEPIN COUNTY, MINNESOTA
Pursuant to due call :and notice hereof, a regular meeting of-
the City- Council of the City. of Richfield was duly held on
Monday, the 8th day of December, .1980, at 7:60 'o'clock p.m.
The following members of the Council were present;
Bunce, Collins, Ludeman, Luettinger, Priebe
and the following were absent: None
Councilmember Ludeman. introduced the following
resolution and moved its adoption, the reading of which was
dispensed with by unanimous consent:
RESOLUTION NO. 6344
RESOLUTION AUTHORIZING THE ISSUANCE AND SALE OF
$275,000 COMMERCIAL DEVELOPMENT REVENUE NOTE
(CANTEEN COMPANY OF MINNESOTA PROJECT) SERIES 1980,
PURSUANT TO MINNESOTA .STATUTES, CHAPTER 474
WHEREAS, the City of Richfield (the "City") is authorized by
the Minnesota Municipal Industrial Development Act, as amended,
(the "Act") to issue its revenue notes and to make secured or un-
secured loans to finance the acquisition of real property. and the
acquisition or construction of buildings and improvements on such
real property and the installation of machinery and equipment of
any and all kinds and any other personal properties deemed neces-
sary in connection .with a project, as defined in the Act; and
WHEREAS, the City ha
Six Fold Real Estate Compa
partnership, for the consi
improvement of land in th
ping. thereon of an add
building to be leased b
Minnesota, a Minnesota coy
which are also general pa:
food processing plant (t
character contemplated by
vided by the. Act; and _
made the necessary arrangements with
y (the."Company"), a Minnesota general
=uction of a project consisting of the
City and the construction and equip-
tion to a multi-purpose commercial
the Company to Canteen Company-of
oration the principal shareholders of
tners of the Company, to be used as - a
e "Project"}, which will be of the
and will accomplish the purposes. pro-
WHEREAS, it has beendetermined that a note in the principal
amount of $275,000 should be issued, sold and delivered to pro-
vide proceeds for a loan I~1to be made. to the .Company to pay a part
or all of the cost of the ',Project;
NOW, THEREFORE, BE I'T RESOLVED By the City Council of the
City of Richfield, Minnesota, as follows:
'ARTICLE ONE
DEFINITIONS, EXHIBITS AND GENERAL PROVISIONS
Section 1-1. Definitions. In this-Resolution the following
terms have the following '', respective meanings unless the context
hereof clearly requires otherwise:
Act: the Minnesota !, Municipal Industrial Development Act,
Minnesota Statutes, Chapter 474, as amended;
Note: the Commercial Development Revenue Note (Canteen
Company of Minnesota Project) .Series -1980, in the aggregate
principal amount of $275,10.00, to be issued by the City pursuant
to this Resolution, sometimes referred to herein as "the Series
1980 Note";
Note Register: the register .maintained by the City .pursuant
to Section 2-14 hereof;.
City: the City of Richfield, Minnesota, its. successors and
assigns; I -
Code: the Internal Revenue Code of 1954, as amended;
Company: Six Fold Real Estate Company, a Minnesota general
partnership, and its successors and assigns, and any surviving,.
resulting or transferee entity which may assume its obligations.
in accordance with the provisions of the Agreement;
Cost: the sum of ';the Project cost items enumerated in
Section 4.04 of the Loan Agreement;
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Holder: when used with respect to the Note, the registered
Holder thereof;
Loan Agreement: the Loan: and Note Purchase Agreement
dated December 23, 1980 between and among the City, the Bank and
the Company and any amendments or supplements thereto:
Mortgage: that certain Combination Mortgage,. Security
Agreement and Fixture Financing Statement by the Company to the
Bank dated December 23, 1980;
Payment~Date:, a date on which an installment of interest or
of principal and interest is due on the Series 1980 Note;.
Pledge Agreement: the Pledge Agreement, dated December 23,
1980, by which the City assigns to Purchaser its rights under the
Loan Agreement as security for the Note;
Purchaser: The. Midway National Bank of St. Paul, Minnesota,
(sometimes referred to ws "the-Bank");
to.
Resolution:
this Resolution, including any amendment there-
Section 1-2. Rules of Interpretation.
(l) This Resolution shall be interpreted in accordance with
and governed by the laws of the State of Minnesota.
(2) The words "herein" and "hereof" and "hereunder" and
words of similar import, without reference to any particular
section or subdivision, refer to this Resolution as 'a whole
rather.. than to any particular section or subdivision hereof.
(3) References in this Resolution to any particular arti-
cle, section or subdivision hereof are to the designated article,.
section or subdivision of this Resolution as originally adopted.
(4) Any terms not defined herein but defined in the Loan
Agreement. or the Mortgage shall have the same meaning herein
unless the context hereof requires otherwise.
(5) The headings of articles and sections hereof are for
convenience only and are not a part of this Resolution.
(6) Unless the context hereof clearly requires otherwise,
the singular shall include the plural and-vice versa and the
masculine shall include the feminine and vice versa.
I~'IARTICLE TWO
APPROVAL OF,DOCITJMENTS: GENERAL PROVISIONS
RELA'~ING TO THE NOTE
~ ~ -.
Section 2-1. Authori
Act to .issue revenue not
business enterprises to f~
of "projects." as defined
execute all- instruments,
venient in the exercise of
ration. The City is authorized by the
es and loan the proceeds thereof to
zance the .acquisition and construction
n the Act, and to make all contracts ,
and do all things necessary or con-
such authority.
Section 2-2. Preliminary City Approval: Approval by Com-
missioner of Securities. IBy preliminary resolution duly adopted
by this Council on October 13, 1980 the Council gave preliminary
approval to the sale of revenue notes. and the loan of proceeds to
the Company for the construction of the Project, and authorized
the preparation of such documents as may be appropriate to the
Project and the issuance and sale. of the Note. The Commissioner
of Securities of the Stat',e of Minnesota approved the Project on
November 24, 1980. ',
Section 2-3. Approval of Documents. Pursuant to the above,
there have been prepared and presented to this Council copies of
the following documents, aill of which are now, or shall be placed
on file in the office of 'the City. Clerk, and which. are approved
substantially in the form, presented, subject to such modifica-
tions as are acceptable ',to the parties and the City Attorney:.
(a) the Loan Agreement;
(b) the Pledge Agreement;
(c) the Mortgage;
(d) the Disbursing '',,Agreement (not to be executed by the
City); and ',
(e) the Guaranty (not to be executed by the City).
Section 2-4. Form and Authorized Amount. The Note shall be
issued substantially in '',the form set forth in Article Three
hereof with. such appropriate variations, omissions and insertions
as are permitted or required by this Resolution, and in accor-
dance with the further provisions of this Article and Article
Three. The total principal amount of the Note to be delivered
hereunder is expressly limited to $275,000.
Section 2-5. Execution.. .The Note may be in typewritten
form and shall be executed on behalf of the City by the manual
signatures of the Mayor and City Manager and shall have the of-
ficial seal of the City laffixed or imprinted thereon. In case.
any officer whose signature appears on the Note shall cease to be
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such officer before the delivery -of the Note, such signature
shall nevertheless be valid and sufficient for all purposes, the
same as if he had remained in office until delivery.
Section 2-6. Mutilated,~Lost and Destroyed Note. In case
the Note shall become mutilated or be destroyed or lost, the City
shall, if not then prohibited by law, cause to be executed and
delivered, a new Note of like amount,. number, maturity date-and
tenor in exchange and substitution for and upon cancellation of
such mutilated Note 'or in lieu of and in substitution .for such.
Note destroyed or lost, upon the Holder's paying the. reasonable
expenses and charges of the City in connection therewith, and, in
case of a Note destroyed or Lost, his filing with the City evi-
dence of such loss or destruction satisfactory to it together
with the indemnity required by Section 475.70 of the Act. If the
mutilated, destroyed or lost Note has already matured. or been
called for redemption in accordance with its terms it shall not
be necessary to issue a new Note prior to payment.
Section 2-7. Optional Redemption. The Note is subject to
redemption and prepayment, in whole or in part, on any Payment
Date,~~,at a price of the principal amount to be prepaid plus
accrued interest to date of redemption.
Section 2-8. Notice: Redemption. Notice of redemption
shall be given by first class. mail, postage prepaid, mailed by
the Company not less than 30 days prior to the redemption date,
to the Holder of the Note at the last address appearing on the
Note Register.
Section 2-9. Partial Redemption .of a Note. The principal
amount of the Note to be called for redemption pursuant to
Section 2-7 hereof shall be applied in reduction of the principal
amount of the Note redeemed in inverse order of Payment Dates.
Upon such redemption the Note may, upon the written request of
the Holder accompanied by a certificate of the Company Represen-
tative that such redemption and prepayment has been made, be
surrendered to the City which shall forthwith execute and deliver
to the Holder thereof, without charge, a new Note in the aggre-
gate principal amount equal to the unredeemed portion of the Note
so surrendered.. In case the entire principal amount of the Note
is redeemed and prepaid, the Note shall be surrendered to the
City for cancellation and shall not be reissued, and no new Note
shall be issued in lieu of the prepaid principal amount of the
Nate.
Section 2-10. Exchange of Notes.. Subject to the provisions
of Section 2-13, the registered Holder of the Note, may request
the. City to issue a new note in exchange for the outstanding
principal amount of the Note. Such request shall be made in
writing to the-City at least fifteen days in advance of the date
of exchange, which date shall be a Payment Date and upon surren-
der of the Note to be exchanged at the office of the City Clerk
in Richfield, Minnesota. The Purchaser requesting such exchange
shall bear all expenses
new note shall bear. inter
exchanged and shall be in
the then unpaid principal
and annually in the same
unpaid installments of pri
form, and with .necessary
proved by the City_Attorne
n connection with such exchange. The
;st at the same rate as the Note to be
an aggregate principal amount equal to
amount of such Note, maturing serially
amount, and on 'the same dates as- the
:~cipal of the Note and shall be in .such
modifications thereto as shall- be ap-
y and bond counsel to the City... _~~
Section 2-11. CancG~llation. .When. the Note has been,re-
deemed and paid in full,iit shall be cancelled by the City and
shall not be reissued. ~I~The Holder shall deliver to the' City
either the cancelled-Note or a certificate -of a responsible
officer of the Holder certifying as to the destruction thereof.
Section 2-12. Registration: Securities Act. The Note has
not been registered underlthe Securities Act of 1933, as amended
(the "Securities Act") of any state securities Taws for initial
distribution, and the Note has been. sold. initially only to the
Bank pursuant to the investment representation of the Purchaser.
Section 2-13. Rego
cause to be kept at .the. c
in which, subject to sucY
scribe, the City shall pr
of ownership of the Note
upon the Bond Register by
its attorney duly author
Note together with a writ
to the Clerk and the City
or its duly authorized
shall note the date of rE
the. new registered owner
Alternatively, the City s
Holder issue a new Not
amount equal to that of t
except as to principal am
Holder or such transfese
The City may deem and tre
last registered in the Nc
as the absolute owner t
balance or any part them
ceiving payment of or on
demption price or interes
shall be initially registf
stration Of Transfer. The City .will
ffice of the City Clerk a Bond Register
reasonable regulations as it may pre-
wide for the registration of transfers
The Note. shall be transferable on7_y
the then Holder thereof in person or by
zed in writing, upon surrender of the
ten instrument of transfer satisfactory
Attorney, duly executed by the Holder
ttorney. Upon such transfer the City
gistration and the name and address of
in the Bond Register and on the Note.
ial,l, at the request and expense of the
:, in aggregate. outstanding principal
.he note surrendered, and of like tenor
ount, and registered in the name of the
as may be designated by the Holder.
at the person in whose name the Note is
to Register and by notation on the Note
hereof, whether or not the principal
,of is overdue, for the purpose of re-
account. of the principal balance, re-
t and for all other purposes.. The. Note
:red in the name of the Bank.
Section 2-14. Cessa'~tion and Continuation of Interest. In-
terest on the Note shall', cease on its payment in full. If the
Note is not presented for payment when due and funds sufficient
to pay the Note shall hlave been paid to the Holder, (i) all
liability of the City for payment of the Note shall forthwith
cease and (ii) the Holder of the Note shall thereafter have no
rights with respect thereof except to receive payment therefor.
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ARTICLE THREE
AUTHORIZATION AND SALE: TERMS AND
CONDITIONS OF THE NOTE
-~ -
Section 3-l. Approval of Terms. The City shall forthwith
issue and sell the_Note in the principal .amount of $275,000. -The
Note shall -be in substantially the form set forth hereto in
Exhibit I which terms and provisions are hereby approved and
incorporated herein. Principal. and interest shall be payable at
The Midway National Bank of St. Paul, Minnesota.
Section 3-2. Sale of Series 1980 Note. The offer. of the
Bank to purchase the Series 1980 Note at a price of $275,000 in
accordance with the terms of the Loan Agreement is hereby. found
to be reasonable and .is accepted. .Pursuant to the Loan Agreement
the Bank has agreed to pay the purchase price of the Note in
installments in the form of Advances to the City up to the auth-
orized principal amount of the Note to be loaned to the Company
to pay Project Costs aTl as provided in Article III of the Loan
Agreement and in this Resolution..
Section 3-3. Delivery of the Note. The Note shall be
delivered to the Bank upon payment of all or part of the purchase
price on the Closing Date as defined in the Loan Agreement, and
upon compliance with all conditions of Section 3.06 of the Loan
Agreement relating to closing and delivery.
ARTICLE FOUR
.APPROVALS AND AUTHORIZATION: LIMITATIONS OF
CITY OBLIGATION
Section 4-1. Authorization: Authentication of Transcript.
Upon the execution of the documents approved in Article Two
hereof, the .Mayor and City Manager are authorized and directed to
execute the Note on behalf of the City and to deliver it to the
Bank, and to execute such other certifications, documents or
instructions as may be required by the Loan Agreement, or as bond
counsel or counsel for the Bank shall require, subject to the
approval of the City Attorney, and all certifications, recitals
and representations of the City. Upon delivery of the Note, the
proceeds thereof shall be disbursed to the Company pursuant to
the Loan Agreement. Execution of any instrument or document by
one or more appropriate officers of the City shall constitute,
and shall be deemed the conclusive evidence of, the approval and
.authorization by the City and the Council of the instrument or
document so executed. In the event of the absence or disability
of the Mayor or City Manager, such officers of the City as, in
the opinion of the City Attorney, may actin their behalf, shall
without further act or authorization of the Council do all things
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and execute all instruments and. documents required to be done or
executed by such absent or disabled officials..
Section 4-2. Registration Records. The City Clerk, as bond
registrar, .shall keep. a note register in which the City shall
provide for the registration of the Note and for transfers of-the
Note. The principal of and interest on the Note shall be paid:to
the Bank for the account of the Holder entitled thereto in Fed-
eral or other immediately available funds. The City Clerk is
authorized and directed to deliver a certified copy of this Note
Resolution to the CountyjAuditor of Hennepin County, together
with such other ~informati'on as the- County Auditor may require,
and obtain the certificate of the County Auditor as to entry of
the Note. on his note register as ,required by the Aet and Minne-
sota Statutes, Section 475'';.63
Section 4-3. Limt',ation of the City's. Obligations. Not-
withstanding anything cont~,ained in the Note or the Loan Agreement
or any other documents relating thereto,, the Note shall not
constitute a debt of the (City within the meaning of any consti-
tutional, statutory or charter limitation,. and shall not be
payable .from or charged ,upon any funds other than the revenue
pledged to the payment the',reof, and the City shall not. be subject
to any liability thereon,'', and no holder of the Note shall ever
have the right to compel !any exercise of the taxing power of the
City to pay the Note or the interest thereon, or to enforce
payment thereof against a!ny property of the City, and the Note
shall not constitute a charge, .lien or encumbrance,. legal or
equitable, upon any property of the City. The agreement of the
City to perform the covenants and other provisions contained in
the Note .and the Loan Agr'',eement shall be subject at all times to
the availability of revenues furnished by the Company sufficient
to pay all costs of such (,performance or the enforcement thereof,
and neither the City nor 'any of its officials, officers, agents
or employees shall be subject to any personal liability thereon.
Section 4-4. Execution and Delivery. The Mayor, the City
Manager, the City Clerk and-the City Attorney are. authorized and:.
directed to take all actions necessary to carry out the provi-
sions of this Resolution '',relating to the execution and delivery
of the documents described herein.
Passed by the City Council', of the City of Richfield this. 8th day o
December, 1980. ',
ATTEST:
Sylvia Bergh Acting City erk
l
l
Donald J. Prieb Mayor
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