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80-6310R66 RESOLUTION N0. 6310 RESOLUTION AWARDING THE SALE OF $6,100,000 GENERAL OBLIGATION IMPROVEMENT BONDS OF 1980; FIXING THEIR FORM AND SPECIFICATIONS; DIRECTING THEIR EXECUTION AND DELIVERY; AND PROVIDING FOR THEIR PAYMENT. BE IT RESOLVED By the City Council of the City of Richfield, Min~rresota, as follows: 1. The bid of BANCNORTHWEST/DA IN BOSWORTH, INC. of Minneapolis, Minnesota, to purchase $6,100,000 General Obligation Improvement Bonds of 1980, of the City described in the notice of sale thereof is hereby found and determined to be the highest and best bid received pursuant to duly advertised notice of sale and shall be and is hereby accepted, such bid being to purchase such bonds at a price of $5,992,004.76 plus accrued .interest to date of deliver-, such bonds to bear interest as follows: RATES 1983 7.20% 1996 8.00% 1984/85 7.25% 1997 8.10% 1986/87 7.40% 1998 8.20% 1988/93 7.50% 1999 8.30% 1994 7.70% 2000 8.40% 1995 7.90% 2001 8.50% 2002 8.60% The sum of $4.76, being the amount bid in excess of $5,992,000, shall be credited to the bond sinking fund hereinafter created. The City Treasurer is directed to retain the good faith check of the successful bidder pending completion of the sale and delivery of the bonds. The City Clerk is directed to return the checks of the unsuccessful bidders forthwith. 2. The City of Richfield shall forthwith issue and sell its General Obligation Improvement Bonds of 1980 (the "Bonds"), in the prin- cipal amount of .$6,100,000, dated September 1, 1980, the Bonds being 1220 in number and numbered 1 to 1220, both inclusive, in the denomination of $5,000 each, bearing interest'as above set forttr, all interest payable February 1, 1981, and semiannually thereafter on August 1 and February 1 in each year, and which. Bonds mature serially on February 1 in the years and amounts as follows: - 2- YEAR AMOUNT YEAR AMOUNT 1983 $ 20,0'00 1993 $305,000 1984 20,OI00 1994 330,000 1985 175,.000 1995 345,000 1986 180,000 1996 380,000 1987 200,000 1997 405,000 1988 215,000 1998 435,000 1989 230,000 1999 .465,000 1990 250,O~00 2000 500,000 1991 260,0',00 2001. 535,000 1992 285,0,00 2002 565,000 The Bonds maturing after February 1, 1993 are subject to redemption in inverse numerical order on Said date and on any interest payment date thereafter at a price of par plus accrued interest to date of redemption. 3. The Council hereby finds and determines that the maturity schedule of the Bonds, when ',combined with the maturity schedule of the City's General Obligation Improvement Bonds of 1977, dated August~l, 1977 {the "1977 Bonds") conforms to the requirements of Minnesota Statutes, Section 475.54, Subdivision 1,'and the 1977 Bonds are hereby designated for such combination in accordance with the provisions of Minnesota Statutes, Sectiori 475.54, Subdivision 2.' 4. Both principal of and interest on the Bonds shall be payable at Northwestern National Bank of Minneapolis, Minnesota, and the City of Richfield shall pay the reasonable charges of said bank for its services as paying agent. ', 5. The Bonds and the interest coupons to be thereto attached shall be in substantially the following form: No. i $5,000 UNITED STATES OF AMERICA STATE OF MINNESOTA COUNTY OF HENNEPIN CITY OF RIC1fFIELD GENERAL OBLIGATION IPiPROVF.MENT BOND O.F 1980 Y.NOty ALL PIEN BY THESE PRESENTS that the City of Richfield, Henne- pin County, Pinnesota, acknowl_erlge~s itself to be indebted aru1, for value received, hereby promises to pay to bearer out of its General Obligation Improvement Bonds of 1980 Fund ,'I the sum of FIVE TIIOUSt1Nll DOLLARS on the 1st day of February, 19_ and to pay interest thereon from the date hereof until the principal amount is ';paid at the rate of percent ( %) per annum, interest'..., to maturity payable lebrtrary 1, 1981, and semiannually thereafter on tte 1st day of August and the 1st day of February in each year in acco'~,rdance with. and upon presentation and sur- render of the interest coupons hereto attached as they severally become due. Both principal of and interest on this bond are payable at the -3- in any coin or currency of the United States of America which on the date of payment is legal tender..for--public and private debts. All bonds of this issue. maturing after February 1, 1993, are subject to redemption at the option of the City in inverse numerical order,on said date and on any interest payment date thereafter at a price of par plus accrued interest to date of redemption. This bond is one of an issue of bonds in the total principal amount of $6,100,000, all of like date and tenor except as to maturity, interest rate, redemption privilege and serial number, all issued by the City for the purpose of providing money to defray the expenses incurred and to be incurred in making local improvements, pursuant to and in full con- formit}• with the Constitution and. laws of .the State of Minnesota, including Pliniiesota Statutes, Chapter 429, and the Home Rule Charter of the City, and is payable primarily from special assessments against property specially benefited thereby, but constitutes a general-obligation of the City, and, to provide moneys for the prompt and full payment of the principal of and interest on the bonds as the same become due, the full faith and credit of the City is hereby irrevocably pledged, and the City Council will levy ad valorem taxes, if required for such purpose, which taxes may be levied on all of the taxable property in the City without limitation as to rate or amount. IT IS HEREBY CERTIFIED AND RECITED that all acts, conditions and things required by the Constitution and laws of the State of Minnesota and the }tome Rule Charter of the City to be done, to happen and to be performed precedent to and in the issuance of this bond have been done, have happened and have been performed in regular and due form, time and manner as re- quired try law; and that this bond, together with all other indebtedness of ttie City outstanding on the date hereof and on the date of its actual issuance and delivery does not exceed any constitutional, statutory or Charter limitation thereon. IN WITNESS WHEREOF, the the City of Richfield, Hennepin County, 1'tinnesota, by its City Council, has caused this bond to be executed by the facsimile signature of the Mayor and the manual signature of the City Pfanager and sealed with a facsimile of the corporate seal of the City and the interest coupons hereto attached to be executed and authenticated by the facsimile signatures of said officers, all as of September 1, 1980. Playor facsimile signature) (manual `;i.gnatnre City Plana~;er (.facsimile seal) I -4- _ , .- (Form of Coupon) No. '~, $ ~ On the lst day of February (August), 19_ the City of.Ri.chfield, Hennepin County, rinnesota, will pay to bearer, out of its General Obligation Improvement Bonds of 1980 Fund at the the amount shown hereon for (,interest then due on its General Obligation Improvement Bond of 1980, dated September 1, 1980, No. :_ ' (facsimile signature) • Mayor (facsimile signature) ~ r City ilanager ', 6. The City Clerk ',shall obtain a copy of the proposed approving legal opinion. of Messrs. LeFevere, Lefler, Kennedy, O'Brien and Drawz of Plinneapolis, Minnesota, which '',shall be complete except as to dating thereof and shall cause said opinion', to be printed on each Bond, together with. a certificate to be signed by 'the facsimile signature of the City Clerk in substantially the following form: ' I hereby certify that the foregoing is a full, true and correct copy of the legal opinion executed by the above named attorneys, except as to the dating thereof, which opinion has been handed to me for filing in my office prior to the time of bond delivery. ', (facsimile signature) City Clerk City of Richfield, Minnesota The City Clerk is hereby authorized and directed to execute such certif- icate in the name of the City upon receipt of such opinion acid to file the opinion in the City offices. ', 7. The Bonds shall be executed on behalf of the City by the facsimile signature of the 1`layor and the manual signature of the City Manager, and the interest coupons shall be executed and authenticated by the printed facsimile signatures of the P[ayor and City Planager, and the facsimile of the corporate se',al of. the City may, but need not be, printed thereon; provided, however, that the signatures of both the Mayor and the City Manager may be facsimile' signatures, duly authenticated by the manual signature of an officer ' of the Bank of he reb,y designated authenticating agent pursuant to Minnesota Statutes, Section 47,,5.55, Subdivision 1, and, if the Bonds are to -5- be so executed and authenticated, the bond .form set forth in paragraph 4 hereof shall be modified as follows: a) Substitute the following paragraph for the final paragraph of the bond: "IN WITNESS WHEREOF, the City of Richfield, Hennepin County, Minnesota, by its City Council, has caused this bond to be exe- cuted by the facsimile signatures of its Mayor and City Manager and to be sealed with (the facsimile of) the corporate seal of the City, and the interest coupons hereto attached to be executed and authenticated by the facsimile signatures of said officers, and such signatures to be authenticated by the manual signature ~~ of its duly authorized•Authenticating Agent on the reverse side of this bond, all as of September 1, 1980." b) Add the following on the reverse side of the bond: "This Bond is one of the Bonds of the series designated herei.i issued pursuant to the resolution authorizing its issuance and deliverv." of Bank As Authenticating Agent By Its Authorized Officer The Bonds, when fully executed, shall be delivered by the City Treasurer to the purchaser thereof upon receipt of the purchase price, and the purchaser shall not be obligated to see to the proper application thereof. 8. The Bonds shall be payable from the General Obligation Im- provement Bonds of 1980 Fund (the "Sinking Fund") hereby created, and the proceeds of general taxes hereinafter levied, and special assessments to be levied for the improvements (the "Improvements") financed by the Bonds are hereby pledged to the Fund. If any payment of principal or interest on the Bonds shall become due when there is not sufficient money in the Fund to pay the same, the City Treasurer shall pay such principal or interest from the general fund of the City and such fund may be reimbursed for such advances out of proceeds of assessments for the Improvements, when col- lected. 9. It is hereby determined that the City will levy special assessments for. the Improvements in the principal amount of at least 20i~ of the cost of the Improvements. To pay the City's share of the cost of the Improvements, there is hereby levied a direct, annual, irrepealabl.e ad val- orem tax levy against all taxable properties in the City, which•tax levies shall be in the years and amounts as follows (year stated being year of levy for collection the following year.) -6- ' LEVY COLL I LEVY COLL YEAR YEAR LEVY YEAR YEAR LEVY 1983 1984 $393,000 ~ 1992 1993 $497,200. 1984 1985 I 486,500 1993 1994 483,900 1985 1986 497,900 1994 1995 490,400 1986 1987 497,600 I 1995 1996 489,000 1987 1988- 496,100 I 1996 1997 485,500 1988 1989 499,300 ~I, 1997 1998 475,100 1989 1990 490,600 1998 1999 472,900 1990 1991 492,400 1999 2000 467,900 1991 1992 492,800 2000 .2001 449,800 It is hereby determined that ',,the esti mated col lection of special assess- ments for the payment of the B',onds and the foregoing ad valorem tax levies will produce at least five percent in excess of the amount needed to meet, when due, the principal and interest pa yments on the Bonds. The City Clerk is di rected to file a certified'copy of this r esolution with the Finance Direc tor of Hennepin County and obtain the certificate required by Piinnesota Statu tes, Section 475.63. 10, It is hereby determined that the Improvements to be financed by the Bonds will directly and indirectly benefit the abutting property, and the City hereby covenants'. with the holders from time to time of the Bonds as follows: (a) The City will cause the assessments for the Im- provements to be promptly levied so that the first install- ment will be collectible not later than 1982 and will take all steps necessary to assure prompt collection. The Cit}T Council shall cause ', all further actions and proceedings relative to the making and financing of the Improvements financed hereby to be taken with due diligence that are required for the construction of each Improvement financed wholly or partly from the proceeds of the Bonds and for the final and valid levy of special assessments and the appro- priation of any other funds needed to pay the Bonds and interest thereon when due. (b) In the event of any current or anticipated defi- ciency in any grants,, funds, investment income or special assessments pledged or appropriated for payment of the. principal of and interest on the Bonds, the City Council will levy ad valorem taxes in the amount of said current or anticipated deficiency. (c) The City will keep complete and accurate books and records showing all,recei.pts and disbursements relating to the Improvements, grants and pledged funds,. any taxes or assessments levied therefor and other funds appropriated for Bond payment, and al',1 collections thereof and disbursements therefrom, moneys on hand and balance of unpaid assessments. (d) The City twill cause its books anti records to be audited at least annually by qualified public accountants and will furnish copies of such audit reports to any in- terested person upon request. -7- 11. The tax levy herein provided shall be irrepealable until all of the Bonds are paid, provided that the City Clerk may annually, prior to October 10th, certify to the Finance Director of Hennepin County the a-~ount available in the Sinking Fund to pay principal and interest due during the ensuing year, and the Finance Director shall thereupon reduce the levy collectible during such-year by the amount so certified. •~ 12. The City Council hereby finds and determines .that the Improvements, comprising projects .heretofore designated as CP 705 Street. Improvement Projects, constitute projects undertaken by the City in aid of the Lyndale-Hub-Nicollet Redevelopment Area (the "Program") are public redevelopment costs thereof, and are essential to the orderly and success- ful completion of the .Program. In accordance with the Tax Increment Agree- .men.~. (the "Agreement") between.the City and the Richfield Housing and Redevelopment Authority, dated May 9, 1977, in connection with the Program, the City intends to use tax increments from the Program Area for the pur- pose of paying all or a portion of the City's cost of the Improvements as represented by the taxes levied under Section 9 of the Resolution, and shall from time to time deposit to the Sinking Fund for the Bonds such portions of the Tax Increments as in its judgement are necessary and avail- able for debt service on the Bonds. ' 13. The officers of the City are hereby authorized and directed to prepare and furnish to the purchaser of the Bonds and to the attorneys approving the same, certified copies of proceedings and records of the Citv relating to the Bonds and to the financial condition and affairs of the City, and such other certificates, affidavits and transcripts as may be required to show the facts within their knowledge or as shown by the books and records in their custody and under their control, relating to the validity and marketability of the Bonds and such instruments, including any heretofore furnished, shall be deemed representations of the City as to the facts stated therein. 14. The Mayor, City Manager and City Clerk are hereby authorized and directed to certify that they have examined the official statement or prospectus prepared and circulated in connection with the issuance and sale of the Bonds and that to the best of their knowledge and belief said state- ment is a complete and accurate representation of the facts and represent- ations made therein as of the date of said official statement or prospectus as it relates to the City. Passed by the City Council of the City of Richfield this 8 day of September, 1980. _ ~.1 / ATTEST: Sy a K. Bergh Acting C' Clerk J. Priebe ~Nfa~or