87-7376R46
RESOLUTION N0. 7376
RESOLUTION AUTHORIZING THE SALE AND ISSUANCE
OF COMMERCIAL DEVELOPMENT REVENUE REFUNDING
BONDS (CORPORATE TRAVEL BUILDING PROJECT)
SERIES 1987 A AND SERIES. 1987 B AND :THE
EXECUTION OF NECESSARY DOCUMENTS
BE ITS RESOLVED by the City Council of the City of
Richfield., Minnesota (the "City"), as follows:
Section 1. Authorization and Recitals.
1.01. General Authority. The City has previously issued
pursuant to ,Minnesota Statutes Chapter 474, as amended (the
"Prior Act"), its Commercial Development Revenue Bonds
(Corporate Travel Building) Series A, dated as of .February 1,
1983 in the original principal amount of $3,900,000, of which
$3,8.65,000 is currently outstanding (the "Prior Series A
Bonds"), and its Commercial Development Revenue Bonds (Corporate
Travel Building) Series 1987 B, dated as of December 1, 1982 in
the original principal amount of $900,000, of which $890,000 is
currently outstanding (the "Prior Series B Bonds"). Pursuant to
Minnesota Statues, Sections 469.153 through 469.166 (the "Act")
the City is authorized to issue its obligations to refund
obligations issued under the Act or Prior Act.
Proceeds of the Prior Series A Bonds and Prior Series B
Bonds were used to finance the acquisition, construction and
installation of a five-story commercial office building and
adjacent parking facility (the "Project") located at 1401 West
76th Street, Richfield, Minnesota, of which Dacotah Properties
Partnership, a Minnesota general partnership, is the current
beneficial owner (the "Prior Company"). The Prior Company
intends to convey the Project to Dacotah Properties - Richfield,
a Minnesota general partnership (the "Company") which has the
same partners as the Prior Company.
1.02. Pro osed Bonds. Representatives of the Company have
proposed that t e CitT y, acting pursuant to the Act, issue and
sell its Commercial Development Revenue Refunding Bonds
(Corporate Travel Building Project) Series 1987 A in an
aggregate principal amount not to exceed $3,865,000 (the "Series
A Bonds") to redeem and prepay on February 1, 1988 all Prior
Series A Bonds. It is also proposed that the City, acting
pursuant to the Act, issue and sell its Commercial Development
Revenue Refunding Bonds (Corporate Travel Building Project)
Series 1987 B in an aggregate principal amount not to exceed
$890,000 to redeem and prepay on December 1, 1987 all Prior
Series B Bonds. Collectivel~+
B Bonds are referred to as t
will be loaned for the fore
Company, and the Company wil]
to pay the principal and purc
interest on the Bonds when
respect of the Bonds the Cit~+
certain revenues .and payment
the Loan Agreement (as herei
hereinafter defined).
Section 1.03. Prior Boni
Bonds were issued pursuant tc
February 1, 1983, between the
as trustee (the "Series A I
were issued pursuant to an
December 1, 1982 between the
as trustee (the "Series B
redemption o~ the Series A l
adopt a Supplemental Indentu
in a manner which does not
Bonds. To faciliate the retie
proposed that the City adopt
the Series B Indenture in a a
holder of any Series B Bonds
given calling all Series B ~
1987 at a price equal to t
accrued interest. Series A l
on February 1, 1988 at a pric
plus accrued interest, plug
principal called early for re
the Series A Bonds and the Series
he "Bonds." Proceeds of the Bonds
doing purposes by the Cfty to the
agree to make payments sufficient
base price of, premium, if any, and
due. To secure payments due in
will grant a security interest in
to be received by the City- under
zafter defined) to the Trustee (as
s and Project Lease. The Series A
an In enture o 'Trust, dated as of
City and First. Trust Company, Inc.
denture") and the Series B Bonds
Indenture of Trust, dated as of
City and First .Trust Company, Inc.,
Indenture"). To facilitate the
onds it is proposed that the City
-e to amend the Series A Indenture
prejudice any holders of Series A
mption of the Series A Bonds it is
a Supplemental indenture to amend
anner which would not prejudice the
A notice of redemption has been
ends for redemption on December 1,
he principal amount thereof,.. plus.
ponds will be called for redemption
e equal to their principal amount,
a premium equal to .28 of the
demption.
The City currently holds title to the Project as security.
for the Series A Bonds .and leases the Project to the Prior.
Company pursuant to Lease. ated as of February 1, 1982 (the
"Lease"). The Prior Company has an .option to purchase the
Project upon discharge of th Series A Bonds and the payment of
One Dollar.
1.04. Documentation. Forms of the following documents
relating to t e Project, the Bonds and redemption of the Prior
Series A Bonds or Prior Series B Bonds have been prepared and
submitted to this Council an~ are hereby directed to be filed in
the office of the City Clerk:
(a) a Loan Agreement (the "Loan Agreement"), proposed
to be dated December 1, 1987, and entered into between the
City and the Company;
(b) an Indenture of Trust (the "Indenture"), proposed..
to be dated December 1, 1987, and entered into between the
City and First Trust Company, Inc. (the "Trustee")=
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Resolution 7376
(c ) a form of Bond for each series;
(d) an Escrow Agreement .(the "Escrow Agreement"),
proposed to be dated December 1,-1987, and entered into
among the City, the Trustee and the Prior Company;
(e) a Supplemental Indenture relating to the Series A
Bonds (the "Series A Supplemental. Indenture"), proposed to
be dated December 1, 1987, and entered into between the City
and the Trustee;
(f) an Amendment of Lease (the "Lease Amendment"),
proposed to be dated December 1, 1987, and entered into
between the City and the Prior Company;
(g), a Supplemental Indenture relating to the Series B
Bonds (the "Series B Supplemental Indenture"), proposed to
be dated December 1, 1987 and entered into between the City
and the Trustee;
(h) a Bond Purchase Agreement (the "Bond Purchase
Agreement"), proposed to be dated December 1, 1987, and
entered into among the City, the Company and Miller &
Schroeder Financial, Inc. (the "Purchaser"); and
,...
(i) a form of final Official Statement relating to the
Bonds (the "Official Statement").
Section 1.05. Public Hearin On the date hereof, in
accordance with Section o the Internal Revenue Code of
1986, as amended, the City Council has conducted a public
hearing on the issuance of the Bonds, which public hearing was
preceded by published notice thereof at least fourteen (14) days
prior to the public hearing, in a newspaper circulating
generally in the City and at the public hearing all parties were
given an opportunity to express their views with respect to the
proposed issuance of the Bonds and the Project. The City
Council hereby ratifies and confirms the notice of the public
hearing..
Section 2. Approval of Documents. The forms of the Loan
Agreement, the Indenture, t e Escrow Agreement, the Series A
Supplemental Indenture, the Lease Amendment, the Series B
Supplemental Indenture, and the Bond Purchase Agreement (the
"Issuer Documents") are hereby approved. The Mayor and City
Manager are hereby directed upon the request of the Company to
execute the Issuer Documents on behalf of the City. Copies of
the Issuer Documents shall be delivered, filed and recorded as
provided therein. The Mayor, City Manager and City Clerk-are
also authorized and directed to execute such other instruments
and certificates as may be required to give effect to the
transactions herein or therein contemplated.
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Section 3. Official Sta
for sale by the ices t~
presented to this Council.
distribution of the Official
of such draft (duly complete
herein authorized) to prosper
City has not participated i
Statement or the preliminary
16,.1987, has made no indepe
the information contained th
for the accuracy or complete
use of such preliminary Offi~
Section 4. The Bonds;
of Prior Bonds.
4.01. Authorization; Pr
issuance of t e Bon s o eac
amount above stated or so m'
of Leonard, Street and Deena
exempt status under the I:
amended, fn the form and
Indenture and this Resolutio
to be sold to the Purchase:
contained in the Indenture
the Bond Purchase Agreement.
4.02. Terms. All te=
interest rates, series, dat
registration procedures, zed
form and other terms, cove
provided in the Indenture,
entirety herein and shall co
provided that the initial
determined by the Company an
initial rate of 9$ per annum
4.03. Execution. The M
authorized an erected, t+
herein and in the Indenture
together with a certified c
documents required in 1
certificates, documents and
effect the transactions h~
satisfaction of the conditi
forth in the Indenture or
Purchaser's obligations to ~
Bond Purchase Agreement.
4.04. Redem tion of Pr
Discharge. ~Fe ca or ~
tement. The Bonds will be offered
tement, a draft of which has been
The City hereby consents to the
Statement in substantially the form
to reflect the terms of the Bonds
true purchasers of the Bonds. The
i the preparation of the Official.
Official Statement dated November
dent investigation with respect to
:rein and assumes .no responsibility
ess of such information. The prior
ial Statement is hereby ratified.
Sale and Execution
ce. The City hereby authorizes the
~ series in the aggregate principal
ch thereof as shall in the opinion
d as Bond Counsel, qualify for tax
ternal Revenue Code of 1986, as
upon the terms set forth in the
~. The Bonds are hereby authorized
at the price and .upon the terms
nd in accordance with the terms of
ns of the Bonds, including their
-s, manner and medium of payment,
~mption dates, manner of~execution,
ants and conditions, shall be as
rich is hereby incorporated in its
stitute a part of this Resolution,
interest on the Bonds shall be
'Purchaser and shall not exceed an
~yor and the City Manager are hereby
execute the Bonds as prescribed
end to deliver them to the Trustee,
opy of this Resolution, the other
he Indenture, and such other
instruments as may be appropriate to
rein contemplated, but only upon
ms precedent to such issuance set
the conditions precedent to the
urchase the Bonds set forth in the
and Conve ance of Pro'ect
o to Seres ns i
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Resolution 7376
hereby ratified and confirmed. The Mayor and the City Manager,.
singly or in combination, are :'hereby directed upon .due exercise
°of the Prior Company's option to purchase the Project to convey
-the same to the Prior• Company. by Quit Claim Deed. Upon.
execution of the Escrow Agreement the Mayor and City Manager are
directed to execute such certificates and instruments as may be
'necessary to terminate the interest of the City in the Project
to be terminated and to discharge the lien of the Series B
Indenture.
4.05. Modifications, Absence of Officers. The approval
hereby given o t e various ocuments re erred to above,
.including the Bonds, includes an approval of such modifications
thereof, deletions therefrom and additions thereto as may be
necessary and appropriate and approved by the Bond Counsel and
the City Manager prior to the execution and delivery of the
documents. The execution of any instrument by the appropriate
officer or officers of the City herein authorized shall be
conclusive evidence of the approval of such documents in
accordance with the terms hereof. In the absence or disability
of any officer or employee of the City, any of the 8ocuments
authorized by this Resolution to be executed by such person may
be executed by any other person who is approved by the. City
Attorney or who is otherwise permitted by law to execute such
documents..
Section 5. Authentication of Proceedin s. The Mayor, City
Manager, City C er an of er o icers of the City are
authorized and directed to furnish to the Purchaser and Bond
Counsel certified copies of all proceedings and records of the
City relating to the Bonds and matters authorized herein, and
such other affidavits and certificates as may be required to
show the facts relating to the legality and marketability of the
Bonds as such facts appear from the books and records in the
officer's custody and control or as otherwise known to them; and
all such .certified copies, certificates and affidavits,
including any heretofore furnished, shall constitute
representations of the City as to the truth of all statements
contained therein.
Section 6. Limitations of the Cit 's Obli ations. Notwith-
standing anything containe in t e Issuer Documents or the
Bonds, the Bonds shall not constitute a debt of the City within
the meaning of any constitutional or statutory limitation, and
shall not be payable from nor charged upon any funds other than
the revenues pledged to the payment thereof, and no holder of
the Bonds shall ever have the right to compel any exercise of
the taxing power of the City to pay the Bonds or the premium, if
any, or interest thereon, or to enforce payment thereof against
.any property of the City other than those rights and interests
of the City under the Loan Agreement which have been pledged to
the payment thereof. The agreement of the City to perform the
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the Issuer Documents .shall
availability of revenues fur
pay all costs of such perf~
and the City shall not be s
liability thereon.
Passed by the City Council of the C`
November, 1987.
be subject at all times to the
fished by the Company sufficient to
'mance or the enforcement thereof,
bject to any personal or pecuniary
~ of Richfield, Ntj
,/
Approved:
,,/ J'b hn
~~
i
sota,~,~his .23rd day of
ilton Mayor
Attest : ~~~ ~ ,~~PJt./ j
Thomas P. Ferber
City Clerk ~
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