90-7669R30
RESOLUTION
of the
CITY OF RICHFIELD
RESOLUTION NO. 7669
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
RICHFIELD, MINNESOTA (THE "ISSUER") AUTHORIZING THE
ISSUANCE, SALE AND DELIVERY OF THE ISSUER'S
COMMERCIAL DEVELOPMENT REVENUE REFUNDING
BONDS (THE S do M COMPANY PROJECT - LYNDALE
HARDWARE CO., LESSEE). SERIES 1990 (THE 'BONDS"),
WHICH BONDS AND THE INTEREST AND ANY PREMIUM
THEREON SHALL BE PAYABLE SOLELY FROM REVENUES
PLEDGED THERETO; APPROVING THE FORM OF AND
AUTHORIZING THE EXECUTION AND DELIVERY OF A
TRUST INDENTURE, A LOAN AGREEMENT, AND A BOND
PURCHASE AGREEMENT; APPROVING THE USE OF AN
OFFICIAL STATEMENT; APPROVING THE FORM OF AND
AUTHORIZING THE EXECUTION AND DELIVERY OF THE
BONDS; AND PROVIDING FOR THE SECURITY, RIGHTS AND
REMEDIES OF THE OWNERS OF SAID BONDS
WHEREAS, the City of Richfield, Minnesota (the "Issuer") is a home rule city
duly organized and existing under the Constitution and laws of the State of Minnesota;
and
WHEREAS, pursuant to the Constitution and laws of the State of Minnesota,
particularly Minnesota Statutes, Sections 469.152 to 469.1651, as amended (the "Act"),
the Issuer is authorized to carry out the public purposes described therein and
contemplated thereby by issuing its revenue bonds to finance the cost of the
acquisition, renovation, construction, improving and equipping of • certain revenue
producing facilities to be located within its corporate boundaries, and is authorized to
enter into. revenue agreements made in connection therewith and pledge those
agreements as security for the payment of the principal of and interest on any such
revenue bonds; and
WHEREAS, the L,suer has previously issued its $1,500,000 Industrial Development
Revenue Bonds (The S ac M Company Project -Lyndale Hardware Co., Lessee) Series
1980 (the "Prior Bonds"); and •
WHEREAS, the Issuer loaned the proceeds of the Prior Bonds to The S do M
Company, a Minnesota corporation (the "Company") for the prupose of acquiring,
improving and expanding a commercial facility within the corporate boundaries of the
Issuer (the "Project"); and
WHEREAS, the Company has requested the Issuer to issue its Commercial
Development Revenue Refunding Bonds (The S ac M Company Project - Lyndale
Hardware Co., Lessee) Series 1990 in an aggregate principal amount of not to exceed
$1,115,000 (the "Bonds") to provide for the funding of a loan (the "Loan") to the
Company for the purpose of refunding and redeeming the Prior Bonds; and
Resolution No. 7669
WHEREAS, the Loan will
dated as of September 15, 1990
Company; and
WHEREAS, the Issuer prc
Prior Bonds under the Act by
resolution; and
WHEREAS, the Bonds wiI
September 15, 1990 (the- "Indents
Minneapolis (the "Trustee"), and
certain revenues, all in accordanc
the interest on said Bonds shall C
and the Bonds shall not eonstitu
constitutional or statutory limital
of the Issuer or a charge agains
constitute a charge, lien, or encu
Issuer other than the Issuer's inter
made pursuant to the terms of a Loan Agreement
ie "Loan Agreement") between the Issuer and the
to finance the refunding and redemption of the
issuance of the Bonds of the Issuer under this
be issued under a Trust Indenture dated as of
e") between the Issuer and National City. Bank of
ire to be secured by a pledge and assignment of
with the terms of the Indenture, and said Bonds and
.payable solely from the revenues pledged therefor
a debt of the Issuer within the meaning of any
m or constitute or give rise to a pecuniary liability
its general credit or taxing powers and shall not
brance, legal or equitable, upon any property of the
.t in the Project.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF RICHFIELD, MINNESOTA, AS (FOLLOWS:
1. The Issuer acknowledges, finds, determines, and declares that the- refunding
and redemption of the Prior Bonds, the proceeds of which were used to acquire,
improve and expand the Project', furthers the purposes of the Act, including the
promotion of industry and commerce through governmental action for the purpose of
preventing the emergence of blighted and marginal lands.
2. For the purposes set forth above, there is hereby authorized the issuance,
sale and delivery of the Bonds in a principal amount of not to exceed $1,115,000. The
Bonds shall be numbered, shall brie dated, shall bear interest, shall mature, shall be
subject to redemption prior to maturity, shall be in such form, and shall have such a
other details and provisions as are prescribed in the Indenture in the form now on file
with the Issuer.
3. The Bonds shall be spe
revenues provided pursuant to the
to the Indenture. The City Cout
Mayor and the City Manager of t
deliver the Indenture by .and betty
Trustee the Indenture, and hereby
accordance with the Indenture, a
the terms and conditions, covenan
bondowners, the Issuer and the Try
All of the provisions of the
be in full force and effect fron
Indenture shall be substantially in
and appropriate variations, orris:
substance thereof, or as the City
execution thereof by the Cit`
determination.
vial obligations of the Issuer payable solely from the
Loan Agreement, and other funds pledged pursuant
cal of the Lssuer hereby authorizes and directs the
ie Issuer (together, the "Officials") to execute and
en the Issuer and the Trustee, and to deliver to said
authorizes and directs the execution of the Bonds in
~d hereby provides that the Indenture shall provide
:s, rights, obligations, duties and agreements of the
stee as set forth therein.
denture, when executed as authorized herein, shall
the date of execution and delivery thereof. The
1e form on file with the Issuer, with such necessary
-ns and insertions as do not materially change the
Zanager, in his discretion, shall determine, and the
Manager shall be conclusive evidence of such
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Resolution No. 7669 .
4. The Officials are hereby authorized and directed to execute and deliver the
Loan Agreement and the Bond Purchase Agreement by and among John G. Kinnard Sc
Company, Inc. (the "Underwriter"), the Company and the Issuer (the "Bond Purchase
Agreement"). All of the provisions of the Loan Agreement and the Bond Purchase
Agreement, when executed and delivered as authorized herein, shall be in full force
and effect from the date of execution and delivery thereof. The Loan Agreement and
the Bond Purchase Agreement shall be substantially in the forms on file with the
Issuer, with such omissions and insertions as do not materially change the substance
thereof, or as the City Manager, in his discretion, shall determine, and the execution
thereof by the City Manager shall be conclusive evidence of such determination.
5. The Bonds shall be revenue obligations of the Issuer the proceeds of which
shall be disbursed pursuant to the Indenture and the Loan Agreement, and the
principal, premium and interest on the Bonds shall be payable solely from the proceeds
of the Bonds, the Loan Agreement and other sources of revenue specifically pledged
therefor.
6. The Trustee is hereby appointed as Paying Agent and Bond Registrar for
the Bonds.
7. The Officials are hereby authorized to execute and deliver, on behalf of
the Issuer, such other documents as are necessary or appropriate in connection with
the issuance, sale, and delivery of the Bonds, including an arbitrage certificate, and all
other documents and certificates as shall be necessary and appropriate in connection
with the issuance, sale and delivery of the Bonds.
8. The Issuer has not participated in the preparation of the Official Statement
relating to the Bonds (the "Official Statement") and has made no independent
investigation with respect to the information contained therein, including any
appendices thereto, and the Issuer assumes no responsibility for the sufficiency,
accuracy or completeness of such information. Subject to the foregoing, the Issuer
hereby consents to the distribution of the Official Statement by the Underwriter iri •
connection with the sale of the Bonds.
9. The Issuer approves the form of the Combination Mortgage, Assignment of
Leases and Rents and Security Agreement, dated as of September 15, 1990, from the
Company to the Trustee.
10. All covenants, stipulations, obligations and agreements of the Issuer
contained in this resolution and the aforementioned documents shall be deemed to be
the covenants, stipulations, obligations and agreements of the Issuer to the full extent
authorized or permitted by law, and all such covenants, stipulations, obligations and
agreements shall be binding upon the Issuer. Except as otherwise provided in this
resolution, all rights, powers and privileges conferred and duties and liabilities imposed
upon the Issuer by the provisions of this resolution or the aforementioned documents
shall be exercised or performed by such officers, board, body or agency thereof as may
be required or authorized by law to exercise such powers and to perform such duties.
No covenant, stipulation, obligation or agreement herein contained or contained
in the aforementioned documents shall be deemed to be a covenant, stipulation,
obligation or agreement of any member of the City Council of the Lssuer, or any
officer, agent or employee of the Issuer in that person's individual capacity, and
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Resolution No. 7669
neither the City Council of the Is:
shall be liable personally on the
accountability by reason of the iss
No provision, covenant c
documents, the Bonds or in any o1
therein or herein imposed upon t
give rise to any pecuniary liabilit
or taxing powers. In making the a
set forth in such .documents, the
funds or revenues, other than fur
which are to be applied to the p,
Indenture.
11. Except as herein othe
in the aforementioned documen
construed to confer upon any pe
any owner of the Bonds issued
remedy or claim, legal or equiU
provision hereof, this resolution
provisions being intended to be
Issuer and any owners from time
this resolution.
aer nor any officer or employee executing the Bonds
Bonds or be subject to any personal liability or
anee thereof.
agreement contained in the aforementioned
per document related to the Bonds, and no obligation
ie Issuer or the breach thereof, shall constitute or
r of the Issuer or any charge upon its general credit
reements, provisions, covenants and representations
Issuer has not obligated itself to pay or remit any
~s and revenues derived from the Loan Agreement
yment of the Bonds, as provided therein and in the
ise expressly provided, nothing in this resolution or
expressed or implied, is intended or shall be
in or firm or corporation, other than the Issuer or
.der the provisions of this resolution, any right,
.e, under and by reason of this resolution or any
the aforementioned documents and all of their
d being for the sole and exclusive. benefit of the
~ time of the Bonds issued under the provisions of
12. In case any one or more of the provisions of this resolution, or of the
aforementioned documents, or of'ithe Bonds issued hereunder shall for any reason be
held to be illegal or invalid, such illegality or invalidity shall not affect any other
provision of this resolution, or of the aforementioned documents, or of the Bonds, but
this resolution, the aforementioned documents, and the Bonds shall be construed and
endorsed as if such illegal or invalid provision had not been contained therein.
13. The Bonds, when exec
are issued pursuant to the Act, ~
validity of the Bonds and the rE
conditions and things required by
adoption of this resolution, to tt
aforementioned documents to haE
enactment of this resolution, and
the execution of the aforementic
performed as so required by law.
ited and delivered, shall contain a recital that they
nd such recital shall be conclusive evidence of the
;ularity of the issuance thereof, and that all acts,
the laws of the State of Minnesota relating to the
issuance of the Bonds and to the execution of the
>en, exist and be performed precedent to and in the
precedent to issuance of the Bonds and precedent to
ied documents have happened, exist and have been
14. The officers of the IIssuer, attorneys, engineers and other agents or
employees of the Issuer are hereby authorized to do all acts and things required of
them by or in connection with this resolution, the aforementioned documents, and the
Bonds for the full, punctual and complete performance of all the terms, covenants and
agreements contained in the Bonds, the aforementioned documents and this resolution.
In the event that for any reason I, the Mayor of the Issuer is unable to carry out the
execution of any of the document's or other acts provided herein, any other member of
the City Council of the Lssuer shall be authorized to act. in his capacity and undertake
such execution or acts on behalf of the Issuer with full force and effect, which
executions or acts shall be valid and binding on the Issuer. If for any reason the City
Manager of the Issuer is unable to execute and deliver the documents referred to in
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Resolution No. 7669
this Resolution, such documents may be executed by a member of the City Council or
the City Clerk with the same force and effect as if such documents were executed and
delivered by the City Manager of the Issuer.
15. The Issuer hereby makes the election provided by Section 103(b)(6)(D) of
the Internal Revenue Code of 1954, as amended (relating to $10,000,000 small issue
limitation) with respect to the Bonds.
Passed by the City Council of the City of Richfield, Minnesota this 24th day of
September, 1990.
Attest:
• ~ ~,
Thomas P. Ferber, City Clerk
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