04-29-91 agenda3
CITY OF RICHFIELD, MINNESOTA
Study Session Letter No. 21
Agenda April 29, 1991
Issue Statement:
Discussion regarding the City's continued participation in the
Suburban Rate Authority (SRA).
Background:
As previously stated in Council Memorandum No. 31, staff has
suggested that the City Council should consider withdrawing from
the SRA. Staff has reviewed all expenditures for possible
reductions or elimination. The direct benefits the City is
receiving from the SRA are difficult to quantify. The dues of
this organization are $3,000 for 1991.
The joint powers agreement for this organization indicates that
any member may withdraw by filing a written notice by June 15.
The withdrawal will then take effect at the end of the calendar
year. Given this timeframe, it is appropriate for the Council to
make a decision on this matter. Formal action will be required
at the next regular City Council meeting to allow time for the
City to file a written notice of withdrawl.
Scheduled to attend this Study Session are: James Strommen from
Holmes and Graven; Gloria Vierling, SRA Chair, who will speak on
• behalf of the SRA Board; John Pidgeon who will be available for
questions or comments; and Glenn Purdue who will answer questions
regarding utility matters and other legal questions.
Attached to this letter is a memorandum regarding the SRA's
background and achievements.
Recommended Motion:
It is recommended that the City Council discuss the City's
continued participation in the Suburban Rate Authority and place
their recommendation on the May 13, 1991 City Council agenda for
formal action.
Basis of Recommendation:
1. Given the financial situation of the
for the Council to make a decision as
participation in the SRA.
2. The 1991 dues of the SRA are $3,000.
3. The direct benefits received from the
quantify.
4. Formal Council action is required on
regular Council meeting will give the
written notice of withdrawal.
City, it is appropriate
to the City's continued
SRA are difficult to
this issue. The May 13
City time to submit a
c
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Alternative Recommendation:
1. The Council could decide not to withdraw from the SRA.
2. The Council could decide to delay their decision. However,
if the June 15 deadline is missed, the City will be unable to
withdraw for another year.
Discussion/Decision Mode:
This item is placed on the April 29 Special Study Session agenda
for discussion.
Respect lly submitted,
Ja ZY D. Prosser
Ci Manager
JDP:cak
is
¢¢ V
HOLMES & GRAVEN
CHARTERED
JAMES M. STROMMEN 470 Pillsbury Center, Minneapolis, Minnesota 55402
Attorney at Law (612) 337-9300
Direct Dial (612) 337-9233
April 22, 1991
James Prosser, City Manager
City of Richfield
6700 Portland Avenue
Richfield, MN 55423
Re: Suburban Rate Authority
Dear Jim:
Facsimile (612) 337-9310
Enclosed is a Memorandum which provides information on the SRA. You have
indicated you would distribute this to the City Council members for our meeting on
April 29, 1991 at 6:00 p.m. at Richfield City Hall. As we discussed by telephone, the
• SRA intends to have four people present at the April 29 meeting. Gloria Vierling, SRA
Chair, will speak on behalf of the SRA Board. John Pidgeon will also be available for
questions or comments. Glenn Purdue and I will answer questions regarding utility
matters or other legal questions.
Thank you for your consideration on this matter.
Very truly yours,
HOL ES & GRAVEN, CHARTERED
James M. Strommen
JMS:sd
Enclosure
cc: Gloria Vierling w/enc.
John Pidgeon w/enc.
Glenn Purdue, Esq. w/ enc .
0
SUBURBAN
0
RATE
AUTHORITY
MEMBERS
BLOOMINGTON
BROOKLYN PARK
BURNSVILLE
CHAMPLIN
CIRCLE PINES
COLUMBIA HEIGHTS
DEEPHAVEN
EDEN PRAIRIE
EDINA
FRIDLEY
GREENWOOD
HASTINGS
HOPKINS
LAUDERDALE
MAPLE PLAIN
MAPLEWOOD
MINNETONKA
MINNETRISTA
NEW BRIGHTON
NORTH ST. PAUL
ORONO
OSSEO
PLYMOUTH
RICHFIELD
ROBBINSDALE
ROSEVILLE
• SAVAGE
ST. LOUIS PARK
SHAKOPEE
SHOREVIEW
SPRING PARK
WAYZATA
WEST ST. PAUL
WOODLAND
MEMORANDUM
TO: Richfield City Council
FROM: Suburban Rate Authority
DATE: April 24, 1991
SUBJ: SRA Background and Achievements
The Suburban Rate Authority ("SRA") was organized in 1963, for the purpose
of providing group strength in negotiating franchises with the Minneapolis Gas
Company, which served the original members. In 1974, the legislature adopted the
Public Utilities Act to provide for state regulation of gas and electric utilities,
except for cooperative electric associations and municipal utilities. SRA assisted
the state in setting up regulation and intervened in the early gas and electric cases
with the hope of providing leadership and direction in utility regulation. Since that
time, it has been active in matters concerning the Metropolitan Waste Control
Commission ("MWCC"), in providing uniform gas and electric ordinances to the
membership, gas, electric and telephone rate regulation and in legislation
concerning the Public Utilities Commission ("PUC"), with some notable successes.
The following highlights SRA involvement in specific matters over the last
several years. On page four is an analysis of the dollars the SRA has saved for
members through intervention in utility and waste control matters.
UNIFORM FRANCHISE ORDINANCES
U
The statutes allow cities to require gas and electric utilities operating within
their boundaries to obtain non-exclusive franchises, which are granted by
ordinance. Prior to 1974, these franchise ordinances regulated virtually all facets
of gas and electric service, including pricing and conditions of service. SRA
members adopted the first SRA uniform franchise in the early 1960s. These
expired 20 years later. In 1982, SRA established a committee to work with
Minnegasco on a replacement gas franchise. Such a franchise was agreed to in
meetings which spanned the course of a year. Counsel is of the opinion that the
strength presented by the SRA accomplished very much in terms of providing
member cities with a strong gas franchise ordinance. Most SRA members adopted
the franchise as negotiated, at insignificant cost.
In 1984, the Board formed a committee to negotiate a uniform electric
franchise with Northern States Power Company. After many spirited discussions
between the committee and NSP representatives, a uniform electric franchise,
generally acceptable to NSP, was adopted by the Board in April of 1987, and
470 PILLSBURY CENTER • MINNEAPOLIS, MINNESOTA 55402 • (612) 337-9300
distributed to members for action. Many members have adopted this franchise
ordinance. While obtaining company approval of a franchise ordinance acceptable to
SRA was far more difficult than with the Minnegasco ordinance, counsel is of the
opinion that group strength provided a very significant advantage over the
bargaining strength of individual cities, at small cost to individual cities.
UTILITY AND WASTE CONTROL MATTERS
1991 NSP General Rate Filing
The SRA has actively intervened in the present NSP filing, as well as in the
1990 case which the PUC rejected NSP's $120,000,000 rate increase request.
The SRA has focused on the municipal pumpers' rate and street lighting. The
SRA is traditionally the only intervenor seeking reduced increases in the
municipal pumping rate and has seen consistent success in that effort.
1991 Waste Control Matters
SRA maintains an active dialogue with the MWCC. SRA is reviewing the
MWCC eighteen year budget for 1992 through 2010. SRA has lobbied the
state legislature during the last few years for greater equity in the combined
sewer overflow bonding proposals. SRA lobbies to reduce the amount of state
general fund bonds used to finance the sewer separation program for
Minneapolis, St. Paul and South St. Paul.
Northwestern Bell Tier System Review
• The PUC will be issuing an order shortly regarding study of the tier system
rate design of Northwestern Bell. While a decision is not final, the PUC has
indicated substantial interest in the comprehensive review of the
Northwestern Bell Twin City Metropolitan Area rate design. SRA has
advocated such a review, and is now joined in that portion by the Attorney
General and the Department of Public Service.
1990 U.S. West Incentive Regulation Plan
We actively intervened in the case involving U.S. West's request to be
partially deregulated in its local service to residential and business
customers. The final order established stable rates for Twin City local
telephone customers of U.S. West through August of 1994.
1987 SAC Refund Plan Sewer Service Areas Rate Structure. SRA provided
testimony through Grady Boeck at the legislature. Board resolution
supporting changes in sewer services areas and the rate structure as proposed
by the study commission.
Northwestern Bell Extended Area Service Docket. The SRA made significant
progress in demonstrating cost in equities in the Twin City Metropolitan Area
Northwestern Bell service area. SRA participation in this case laid the
ground work for the pending order reviewing the tier system.
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1986 NSP Gas General Rate Case. We monitored this case, which was refiled after
the dismissal of the 1985 case because of NSP misconduct in hiring a
commissioner before he acted on NSP's rate request.
Redeliberation on Northwestern Bell Cases. We obtained very substantial
reductions in the tier system ratios. These changes resulted in very
significant savings in telephone rates for most SRA business and residential
users.
1985 Directors DeGhetto and Honchell served on the Rate Structure Task Force.
The Board was active in the formulation of funding proposals for the
Combined Sewer Overflow projects in the Cities of Minneapolis, St. Paul and
South St. Paul. SRA involvement probably limited the pass-through of these
costs to member communities.
Northern States Power General Rate Case. The SRA sponsored expert
witness Derick Dahlen on, several issues. We "pioneered" an issue as to fossil
fuel inventory. We also helped maintain the municipal pumping rate, and we
defended prior SRA accomplishments as to accounting practices. Very
substantial savings were realized through SRA intervention. This case was
appealed to the Court of Appeals and the State Supreme Court and SRA
(alone) participated with MPUC in successfully defending MPUC's action.
1984 SRA Director Jim Spore served on the MWCC Administrative Review
Committee. Jim and Clayt LeFevere assisted Touche Ross with the
• management review study of the MWCC (the "Boland Commission")
1983 Northwestern Bell General Rate Filing. We attacked the tier system of
pricing. SRA director Gayle Norberg appeared as a witness. Some gains were
made in reducing the tier system ratios, thus resulting in savings to most SRA
business and residential customers.
1982 SRA organized and, with other organizations, sponsored a conference on the
management of the MWCC. Dubbed "Spotlight on the MWCC," the
conference started the ball rolling toward review of management practices,
policies and philosophies of the MWCC. The one-day conference was
attended by over 100 persons and it started a dialogue which resulted in the
management study and rate structure reviews.
Minnegasco General Rate Increase. We monitored the financial matters in
this case. SRA supported Minnegasco in a failing effort to maintain free
inside safety inspections as a condition of service.
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1981 SRA created an ad hoc committee on MWCC oversight.
The committee, chaired by Bill Schoell, established subcommittees to study
operating efficiency, storm sanitary sewer separation, total costs and
allocation methodology, future construction program, wage rates,
comparative costs and similar districts. Committee reports were received
and forwarded to MWCC.
NSP Electric General Rate Increase. We monitored the financial matters in
this case to assist in preserving accounting principles established previously
by the SRA.
1980 NSP Electric General Rate Case. SRA monitored the case, successfully
preserving previously established accounting treatment as to nuclear fuel
amortization, deferred taxes, and alleged lag in payment of depreciation.
Minnegasco General Rate Filing. SRA participated as a party in this case but
did not sponsor testimony. It reviewed financial data.
1977 NSP Electric General Rate Case. SRA sponsored testimony of George Hess
concerning various accounting practices.
1975 NSP Electric General Rate Case. SRA sponsored the principle of original
cost rate base rather then present value). This principle was accepted and
had extremely significant and favorable consequences for all consumers.
. PUC LEGISLATION
Following the disclosures of alleged misconduct by commissioners of the
MPUC in 1986 and early 1987, reactive legislation was proposed in the Minnesota
legislature. SRA counsel appeared with the Attorney General and with the counsel
for the MPUC in urging reasonable corrective action and advising against proposals
with were deemed excessive. SRA counsel testified before legislative committees.
The resulting statutory amendments provide safeguards for the public.
ESTIMATED DOLLAR SAVINGS FROM SRA EFFORTS
There are only a few instances where circumstances allow an estimate. In an
effort to, be able to contrast savings with assessments, the calculations are made on
a per vote basis (5,000 of population).
1975 NSP. George Hess estimated $18 to $ 20 per household. Using 3.4
persons per household, this would be approximately $26,500 per vote. The
figure does not include business savings.
1977 NSP. I can find no estimate of dollar savings in the file. The 1975
principles were defended successfully. It is thus reasonable to state that the
$ 26,500 per vote continued from 1975 and onward. To be conservative, use
five years of $132,000 per vote for NSP electric through 1980.
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1980 Minnegasco, 1981 NSP, 1982 NSP, 1982 Minnegasco. I can find no
• calculation i the file. We again defended principles previously established in
NSP cases. No dollar impact can be fairly calculated.
1982 Northwestern Bell. We commenced our attack on the tier system.
Northwestern Bell has estimated a shift away from suburban communities of
about $ 2 million to $ 3 million per year as a result of SRA intervention in the
three Bell rate cases through the 19801s. Using $ 2 million per year and the
assumption that SRA represents approximately half of the suburban
businesses and households (this has not been calculated, it is just an
estimate), the savings is about $ 6500 per vote per year. Over three years,
this is $ 20,000 per vote.
1985 NSP. Our consultant estimated savings due solely to SRA intervention
at about $ 8 per household per year. Over the two years the rate was in
effect, this is a savings of about $23,500 per vote.
1987 NSP. This case is addressed in a concurrent memo. Estimated savings
from the fuel issue is $1,600 per vote per year.
MWCC. We have been attentive to shifts of the revenue burden from the
central cities to the suburbs. This was particularly true in CSO funding (the
Legislature just "undid" some of that success in the "Garbage Bill"). Savings
were likely realized in the sewer service area changes and the administrative
changes urged by SRA. It is our judgment that these savings were very
significant, but they are not quantificable without an undue amount of
research, and assumptions which could not be well-supported.
Uniform Franchises. The gas and electric uniform franchises were negotiated
at a cost of approximately $40 per vote. If as favorable terms could be
negotiated individually, which is quite doubtful, cost of staff and attorney
time would considerably more. an average member might have 3.5 votes and
its costs would thus be $140 for the SRA product. Attorney and staff costs
for doing it individually might easily be ten times that, a savings of $1260 per
member or $ 360 per vote.
Summary. A conservative estimate of dollar savings to SRA members
because of SRA activities over the years since 1975 is $177,460 per vote.
Very likely a case could be made for multiples of this figure. SRA
assessments through 1988 total $1,513.50 per vote or 0.85 percent of the
estimated savings, without regard for the non-qualifiable rewards of
membership. The per vote assessment history is:
1984 - $245.40
1985 - 368.10
1986 - 200.00
1987 - 350.00
1988 - 350.00
1989 - 350.00
1990 - 350.00
1991 - 375.00
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