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01-24-94 agenda? 00 CITY OF RICHFIELD, MINNESOTA MONDAY, JANUARY 24, 1994 REGULAR CITY COUNCIL MEETING 7:00 P.M. COUNCIL CHAMBERS AGENDA INTRODUCTORY PROCEEDINGS CALL TO ORDER PLEDGE OF ALLEGIANCE APPROVAL OF MINUTES OF THE (1) SPECIAL CITY COUNCIL MEETING SESSION OF JANUARY 6, 1994; (2) SPECIAL CITY COUNCIL MEETING OF JANUARY 7, 1994; (3) REGULAR CITY COUNCIL MEETING OF JANUARY 10, 1994; AND (4) SPECIAL CITY COUNCIL MEETING OF JANUARY 14, 1994 1. OPPORTUNITY FOR PERSONS TO ADDRESS THE COUNCIL ON ITEMS NOT LISTED ON THE AGENDA 2. CONSIDERATION OF RESOLUTION APPROVING SOCIAL SERVICE AGENCY COMMITTEE REPORT AND RECOMMENDATIONS, AND AUTHORIZING CITY MANAGER TO EXECUTE AGREEMENT FOR SERVICE WITH THOSE AGENCIES FUNDED BY CITY COUNCIL LETTER NO. 27 AGENDA APPROVAL 3. COUNCIL APPROVAL OF AGENDA CONSENT CALENDAR NOTE: CONSENT CALENDAR CONTAINS SEVERAL SEPARATE ITEMS WHICH ARE ACTED UPON BY THE CITY COUNCIL IN ONE MOTION. ONCE THE CONSENT CALENDAR HAS BEEN APPROVED, THE INDIVIDUAL ITEMS AND RECOMMENDED ACTIONS HAVE ALSO BEEN APPROVED. NO FURTHER COUNCIL ACTION IS NECESSARY. HOWEVER, ANY COUNCIL MEMBER MAY REQUEST THAT AN ITEM BE REMOVED FROM THE CONSENT CALENDAR AND PLACED ON THE REGULAR AGENDA FOR COUNCIL DISCUSSION AND ACTION. ALL ITEMS LISTED ON THE CONSENT CALENDAR ARE RECOMMENDED FOR APPROVAL. 4A. CONSIDERATION OF APPROVAL OF SETTING MAY 2, 1994 AS DATE FOR 1994 BOARD OF REVIEW C.L. 28 B. CONSIDERATION OF APPROVAL OF REQUEST FOR REAPPOINTMENT OF CAMILLO DESANTIS AND JOHN BOYLE AS RICHFIELD REPRESENTATIVES TO SOUTH HENNEPIN REGIONAL PLANNING AGENCY'S REGIONAL CITIZENS ADVISORY COMMISSION C.L. 29 • C. CONSIDERATION OF APPROVAL OF SETTING FEBRUARY 14, 1994 AS DATE • FOR PUBLIC HEARING FOR NEW ON-SALE WINE LICENSE FOR THE FRENCHMAN'S, 1400 EAST 66TH STREET C.L. 30 D. CONSIDERATION OF APPROVAL OF RESOLUTION AUTHORIZING EXECUTION OF CONTRACT WITH HENNEPIN COUNTY FOR 80% REIMBURSEMENT OF 1994 RECYCLING EXPENSES C.L. 31 E. CONSIDERATION OF APPROVAL OF PURCHASE IN EXCESS OF $5,000 FOR SPACE LABS 610 DEFIBRILLATOR FOR NEW FIRE/RESCUE PUMPER AT FIRE STATION 2 FROM SPACE LABS, INC. IN TOTAL AMOUNT OF $5,350 C.L. 32 F. CONSIDERATION OF APPROVAL OF PURCHASE IN EXCESS OF $5,000 FOR INSTALLATION OF INFRA-RED HEATING SYSTEM IN NEW WASH STALL AREA. OF CENTRAL GARAGE FROM MIDLAND HEATING AND AIR CONDITIONING IN TOTAL AMOUNT OF $10,800 C.L. 33 G. CONSIDERATION OF APPROVAL OF PURCHASE IN EXCESS OF $5,000 FOR 1993 WATER APPROPRIATION PERMIT FROM MINNESOTA DEPARTMENT OF NATURAL RESOURCES IN TOTAL AMOUNT OF $5,149.94 C.L. 34 H. CONSIDERATION OF APPROVAL OF PURCHASE IN EXCESS OF $5,000 FOR CHEVROLET 1/2 TON 4x4 PICKUP TRUCK FOR USE BY STREET MAINTENANCE DIVISION FROM THANE HAWKINS POLAR CHEVROLET, INC. IN TOTAL AMOUNT OF $16,007 C.L. 35 I. CONSIDERATION OF APPROVAL OF PURCHASE IN EXCESS OF $5,000 FOR 1/2 TON 4x2 CHEVROLET PICKUP TRUCK FOR USE BY GOVERNMENT BUILDINGS MAINTENANCE DIVISION FROM THANE HAWKINS POLAR CHEVROLET, INC. IN TOTAL AMOUNT OF $13,783 C.L. 36 J. CONSIDERATION OF APPROVAL OF PURCHASE IN EXCESS OF $5,000 FOR FORD AEROSTAR MINI PASSENGER VAN FOR USE BY ENGINEERING DIVISION FROM SUPERIOR FORD IN TOTAL AMOUNT OF $14,390 C.L. 37 K. CONSIDERATION OF APPROVAL OF APPLICATION FOR LAWFUL GAMBLING LICENSE ON SUNDAYS AND FEE WAIVER FOR RICHFIELD AMERICAN LEGION #435, 6501 PORTLAND AVENUE C.L. 38 L. CONSIDERATION OF APPROVAL OF APPLICATION FOR EXEMPTION FROM LAWFUL GAMBLING LICENSE ON MARCH 5 AND MARCH 26 AND FEE WAIVER FOR ST. PETER'S CHURCH, 6730 NICOLLET AVENUE C.L. 39 M. CONSIDERATION OF APPROVAL OF 1994 LICENSE RENEWALS: HAROLD CHEVROLET INC. dba JIM LUPIENT'S BARGAIN LOT: MOTOR VEHICLE DEALERS LICENSE QUALITY WASTE CONTROL INC.: GARBAGE HAULER, 5 VEHICLES SUNSET AUTO DETAIL: AUTO DETAILING RESOLUTIONS 5. CONSIDERATION OF RESOLUTION APPROVING EXTENSION OF MATURITY OF COMMERCIAL DEVELOPMENT REVENUE BOND (RICHFIELD SHOPPES DEVELOPERS PROJECT) COUNCIL LETTER NO. 40 6. CONSIDERATION OF RESOLUTION AWARDING SALE OF $575,000 GENERAL OBLIGATION IMPROVEMENT REFUNDING BONDS, SERIES 1994A; AND • RESOLUTION AWARDING SALE OF $2,790,000 GENERAL OBLIGATION IMPROVEMENT REFUNDING BONDS, SERIES 1994B COUNCIL LETTER NO. 41 ADMINISTRATIVE REPORTS & OTHER BUSINESS • • 7. CONTINUATION OF CONSIDERATION OF PETITION TO REZONE LAND AT 6438 AND 6444 FIRST AVENUE; NORWEST BANK COUNCIL LETTER NO. 42 8. CONSIDERATION OF REQUEST FOR APPROVAL OF SOUTH HENNEPIN REGIONAL PLANNING AGENCY'S 1994 WORK PLAN PROPOSAL COUNCIL LETTER NO. 43 9. CONSIDERATION OF AUTHORIZING REPAYMENT OF METROPOLITAN RIGHT-OF- WAY ACQUISITION LOAN FUND FOR ACQUISITIONS FOR 77TH STREET RECONSTRUCTION PROJECT COUNCIL LETTER NO. 44 10. CONSIDERATION OF APPOINTMENTS OF PERSONS TO VARIOUS ADVISORY BOARDS AND COMMISSIONS COUNCIL LETTER NO. 45 11. DISCUSSION OF DRAFT 1994 LEGISLATIVE ISSUES 4 0 12. AIRPORT STATUS REPORT AIRPORT BUSINESS 77TH STREET PROJECT BUSINESS 13. 77TH STREET PROJECT STATUS REPORT 14. LEGISLATIVE REPORT CORRESPONDENCE COUNCIL CHOICE 15. COUNCIL DISCUSSION ITEMS 16. CLAIMS AND PAYROLLS ADJOURNMENT Auxiliary aids for individuals with disabilities are available upon request. Requests must be made at least 96 hours in advance to the Administrative Services Director at 861-9702. DRAFT If -/ 00 1994 LEGISLATIVE DISCUSSION ITEMS CHALLENGE 1 - RESOURCES OF VITALITY New and modified revenue sources are needed to ensure that resources are of a sufficient quantity to have a positive impact on housing, redevelopment, maintenance and essential services in Richfield. Of particular concern are the impacts due to airport operations and long range planning. RESPONSE: 1.A. CITY/SCHOOL IMPACT AID The City of Richfield and School District should be made whole for the net loss of revenue because of the buyout of the New Ford Town and Rich Acres neighborhoods. In February 1992, the total net annual loss was calculated to be $350,000 for the School District and $50,000 for the City, totalling $400,000 per year, assuming airport- related uses govern the future use of the property. rp-i] The City supports reimbursing local units of government for a period of ten years for property acquired for public purposes. Eligible projects are identified only as property which has a total tax capacity equal to 1% of the impacted city or town, at least 300 housing units are involved and the property will be used for a public purpose. This legislation will compensate the City and School District for the lost state aid/property taxes as a result of the buyout of the New Ford Town and Rich Acres neighborhoods for a period of ten years. I.B. LOCAL GOVERNMENT AID (LGA) The City strongly supports the League of Minnesota Cities' (LMC) and Association of Metropolitan Municipalities position which guarantees that the Local Government Trust Fund (LGTF) revenues continue to be used for property tax relief. The key features of the position are as follows: ? Funding for city LGA will grow at the same rate as revenues into the LGTF. • ? The city LGA share of LGTF revenue growth will be distributed to compensate for differences in need and differences in tax base. ? The new formula will correct perceived inequities in the current distribution of aid over time as increased funding permits. The formula will not cut current aid amounts for any city. 11, L). ? Future aid increases will be based on objective factors . • outside the control of local officials, and will not be based on historical spending. ? The new formula will automatically distribute the increased LGTF revenue available for city aid and will not encourage or require annual legislative "tinkering. This will help assure stability in future city aid. 1.C. HOMESTEAD AND AGRICULTURAL CREDIT AID (HACA) The City opposes payment of additional HACA for property class rate reductions from the Local Government Trust Fund beyond.those rate reductions already in law through taxes payable in 1994. 1.D. SUSTAIN LEVY LIMITS REPEAL The City supports the Legislature's repeal of City levy limits. Removal of levy limits enhance local accountability, allow cities to plan for and respond to changing financial conditions and the increasing costs of state and federal mandates. Levy limits have been inconsistent with the principles of local self-government and accountability. 1.E. CITY FUND BALANCES The.City supports the position that the Legislature should not attempt to control or restrict city fund balances. These funds are necessary to maintain the fiscal viability of city governments to purchase capital goods and infrastructure to maintain high level bond ratings, and to pay the operational costs of administration of local government prior to the time that the tax settlements are received by the City. Cities must have adequate fund balances at the beginning of each fiscal year to finance expenditures for the first full six months of the year. 1.F. PENALTIES AND INTEREST ON DELINQUENT PROPERTY TAXES The City urges the Legislature to pass legislation that would provide that cities receive their proportionate share of revenues from penalties and interest collected on delinquent property taxes. These revenues should not be deducted from State aid payments. Under current law, only counties and school districts receive penalty and interest payments on delinquent property taxes. 1.G. SUPPORT FISCAL DISPARITIES The City urges the Legislature to continue to support the . Fiscal Disparities Program. This program offsets some of the financial differential between developed and developing communities and acknowledges the greater needs of developed areas. 2 11-3 1.H. EXPAND T.I.F. FUNDING USES The City urges the Legislature to modify the definition of administrative services within Tax Increment Financing (T.I.F.) Districts to include health and safety support services identified by the redevelopment district plan and budget. 1.I. PROPERTY TAX-ADMINISTRATION The City urges the Legislature to repeal authority for counties to assess a separate charge to administer special assessments. Cities should receive a share of revenues from penalties and interest collected on delinquent property taxes. • • 3 it -q CHALLENGE 2 - RESOURCES FOR REDEVELOPMENT Richfield has made significant progress in reversing the deterioration and decline in commercial-retail areas of the City. Market conditions, the significant lead time required for development, and the considerable expense to address the remaining blighting conditions and planned public improvements requires additional resources. Richfield demonstrates a prudent and proper use of Tax Increment Financing. RESPONSE: 2.A. T.I.F. - INCENTIVE FOR FISCAL DISPARITIES GAINERS Develop and support legislation that would provide special financing incentives unique to communities that are significant fiscal disparities gainers. This would help balance the concerns of fiscal disparities losers who believe that they are supporting commercial/industrial tax base poor communities to a greater extent than necessary. 2.B. T.I.F. - MODIFY USE DEFINITION Support modifying the definition of administrative services within Tax Increment Districts to include health and safety support services identified by the redevelopment district plan and budget. 2.C. T.I.F. - RESTRICTIONS ON THE USE OF T.I.F. Resist further restrictions on the use of Tax Increment Financing given that it remains one of the only ways for Richfield to finance the expensive redevelopment of deteriorated commercial areas. 2.D. T.I..F. - EVALUATE FUTURE WINDFALL OF EXPIRED T.I.F. DISTRICTS Request House Research to evaluate the windfall in property tax receipts that Hennepin County will receive after the year 2000. Those resources could provide a long term reduction in the amount of resources needed for state funded and County administered human service and other important programs and reduce the property tax burden for Hennepin County property owners. 4 4 I J [/-S? • • CHALLENGE 3 - RESOURCES FOR RENTAL HOUSING Richfield has approximately 4,600 rental units (63 percent one bedroom, 29 percent two bedroom), which were built primarily from 1960 to 1970. The apartments require investment and repair to be livable and desirable. Vacancy rates are variable. The rental housing investment climate does not make owner investment attractive. MHFA rental housing loan programs require rent control and income qualifying which are disincentives to owner participation. An increasingly lower income and more diverse population causes concentration and places greater demands on health and safety programs. Approximately $100,250,000 is estimated to be required to revitalize the existing rental housing stock. Richfield is presently developing a coordinated apartment owner/manager/tenant program of information sharing, image and marketing, communication and community service support. RESPONSE: 3.A. "THIS OLD HOUSE" - RENTAL PROPERTY Support a legislative delay in property tax assessment increases for improvements made to rental housing. A class rate change for a specified period of time could be provided if a rental property owner agrees to certain improvements and management guidelines. The agreement would specify type and schedule for completion of improvements. The class rate would equal the subsidized class rate. 3.B. MHFA RENTAL LOAN PROGRAMS Support modification of MHFA rental loan programs to provide opportunities to achieve broader economic integration of rental occupancy. 3.C. REVENUE SOURCES FOR SELECTIVE REHABILITATION Support new revenue sources which can be used for the selective rehabilitation or the acquisition and clearance of deteriorating buildings and replacement with more appropriate land uses. A metropolitan area wide revenue source should be sought to be targeted to housing problems in the suburban core. • 5 I** CHALLENGE 4 - RESOURCES FOR SINGLE FAMILY HOUSING Richfield has approximately 11,200 single family homes (5 percent built prior to 1939, 62 percent build prior to 1960). Many single family homes require renovation and repair. Many more can benefit from additional home improvements and remodeling which provides features desirable to today's home owners and buyers. Resources are insufficient to counter flight to developing suburbs and potential abandonment. It is estimated that it would cost $212,979,200 to revitalize the existing single family housing stock. RESPONSE: 4.A. BLIGHTED PROPERTIES PROGRAM Support the continuation of the MHFA Blighted Properties and Richfield's New Home/Richfield Rediscovered Programs which provide funds for acquisition and demolition of blighted neighborhood conditions. Approximately 200 Richfield homes are program candidates. Approximately $500,000 annually removes eight to nine homes and provides new housing opportunities. The Governor vetoed an additional appropriation to the Blighted Properties program at the close of the 1993 legislative session. 0 4.B. MHFA HOUSING TRUST FUND Support changes to MHFA's Housing Trust Fund which place greater emphasis on large family ownership and rental opportunities in the suburban core. Persons with incomes up to 30 percent of median ($15,300) presently benefit from affordable housing opportunities in other parts of the state. A change of income limits, an increase to 50 percent of median ($25,500), would assist the HRA in the acquisition and clearance of substandard housing and the development of family ownership housing in cooperation with a nonprofit housing developer such as Habitat for Humanity. 4.C. "THIS OLD HOUSE" MODIFICATIONS Modify the "This Old House" legislation. Richfield has single family homes built between 1940 and 1960. Richfield is promoting the remodeling, investment and value added improvements to these 33 and 53 year old homes. The present legislation caps the property tax benefit to 50 percent of the value added improvements up to $25,000. This deferral lasts for ten years and then is phased out over five years. It is proposed that the full value be deferred for five years and then phased out with a maximum deferral of $50,000. 6 CHALLENGE 5 - NEW RESOURCES FOR VITALITY Support a package of new and modified revenue that resources are of a sufficient quantity to impact on housing, redevelopment, maintenance services in Richfield. Of particular concern to airport operations and long range planning. RESPONSE: 5.A. AIRPORT sources to ensure have a positive and essential are the impacts due Support immediate mitigation of the growing pressures of airport operations and expansion plans by securing legislative support to: 1. HOUSING REPLACEMENT Finance the development in Richfield of 30 homes annually for five years as a housing replacement resource for residents impacted by the Metropolitan Airports Commission's acquisition program in New Ford Town and Rich Acres neighborhoods of Richfield. It is estimated that blighted property site assembly cost (acquisition, relocation, demolition) followed by coordinated development will approximate $8,964,000. 2. NOISE ABATEMENT Finance noise abatement for housing and schools that are located in the 1996 Ldn 65 noise contour and eligible for the Metropolitan Airports Commission's MSP Part 150 Airport Noise and Land Use Compatibility Program. Funding for the program is provided by the FAA (80 percent) and the MAC (20 percent). Finance noise abatement for sound insulation in schools in communities near the airport that experience disruptive aircraft noise and are located outside the 1996 65 Ldn noise contour. Special state legislation is needed fund these projects because building structures located outside the 65 Ldn noise contour are not eligible for federal funding according to FAA Part 150 Program guidelines. 3. OFF-SITE AIRPORT NOISE MITIGATION During the 1992 legislative session, a bill was passed requiring the MAC to dedicate nearly $30 million over the next four years from Passenger Facility Charges (PFC's) for noise mitigation projects around the airport (State Statutes Sec. 473.661, Subd. 4). The legislative intent of the law is to require the MAC to 7 • spend certain increasing percentage minimums of its annual capital improvements budget for noise mitigation in communities surrounding the airport in addition to Part 150 funds. The additional funds available through this bill will allow more homes and schools to be serviced in a shorter period of time. The Legislature should monitor the MAC's implementation of the law to ensure adherence to its requirements. 4. MAC COMMISSIONER TO SOLELY REPRESENT RICHFIELD Richfield is significantly impacted by MAC activities. Minneapolis and St. Paul have MAC representatives selected by each city. All other appointments are made by the Governor. It would be appropriate to endorse legislation that would permit appointment of a Richfield MAC representative by the City of Richfield. 5.B. REVENUES FOR REDEVELOPMENT Support a metropolitan area-wide revenue source to finance the redevelopment of deteriorating commercial and housing areas. 5.C. COMMUNITY DEVELOPMENT FEE Support legislation which would enable the City to impose an annual fee for community development activities. The fee would be used for housing, neighborhood preservation and redevelopment initiatives of the HRA. 5.D. RECREATION APPROPRIATION BONDING BILL The City strongly supports the Department of Natural Resources proposed capital budget which includes a request that $7 million be appropriated for the next fiscal biennium for outdoor recreation grants to local governments. The Outdoor Recreation Grant Program, which was recently transferred from the Department of Trade and Economic Development, would administer this matching grant program in addition to the Federal Land and Water Conservation Grants. 8 I*• CHALLENGE 6 - RESOURCES FOR TRANSPORTATION Richfield is significantly impacted by proposed improvements to I-494, I-35W, 62 Crosstown and TH77. Richfield has been directly involved with monitoring and influencing the planning for these roadway improvements. Careful attention must be given to balancing regional and local interest. Richfield understands that lack of additional capacity for these roadways would likely generate additional pollution, force more traffic onto neighborhood streets and decrease traffic safety within the community. However, the loss of homes and encroachment in residential areas must be carefully considered. RESPONSE: T-1. HIGHWAY FUNDING The City urges the Legislature to identify and support a clear funding mechanism for improvements to I-35W, I-494 and TH77. T-2. LIGHT RAIL TRANSIT (LRT) The City urges the Legislature to oppose funding for LRT in the I-35W corridor. It is the City's position that the diamond lanes alternative is the most responsive solution to the corridor's transportation needs. T-3. HIGH SPEED BUS Support development and funding of a comprehensive high speed bus transit plan alternative as the most responsive solution to the I-35W corridor's transportation needs. This concept is consistent with the diamond lane alternative. The concepts also provide more benefits than LRT with less expense and can be implemented sooner. T-4. HIGHWAY IMPROVEMENT PRIORITIES The City urges the Legislature to support funding for the reconstruction of the I-35W/I-494 interchange as part of the first stage of the I-35W improvements. T-5. MUNICIPAL STATE AID (MSA) The City supports increasing the Municipal State Aid system limit to 3,000 miles. The increase is necessary to ensure that adequate funding is available to maintain streets. T-6. STREET UTILITY FUND • The City supports the legislation which would permit cities to establish the Street Utility Fund as an option funding source for street maintenance. 9 ! -.1-D • The League of Minnesota Cities has urged the Legislature to permit cities to create a transportation utility. Such authorization would address: ? Reduced revenues available for local street and road improvements. ? The benefits to all taxpayers of a properly maintained local transportation system. ? The severe limitations of existing special assessment authority. T.7. DEMONSTRATION PROJECT FUNDING The City strongly supports Demonstration Project Funding for 77th Street. Richfield will be seeking funding through Congressman Sabo. Support from Legislators would be very helpful. • • 10 CHALLENGE 7 - COMMUNITY ENVIRONMENTAL PROTECTION Richfield recognizes the need to protect our fragile environment. There are a number of issues of special concern regarding the environment including: RESPONSE: 7.A. WATER MANAGEMENT ORGANIZATION Minnesota Statute Chapter 509 requires Water Management Organizations (WMOs) to prepare Water Management Plans. Cities are then required to prepare Local Water Management Plans. Richfield is in support of legislation to allow cities to be the permitting authority rather than WMOs once the cities have Local Water Management Plans consistent with WMO plans. 7.B. HOUSEHOLD HAZARDOUS WASTE Richfield currently permits a system of open competition for residential waste haulers. Our perception is that people of Richfield believe that the current system works well but that there is a need to increase the convenience of household hazardous waste disposal. We also agree that legislation should continue to fund educational and operational pilot program efforts on the subject of solid and hazardous waste disposal including alternatives for the disposal of household waste such as those promoted by the Household Hazardous Waste Reduction Project. 7.C. MANDATORY NOISE BUDGET ORDINANCE AT MSP The Metropolitan Airports Commission (MAC) is responsible for minimizing environmental impacts from air transportation and navigation activities on communities near the airport. MAC announced last fall that the aircraft noise levels at MSP were in violation of a voluntary Noise Abatement Ordinance that was established in 1987. The City of Richfield requests MAC to take a more aggressive position and adopt a mandatory Noise Budget Ordinance that would provide more effective noise relief to communities near the airport. The MAC has been reluctant to enact such an ordinance at MSP. The Legislature should require the MAC to adopt the mandatory ordinance at MSP to ensure meaningful air noise reduction in communities near the airport. • 11 CHALLENGE 8 - COMMUNITY GOVERNANCE The need to develop accountable governance systems which permit free and open access to the political process as well as developing affordable systems are priorities for our community. Of special interest to Richfield are the following issues: RESPONSE: 8.A. ELECTIONS (ABSENTEE VOTING) The City urges adoption of the League of Minnesota Cities recommendations for simplifying the absentee voting process and making it easier to conduct absentee voting. 8.B. ELECTIONS (GENERAL) The City urges the Legislature to fund the full cost of conducting state primary, special and general elections at the local level. The legislative reimbursement of the 1992 presidential primary election demonstrates that cities can accurately document and account for the costs of such election. • • 12 I / -0 • • CHALLENGE 9 - COMMUNITY AFFORDABILITY There are a number of issues of particular to the City because they affect the affordability of City services. Those include: RESPONSE: 9.A. MANDATES The City opposes any additional mandates. All branches of federal and state government should adopt a policy which requires a direct link between funding responsibility for programs with the level of government that creates the program. The City also urges the Legislature and the Congress to review, repeal or revise current mandates. 9.B. PAY EQUITY The City supports efforts to eliminate any sex based differences in compensation to public employees but asks the Legislature to revise the Pay Equity Statute to limit the law's applicability to only full time employees. The rules used to compute pay equity for seasonal and part time employees generally do not support the basic pay equity policy. 0 9.C,. EMPLOYEE BENEFITS The City supports legislation promoting the efficient and economical provision of employee benefits including life, health and dental care. The City specifically opposes legislation which would authorize employees or groups of employees to unilaterally select particular care providers. The City further asks that the Legislature not mandate or grant additional benefits to public employees. 9.D. LOCAL POLICE AND PAID FIRE RELIEF ASSOCIATIONS The City supports the merger of local Police and Fire Relief Associations into PERA Police and Fire Funds under the uniform policy enacted in the 1987 Legislature. Any amendments to the policy should lower City consolidation costs while fully protecting the solvency of the PERA Police and Fire Fund. The City supports: ? Changes in the actuarial assumptions relating to salaries and investment return to more truly reflect experience. 0 The City opposes: 13 I I -)q • ? The payment of any type of bonus to active or retired members such as the "13th Check." ? The establishment of any multiple mechanism for inflation or post-retirement adjustments. . 9.E. INTEREST ARBITRATION The City supports legislation which modifies the existing interest arbitration process to require arbitrators to give primary consideration to internal equity comparisons and the impact of an arbitration on the personnel compensation systems of the city involved. 9.F. WORKERS' COMPENSATION The City supports modifications to the workers' compensation statutes which would restrict presumptions of occupational disease to apply only after an employee can establish an absence of personal risk factors that could have caused the disease or illness. The law now allows for the legal presumption that Police and Fire personnel contract certain diseases or illnesses due to their employment. Employers must then rebut the presumption by introduction of evidence. The burden is difficult and increases the chance that employees receive compensation for non-work related illness and disease. Currently, the law provides the following presumptions for the following personnel: Police and Fire: Myocarditis, Coronary Sclerosis, Pneumonia or its sequel, and infections or communicable disease (exposures outside of a hospital) and for Fire only - cancer. All of the listed diseases or illnesses are common to the entire population and an equal or greater correlation may exist between the specific illness and the individual's personal risk factor such as smoking, diet, exercise, heredity and life styles and the correlation between the job and the illness. 9.G. VETERAN'S PREFERENCE The City supports amending the Veteran's Preference Act to provide that a veteran must select one and only one hearing procedure under a grievance procedure within a collective bargaining agreement. The City supports clarifying the Civil Service Statute, specifically removing medical disability suspension, demotion and termination actions from Civil Service Commission authority. 14 j ? -t !5- o 9.H. LIQUOR ISSUES The City strongly opposes the establishment of one class of beer and the offsale of wine in other than liquor stores. The establishment of one class of beer in Minnesota would cause substantial problems in controlling the sale of beer in filling stations, grocery stores, drug stores and elsewhere where 3.2 beer is now sold. 9.1. TEMPORARY EMPLOYEES The City recommends that the Legislature reinstate the previous definition of employees covered by PELRA to employees who are employed for more than 100 working days in a calendar year. This is very important to the operation of City services. The current legislative language is confusing. Reestablishing the previous language which would provide 100 working days instead of the 100 calendar days would greatly improve Richfield's ability to provide services to the community and would not encourage the inappropriate use of seasonal workers. Many of the workers used for these programs are students. The 100 calendar day limitation does not accurately reflect the time that many of these workers have available to serve the community. 9.J. ADMINISTRATIVE FEE FOR DNR TRANSACTIONS The City urges an increase in the administrative fee (deputy registrar fee) for processing Department of Natural Resources (DNR) boat and snowmobile transactions be enacted. The current fee of 500 per transaction has not been changed since 1971 and does not cover the administrative cost of providing the service. 9.K. WORTHLESS CHECKS The City urges the Legislature to support worthless check legislation. In the past, legislation has been introduced but never passed which would provide that any person who pays for a driver's license with a bad check shall have their driver's license revoked. If a person pays for license plates with a bad check, their motor vehicle registration certificate would be revoked. And finally, if a person would pay for a certificate of title with a bad check, the certificate of title would be revoked. When the liability on a bad check is discharged or payment made, the Department of Public Safety would reinstate the person's driver's license, motor vehicle registration certificate or motor vehicle certificate of title upon payment of a $20 fee. The City of Richfield each year is burdened with making good on bad checks that are paid for motor vehicle registration license fees. 15 ? 0 0 9.L. POLICE MINORITY RECRUITMENT 7? t 9.M. 9.N. The City urges the Legislature to provide funding for cities like Richfield to establish a cooperative "cadet" program. The program would recruit minorities out of high school, provide them with law enforcement training and provide a subsistence type of income for them while they were in the training program. The goal would be to hire the minority candidates for police positions in the participating communities upon the completion of the training. CRIME PREVENTION Violence is increasing in urban areas and throughout the United States. While the police continue to respond and provide a number of programs, Richfield is stretched to the limit. The solution to this and other crime programs is prevention education. Furthermore, crime is mobile: many crimes are not committed by persons from Richfield. Because of this, it is not a Richfield problem but the state's. Therefore, the Legislature should provide for innovative programs that will give Richfield and other communities the resources necessary to educate our citizens on good crime prevention and safety awareness programs. STATE BUILDING PERMIT SURCHARGE Prior to 1991, cities collected a one-half percent surcharge on all building permits which were sent into the state. However, a large portion of that was returned to the local governments. Since 1991, the Governor, as part of his budget balancing bill, kept all surcharge monies collected by local governments to help fund the Building Codes Division of the State Department of Administration. This resulted in Richfield losing between $5,000 and $10,000 annually. Richfield supports the LMC initiative to restore the excess fees generated by the surcharge which exceed the costs of the State Building Code Division to local governments. 16 f® ? 00 M CITY OF RICHFIELD, MINNESOTA Council Letter No. 45 Agenda January 24, 1994 Issue Statement: Appointments of?persons to various Advisory Boards and Commissions. Background: Several terms of City Board and Commission Members expire on January 31, 1994. In addition, some Commissions have vacancies resulting from resignations. Vacancies were advertised in the Richfield Sun Current. Applicants were interviewed on January 6, 7 and 14, 1994., Recommended Motion: Appoint persons to fill the terms on the various Boards and Commissions. Basis for Recommendation: 1. Terms of several Board and Commission Members expire on January 31, 1994. 2. In order to assure quorums for future meetings, appointments should be made at this time. Alternative Recommendation: 1. Defer appointments to a later Council meeting. Discussion/Decision Mode: This item is placed on the January 24, 1994 Council agenda for Council consideration. Appointments will begin immediately. ully submitted, Jame. Prosser City nager JDP:ds • 1Q-1 i• . a? U O ro U ro O W +? H ? U (1) b U +? ? U N O N H ? 0 a N O N (A U •rl 4-) U C O a) rob U O ro +? > N O 1 44 x5 A ai ?i 4-) W x s4 (a O >1 A r-I a O E GO fa a? >4 4-) a o s? wro a >" PC M n N N N N N m m r- ?o N N N N O% OA ON ON ON 01 ON ON ON ON ON ON 01 ON m m m m m m m 0 ON ON ON C7% ON ON M M M M M M M M M M M M M M ro ro ro ro ro ro ro ro ro ro ro ro ro ro ? O ro ? O ro O O ro O O ro O C ro O O ro ? O ro ? O ro ? O ro 7 O ro O O ro O O ro ? O ro O G ro h h h h h h h h h h h h h h 4.) 4J O O O a) O ? ? 4-) U) W a) U O ro U ro > N z 0 H H U w U N ? > a a? w 4-) (a k a ca N >1 UM E a) b a? a x a) N .H U ro U ro 10 z O H in N O U W U H > a W W ? H >4 a? E 4-) zN E>, UM JD--?? 00 7?? • !\ C- I\ M 0 C- r- E- r ? 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Background: The Twin Cities Metropolitan Council operates the Metropolitan Right-of-Way Acquisition Loan Fund (RALF). The RALF loan program provides temporary funds to acquire certain owner-occupied, single-family homes for public right-of-way for a planned highway improvement. The RALF;loans may be used for such purchases where the sellers are experiencing a hardship, as defined by the program. Once the local government unit obtains permanent funding for the road improvement, the RALF loans are repaid to the program. The City of Richfield was one of the first units of government to use RALF funds. Beginning in 1990, the City used RALF funds to acquire seven homes of residents who experienced .a qualified hardship situation. These families could not wait, for the federal government to approve federal highway funds to be used-to acquire right-of-way for the 77th Street project. The total amount of RALF loan funds used was,S705,305.99. After the City acquired these seven homes, officials of the Federal Highway Administration (FHWA) determined that the acquisitions had not received prior approval. Therefore, the FHWA ruled that the acquisition of the seven homes was not eligible for federal highway funds Since that decision, the City has signed a Cooperative Agreement dated October 25, 1993, with the Minnesota Department of, Transportation. Under the terms of that agreement, MnDOT agreed to contribute 75% of the RALF loans which are ineligible for federal funds. The City is-responsible for the remaining .?5-%, portion of the loans which are ineligible for federal funding. The City portion of the RALF repayment will be paid using the City's Municipal State Aid Streets (MSA) fund which is derived from gas tax revenues. Under the t retire the and Federal state funds January 6, necessary. 0 erms of the RALF.l.oans,_the City seven RALF loans. within 30'days right-of-way funds,.for.the 77th under the cooperative agreement 1994. Thus action to repay the is obligated. to. of receipt. of State Street.project: were received on RALF loans is now 9I Recommended Motion: Authorize appropriate City officials to repay, using 25$ •? Municipal State Aid funds and 75% State trunk highway funds received as part of the October 25, 1993 cooperative agreement, the $705,305.99 RALF loans used for the 77th Street project. . . Basis of Recommendation: 1. The Cooperative Agreement with MnDOT dated October 25, 1993 provides for 75% of the funds needed to repay the RALF loan. 2. The remaining 25% of the RALF loan will be paid using the City's Municipal State Aid Streets funds (gas tax revenues). 3. Under, the terms of the RALF loans, the City is obligated to retire the seven RALF loans within 30 days of receipt of State and Federal funds for the 77th Street project. The State funds were received on January 6, 1994. 4. The RALF loans assisted seven families who were experiencing hardship as a result of the City's 77th Street project. Alternative Recommendation: None. M Discussion/Decision Mode: A decision is needed at the January 24, 1994 Council meeting so that the City can retire the seven RALF loans used to advance the 77th Street project prior to February 6, 1994. Resp f ly.submitted, l James Prosser City kanager JDP:ds 0 9_a- ? f r CITY OF RICHFIELD, MINNESOTA Council Letter No. 258 Agenda October 8, 1990 opt ori`:of teso-lution-authorizing---the •submftta? lal si nary 'loan --eppl3cetion for- the ` 15Ufth&id of `_&6per'tV!W"645 T,"tlakl-and -Axfahue.'t Sackground• The City Council has approved the official map which calls for the upgrading of 77th Street between 135W and TH77. The upgrading will necessitate the purchase of property. At the present, the timing of the construction of these improvements is uncertain; however, people who own and reside in these homes must continue to make decisions about their lives. In some instances, these people must sell their home; but the pending project makes it impossible to sell. Buyers do not want to purchase uncertainty. To meet this need, the Metropolitan Council has established the Right-Of-Way Acquisition Loan Fund (RALF). The fund is designed to permit cities to purchase owner- occupied dwellings when continued ownership of the property would be a hardship for the owner. The loan bears no interest. A loan would be equal to the value of the real estate, plus relocation benefits minus the salvage value of the houses. The city would pay back the loan when funding for the 77th Street project became available. The process for securing a loan is generally as follows. After the owner of a'property has listed it for sale-for a period of at least 90 days, a preliminary application is submitted to the Metropolitan Council. The attached resolution is part of the preliminary application. The Metropolitan Council then reviews the preliminary application. If the preliminary application is approved, negotiations for the purchase of the property may commence and a loan agreement with Metropolitan Council must be drafted. Staff has been working with the owner of the property at 7645 Oakland Avenue which appears to qualify for RALF. The property has been listed with a realtor. The 90 day listing period has ended. Potential purchasers looked at the property but when told of the pending street project lost interest. Recommended Motion: Adopt the attached resolution which authorizes staff to proceed with the filing of a preliminary RALF application. Basis of Recommendation: 1. The City Council has approved the official map for upgrading 77th Street. 2. The upgrading will require the purchase of the property. 9-3 3. The city has no funds currently available to.purchase this • property. 4. The Metropolitan Council operates RALF and has previously approved the purchase of two properties under the program. 5. The owner of the subject property appears to have an eligible hardship and has been unable to sell the home during the 90 day listing period. 6. The City Council, during deliberations on the 77th Street project, indicated they would assist property owners in minimizing the difficulties this project imposed on them. Alternative Recommendation: 1. Refuse to authorize the application. 2. Delay action until a future date. Discussion/Decision Mode: While the RALF program provides assistance, it does not provide immediate relief. Staff has been working with this owner since May. It will likely require an additional two to three months to complete the process. Action to adopt the resolution on October 6 would facilitate the processing. JDP:ds Respectfully submitted, Jame . Prosser City nager 0 • RESOLUTION NO. THE CITY OF RICHFIELD, MINNESOTA RESOLUTION AUTHORIZING LOAN APPLICATION FOR ACQUISITION OF 77TH STREET RIGHT-OF-MAY; 7645 OAKLAND AVENUE SOUTH WHEREAS, the City of Richfield has adopted an official map for improvements to 77th Street; WHEREAS, the improvements to 77th Street necessitate the purchase of real estate including the property at 7645 Oakland Avenue south; WHEREAS, city funds are presently not available for purchase of real estate; WHEREAS, the Metropolitan Council under Minnesota Statute 473.167, Subd. 2 a. administers the Right-Of-Way Acquisition Loan Fund (RALF) to acquire properties so situated with owners who are experiencing a hardship; WHEREAS, the Metropolitan Council has indicated that RALF monies would be made available for the purchase of "hardship alb properties" along 77th Street; WHEREAS, the owner of this property may qualify for purchase under the hardship provisions of RALF. NOW, THEREFORE, HE IT RESOLVED by the City council of the City of Richfield, Minnesota, that the City Manager submit an application to the Metropolitan Council under the RALF program for purposes of initiating the process which may result in the acquisition of the property at 7645 Oakland Avenue South. Adopted by the City Council of the City of Richfield, Minnesota this Sth day of October, 1990. Steven J. Quam, Mayor ATTEST: Thomas P. Ferber, City Clerk 0 8 . CITY OF RICHFIELD, MINNESOTA Council Letter No.43 Agenda January 24, 1994 Issue Statement: Request for approval of the South Hennepin Regional Planning Agency's (SHeRPA) 1994 Work Plan proposal. Background: For the past two years, SHeRPA has been gathering information about the demographic, social and economic makeup of the region, and the social service system. The results of this effort are two studies. One study offers an analysis of historical census data to identify demographic, social and economic trends impacting South Hennepin communities. The other study surveyed all human.service providers serving the South Hennepin area. A supplemental study was also done to analyze the impact of demographic, social and economic trends on child care needs. Two trends are evident from these studies: 1) families with children have needs; and 2) the social service system, as it is currently operating is fragmented, specialized and difficult to understand. -Consequently, the major initiatives for 1994 will be families, children and access to and coordination of services. • The State of Minnesota has been funding planning and development of integrated services to better serve families and children through legislation such as that which deals with learning readiness. The purpose of this kind of legislation is to spur systematic changes in the delivery system which reflect the unique needs of local communities. Minnesota is therefore providing planning grants to local and regional collaborative initiatives. The South Hennepin communities received a $90,000 grant for 1994, to create a plan for integrated services for families and children in South Hennepin. This will be the focus of work plan activities for 1994. SHeRPA will assume the role of facilitator for this work plan activity. Other 1994 proposed work plan activities include the maintenance and improvement of databases of demographic and provider information; ongoing activities involving participation of citizens in deciding human service priorities; coordinating South Hennepin Emergency Services Program, and organizational development. Recommended Motion: Approve the 1994 South Hennepin Regional Planning Agency Work Plan. Basis of Recommendation: 1. The 1994 Work Plan proposal accurately identifies human ID service issues which Richfield and other SHeRPA members have identified as priorities. R-J • 2. As a joint venture, the Work Plan will allow Richfield and SHeRPA members to work cooperatively, empowering individuals to identify their needs and use resources in the community to their benefit. Alternative Recommendation : Deny the Work Plan proposal on the basis it does not reflect the needs of Richfield and South Hennepin Communities. Discussion/Decision Mode: Action of this time would help facilitate SHeRPA schedule. Resp lly submitted, Jame . Prosser City Manager JDP:ds 0 Ll • SOUTH HENNEPIN REGIONAL PLANNING AGENCY FOR HUMAN SERVICES C?L Submitted to: City Council of Richfield Date: January, 1994 Board of Directors Mark Bernhardson, Bloomington Carl Jullie, Eden Prairie James Prosser, Richfield Kenneth Rosland, Edina, Chair Jeanne Massey, Staff Regional Citizens Advisory. Commission Bloomington Elaine Hartmann Charles Schuler Roberta Zanko Eden Prairie Bette Anderson, Chair Peg DuBord Martin Jessen Edina Nancy Atchison Betsy Flaten Glenn Smith Richfield John Boyle Camillo DeSantis Susan Rosenberg City Staff Liaison Committee Diane Anastos; Richfield Lorinda Pearson, Bloomington Natalie Swaggert, Eden Prairie Susan Wohlrabe, Edina Approved by Board of Directors 12/16/93 8-3 WORK PLAN CONTENTS Mission of the South Hennepin Regional Planning Agency ......................... 2 Outline of 1994 Program Areas and Goals ................................................. 2 1994 Goals and Objectives .......................................................................... 3 Research, Planning and Coordination ...................................................... 4 Citizen Participation ................................................................................ 6 Emergency Services Program .................................................................. 7 Organizational Development and Administration .................................... 7 Special Projects for Member Cities . ........................................................ 9 Organizational Chart .................................................................................. Appendix • r1 LJ Approved by Board of Directors 12/16/93 9.- q MISSION The mission of the South Hennepin Regional Planning Agency (SHeRPA) is to work cooperatively with others toward creating an environment in which individuals are empowered to identify their needs and use the resources in the community to their benefit, and to assure that the human service needs of South Hennepin County residents are identified through the use of research and planning and, where possible, met through the coordination of service providers. SHeRPA is a joint powers agreement between the cities of Bloomington, Eden Prairie, Edina and Richfield. The organization is a vehicle through which the four cities can cooperatively plan for human services in the region. As an intergovernmental organization, all of SHeRPA's research, planning and coordination activities are jointly decided upon and implemented. 1994 PROGRAM AREAS AND GOALS RESEARCH, PLANNING AND COORDINATION Goal 1: Coordinate the development of innovative models for the deliver}, of family and children services in South Hennepin. Goal 2: Serve as a vehicle through which the four communities in South Hennepin can plan and coordinate human services on a regional level. Provide advice and guidance to member cities, providers, Hennepin County, United Way and other human services organizations in deciding human services policies and programs in South Hennepin. 41 Goal 3: Be a primary information resource for policy making and the planning and coordination of human services. CITIZEN PARTICIPATION Goal 4: Serve as a vehicle for citizen participation in determining the ongoing human service priorities in South Hennepin, and increase community involvement in determining human service priorities-by expanding and improving the citizen participation process. EMERGENCY SERVICES PROGRAM Goal 5: Assist emergency service agencies to provide effective emergency services to people in financial need in South Hennepin and evaluate future role of SHeRPA as coordinating agency of the program. ORGANIZATIONAL DEVELOPMENT AND ADMINISTRATION Goal 6: Determine short- and long-term priorities and strategies for SHeRPA. Goal 7: Ensure continued growth and strengthening of SHeRPA's Board and Advisory Commission. Goal S: Increase community awareness of SHeRPA's mission and activities. Goal 9: Continue or establish new administrative policies and procedures necessary to support the Agency's mission and goals. SPECIAL PROJECTS FOR MEMBER CITIES • Goal 10: Assist the four member cities with special research and planning projects as requested. Approved by Board of Directors 12/16/93 9 0 CITY OF RICHFIELD, MIMNESOTA Council Letter No. 44 Agenda January 24, 1994 Issue Statement: Authorizing repayment of Metropolitan Right-of-Way Acquisition Loan Fund (RALF Loan Program) for acquisitions for the 77th Street Reconstruction Project. Background: The Twin Cities Metropolitan Council operates the Metropolitan Right-of-Way Acquisition Loan Fund (RALF). The RALF loan program provides temporary funds to acquire certain owner-occupied, single-family homes for public right-of-way for a planned highway improvement. The RALF loans may be used for such purchases where the sellers are experiencing a hardship, as defined by the program. Once the local government unit obtains permanent funding for the road improvement, the RALF loans are repaid to the program. The City of. Richfield was one of the first units of government to use RALF funds. Beginning in 1990, the City used RALF funds to acquire seven homes of residents who experienced a qualified hardship situation. These families could not wait for the federal government to approve federal highway funds to be used to acquire right-of-way for the 77th Street project. The total amount of RALF loan funds used was $705,305.99. After the City acquired these seven homes, officials of the Federal Highway Administration (FHWA) determined that the acquisitions had not received prior approval. Therefore, the FHWA ruled that the acquisition of the seven homes was not eligible for federal, highway funds. Since that decision, the City has signed a Cooperative Agreement, dated October 25, 1993, with the Minnesota Department of Transportation. Under the terms of that agreement, MnDOT agreed to contribute 75% of the RALF loans which are ineligible for federal funds. The City is responsible for the remaining 25% portion of the loans which are ineligible for federal funding. The City portion of the RALF repayment will be paid using the City's Municipal State Aid Streets (MSA) fund_ which is derived from gas tax revenues. Under the terms of the RALF loans; the City is obligated to retire the seven RALF loans within 30 days of receipt of State and Federal right-of-way-funds for the 77th Street project. State funds under the cooperative agreement were received on January 6, 1994. Thus action to repay the RALF loans is now necessary. 4-I • Recommended Motion: Authorize appropriate City officials to repay, using 25% Municipal State Aid funds and 75% State trunk highway funds received as part of the October 25, 1993 cooperative agreement, the $705,305.99 RALF loans used for the 77th Street project. Basis of Recommendation: 1. The Cooperative Agreement with MnDOT dated October 25, 1993 provides for 75% of the funds needed to repay the RALF loan. 2. The remaining 25% of the RALF loan will be paid using the City's Municipal State Aid Streets funds (gas tax revenues). 3. Under the terms of the RALF loans, the City is obligated to retire the seven RALF loans within 30 days of receipt of State and Federal funds for the 77th Street project. The State funds were received on January 6, 1994. 4. The RALF loans assisted seven families who were experiencing hardship as a result of the City's 77th Street project. Alternative Recommendation: None. Discussion/Decision Mode: A decision is needed at the January 24, 1994 Council meeting so w that the City can retire the seven RALF loans used to advance the 77th Street project prior to February 6, 1994. Resp f ly submitted, James Prosser City anager JDP:ds 0 g- g . CITIZEN PARTICIPATION GOAL 4: Serve as a vehicle for citizen participation in determining the ongoing human service priorities in the South Hennepin region. Increase community involvement in determining human service priorities by expanding and improving the citizen participation process. BACKGROUND One of SHeRPA's primary philosophies is to involve citizens and users of services in determining human service priorities and how services get provided. SHeRPA's planning and coordination activities involve citizen's participation through the Advisory Commission and subcommittees of the Commission. SHeRPA also coordinates an annual citizen's participation process as mandated through the CSSA (Community Social Services Act) to gain citizen's input on the delivery of social services. Citizen's input is gained in many ways, including focus groups, surveys and task forces. SHeRPA both sponsors these activities directly and encourages input from focus groups and other activities sponsored by the cities, providers and other community-based organizations. The recommendations resulting from the citizen's input are submitted to Hennepin County staff and Board of Commissioners. In addition to coordinating the ongoing involvement of citizens in the planning of human services, SHeRPA has a consumer and provider advisory committee for mental health concerns. The Committee was created at the request of Hennepin County about five years ago. In 1994, SHeRPA will be evaluating the role of the Committee and its effectiveness as a means of citizen input on mental health issues. OBJECTIVES TIME FRAME ? As part of the Family Services Collaborative Initiative. coordinate a series of focus groups to determine needs of families and children (see Goal 1). Jan.-July 94 ? Involve the participation and leadership of South Hennepin citizens in the Family Services Collaborative Initiative (see Goal 1). Jan.-Dec. 94 ? Provide Hennepin County staff and Board of Commissioners Avith citizen's recommendations regarding community service priorities. The reconunendations will be based on focus groups and other means of citizen input coordinated by SHeRPA, member cities, or other organizations. The reconunendations will include the findings of the needs assessment conducted for the Family Services Collaborative Initiative. May-Dec. 94 ? Explore ways of providing technical assistance to member cities, providers and other community groups on how to use citizens and consumers in planning human service programs. Undetermined ? Create a subcommittee of the Advisory Commission to review the current CSSA . citizen participation process used by Hennepin County and make reconunendations to Hennepin County and Board of Commissioners on how to Jan.-June 94 improve it. • Approved by Board of Directors 12/16/93 6 1994 GOALS AND OBJECTIVES RESEARCH PLANNING AND COORDINATION GOAL 1: To coordinate the development of innovative models for the delivery of family and children services in South Hennepin. BACKGROUND In the spring of 1993, after months of gathering input from citizens in the four communities, the SHeRPA Board and Advisory Commission determined priority issue areas for SHeRPA's 1994 Work Plan. The three main priority areas were families and youth, coordination and access to services, and transportation. In the fall of 1993. SHeRPA submitted a proposal for a planning grant to the State of Minnesota which would allow us to address all of these priorities. The grant, in the amount of $90,000, will fund the development of a plan for redesigning school and social services to better serve families and children. The vision for a 'redesigned' service system is not defined and is to be determined by the local communities during the planning process. The principles upon which the vision of an integrated service system will be premised are to: • be family focused and culturally relevant, • empower families and involve their direct participation in decision and policy making, • be comprehensive and provide a continuum of services, • be community-based and accessible, • be outcome based and focus on prevention and early intervention, • be driven by families' needs, not those of providers and fenders, • build on strengths and resources of families and communities. The planning will be a regional collaborative effort among consumers, providers, the schools, religious organizations and other institutions involved in the lives of families and children. SHeRPA will be the lead coordinating agency for the planning process. SHeRPA is also the lead coordinating agency for another smaller, but related, planning effort to integrate services for youth in Bloomington and Richfield. OBJECTIVE TIME FRAME ? Lead the coordination of a I amily Services Collaborative, which will involve identifying needs and resources, creating a collaborative dccision-making body, and designing a plan for integrated family services. Two additional FTE staff will be hired in 1994 with the planning funds to assist in the research and coordination of Jan.-Dec. 94 ? Use demographic and provider studies completed by SHeRPA in 1993 as primary sources of information to guide decision making during the planning process of the Pamily Services Collaborative Initiative. Prepare summary report profiling the demographic, social and economic characteristics of families and children, and the services available to meet family needs in South Hennepin. Jan.-Dec. 94 ? Incorporate the Integrated Youth Services Initiative into the larger family services collaborative. Jan.-Oct. 94 0 Approved by Board of Directors 12/16/93 S- ? • ? Facilitate networking and coordination among the various "integrated service collaborations" in South Hennepin, including the South Hennepin Interagency Early Learning and Development and the Children's Local Mental Health Collaborative initiative GOAL 2: Serve as a vehicle through which the four communities in South Hennepin can plan and coordinate human services on a regional level, and provide advice and guidance to member cities, providers, Hennepin County, United Way and other human services organizations in deciding human services policies and programs in South Hennepin. Ongoing BACKGROUND • One of the primary functions of the South Hennepin Regional Planning Agency is to be a vehicle through which the four communities in South Hennepin can plan and coordinate human services on a regional level. As a four city agency, SHeRPA assists member cities and other governmental and provider organizations in detennining human service policy and programming in the south Hennepin region. In this role, SHeRPA is often requested to participate on committees and task forces formed to evaluate human service needs and make recommendations for policy and services impacting the region. For example, in 1992, SHeRPA participated on the task force formed to assess the need for a Loaves and Fishes program in South Hennepin and, in 1993, on the Hennepin County Adolescent Health Care Task Force and the Bloomington Family Self-Sufficiency Committee. Member cities may also consult with SHeRPA regarding human service related issues in their particular cities. or ask us to participate on their RFP (Request For Proposal) committees which decide the finding of social services for the cities. OBJECTIVES ? Continue to serve on the RFP (Request For Proposal) committees of the member cities which determine city funding for human services. ? Serve on human service related task forces and committees determined as priorities by the Advisory Commission and Board of Directors, including United Way's Planning and Research Committee. ? Inform Hennepin County of human service priorities in South Hennepin as determined by citizen participation, needs assessments and service evaluations conducted by SHcRPA, member cities, and other organizations in the South Hennepin region. ? Provide consultation to member cities, Hennepin County, providers and other organizations regarding human services related issues in South Hennepin. TIME FRAME July-Aug. 94 Unknown Ongoing As needed • Approved by Board of Directors 12/16/93 4 GOAL 3: To be a primary information resource for policy making and the planning and coordination of human services. BACKGROUND In 1992 and 1993, SHeRPA undertook two comprehensive studies, a demographic trends study of the four communities in South Hennepin and a survey of human service providers serving people living in South Hennepin. The 1994 Work Plan includes time to present the findings of these studies and develop updated reports. In addition, the work plan includes time to use, maintain and expand the databases created as part of the studies. One of the main objectives of the two studies was to create active databases of demographic and provider information which would be used in policy making and planning for human services. The databases will be used by the four member cities and the various organizations dealing with human services, including providers, businesses, schools, Hennepin County, other planning agencies, and other interested organizations. The database of providers and services will not be used as.an information and referral source for people seeking services. OBJECTIVES TIME FRAME ? Make presentations to member cities on the findings of the demographic trends and provider studies. Jan.-Feb. 94 ? Make presentations to other interested organizations on the findings of the To be • demographic trends and provider studies. scheduled ? Develop and disseminate an informational brochure on the availability of data through the demographic and service provider databases and how to use them. Jan. 94 ? Maintain the database of service providers by updating it with changes in the delivery of services. Available resources include First Call for Help, Minnesota Council on nonprofits, other resource directories and first- hand knowledge. Ongoing O Maintain the database of demographic data through census updates. Ongoing ? Conduct a survey of human services provided by religious organizations and add to database of providers. Jan.-June 94 ? Develop a resource guide or interactive data base of service providers for member cities, other policy makers and providers and funders of services. Jan.-July 94 ? Respond to requests for demographic and service provider information which would be used in policy making and program development. The data bases will not be used as an I & R resource. As needed ? Provide update report on social health statistics, demographics and changes in the delivery of social services in South Hennepin. Nov. 94 0 Approved by Board of Directors 12/16/93 g-9 • ? Continue to support the South Hennepin Mental Health Advisory Committee, but evaluate the role and strengths and weakness' of the South Hennepin Mental Health Advisory Committee of SHeRPA. Make recommendations for any necessary changes. Jan.-June 94 EMERGENCY SERVICES PROGRAM • 0 GOAL 5: Assist emergency service agencies to provide effective emergency services to people in financial need in South Hennepin and evaluate future role of SHeRPA as coordinating agency of the program. BACKGROUND For more than ten vears, SHeRPA has been the coordinating. and fiscal agent for the South Hennepin Emergency Services Program in Hennepin County. Four providers in the region (VEAP, Cornerstone, PROP and Colonial Church) provide the service directly to clients. Over the past three years, the demand for emergency services (primarily rent assistance) has grown rapidly and is currently overwhelming the capacity of the four providers, particularly in Bloomington and Richfield. In addition, the program has expanded, with additional direct service dollars for homeless families, and the coordination of the program has become more complex. For these reasons, in late 1993, SHeRPA began to evaluate ways to increase the capacity of providers to meet the growing'demand for services and to evaluate the role of SHeRPA as coordinating and fiscal agent for the program. SHeRPA also applied for, but did not receive, Hennepin County funds in 1994 to increase intake staff for the program. SHeRPA will continue to evaluate the Emergency Services Program in early 1994 and make recommendations for changes. OBJECTIVES ? Evaluate options to improve the delivery of the Emergency Services Program in South Hennepin. Make reconunendations for necessary changes. ? Evaluate the advantages and disadvantages of SHeRPA's role as coordinator of the Emergency Services Program and explore the possibility of spinning off part or all of the coordination responsibilities. Make reconunendations for necessary changes. ORGANIZATIONAL DEVELOPMENT AND ADMINISTRATION GOAL 6: Determine short- and long-term priorities for SHeRPA. OBJECTIVES ? Facilitate a planning process among member cities to determine SHeRPA's next work plan priorities. ? Begin a strategic planning process to determine SHeRPA's long-range priorities and strategies. ? Develop a process for responding to emerging and/or crisis planning and coordination issues. Approved by Board of Directors 12/16/93 7 TIME FRAME Jan.-Mar. 94 Jan.-July 94 TIME . FRAME Undetermined Sept.-Dec. 94 Undetermined • GOAL 7: Ensure continued growth and strengthening of SHeRPA's Board and Advisory Commission. OBJECTIVES TIME FRAME ? Provide orientation for new Advison, Commission members. Mar. 94 ? Hold a joint meeting between Board and Advisory Commission to evaluate SHeRPA's successes and areas of needed improvement. Do this in conjunction with the long-range strategic planning outlined in Goal 6. Sept. 94 ? Actively promote diversity that reflects the diversity of South Hennepin Comununities on SHeRPA's Advisory Commission and subcommittees of the Ongoing Advisory Commission. ? Continue to evaluate policies and procedures of the Advisory Commission and make recommendations for any necessary changes. Ongoing ? Provide monthly update reports to the SHeRPA Board and Advisory Continission on kcy SHeRPA activities and new developments. Monthly U • ? Consider holding a special event for recognizing volunteer efforts of SHeRPA's advisory connmission and committees. May 94 GOAL 8: Increase community awareness of SHeRPA's mission and activities. OBJECTIVES ? Develop and disseminate a report on SHeRPA's 1993 activities. ? Convene a meeting of policy makers, city commissioners, providers and other interested organizations to share findings of demographic and provider studies ? Maintain and develop communication xvith Hennepin County; State and regional government organizations, providers serving South Hennepin and community organizations. ? Develop and distribute a revised agency brochure. TIME FRAME Mar.-Apr. 94 Mar./Apr. 94 Ongoing Sept.-Oct. 94 Approved by Board of Directors 12/16/93 8 . GOAL 9: Continue or establish new administrative policies and procedures necessary to support the agency's mission and goals. OBJECTIVES TIME FRAME ? Continue annual budget planning and reporting process. Ongoing ? Hire two additional FTE staff for research and coordination for the Family Services Collaborative Initiative. Jan. 94 ? Evaluate the need for additional staff, computer and equipment upgrades, and other agency resources in accordance with SHeRPA goals and 199 work plan. Make necessary funding recommendations. Ongoing SPECIAL PROJECTS FOR MEMBER CITIES GOAL 10: Assist the four member cities with special research and planning projects as requested. .BACKGROUND Upon request by any of the four member cities, SHeRPA may contract to undertake a special research or planning project above and beyond the current work plan. These activities are funded by the city making the request above and beyond the normal contract we have with the city. Typically additional staff are hired to undertake the project. In 1993, SHeRPA conducted a survey for the Housing and Redevelopment Authorities of Richfield and Bloomington of the human service needs of residents receiving Section 8 Housing Assistance. There are currently no requests from the cities. C Approved by Board of Directors 12/16/93 9 Appendix LJ H Z a L Li 'W a z g CL a 0 W Z W Z Z H 0 h 0 co a y ? O U E C MC 2 CC -5 E O O C 0,0 E O ppww U a C o m 0 O N . d3°c N c cv ca c > a ? V) M JZtno o'= e v 'b n g ?. c e o ea ? F4 y cv n 3 c •= .N _ Q CD y 5 C y O ca O ea j , to v o c c c 'E co CL rn -0 6 < (D 0 = C o cog h c=o cc Z ?i ° b p a O U C eel env M> (D -5CO o ..y., y U 0.4 ° N N U N C m C C LS. O cc Q f0 E 'p O Q_ d C U LL ° C m O a c N cu (D rcEv°i ??yC U y G wzmt9 w 0CO v c .4 o ? C ` 2 G C 0 °" E. O `° ° v a E 3$ a? F 0 mcl)N c N rM CD cv-0 0 V) ° = = (n Cc (D CL Q c 0 ? c ^? O c °s o c) 'D a 0 m a ? N CH Co w0w wma? a a ?O A 1? CITY OF RICHFIELD, MINNESOTA Council Letter No. 42 Agenda January 24, 1994 Issue Statement: Continuation of consideration of a petition to rezone land at 6438 and 6444 First Avenue. Background: On September 28, 1993, the Planning Commission held a public hearing to consider the rezoning of 6438 and 6444 First Avenue from R (residential) to C-2 (general commercial). The rezoning, in conjunction with an off-street parking permit, would permit Norwest Bank, 6445 Nicollet, to expand parking and modify the drive-up teller. The Planning Commission voted unanimously to recommend approval of the.rezoning petition. On November 8, 1993, the Council held a public hearing on the rezoning petition, and directed staff to draft a proposed resolution with findings of fact to support denial of the rezoning petition. Such resolution was presented to the Council on November 22, 1993 (see Attachment One). On November 22, 1993, the Council did not take action on the proposed resolution to deny the rezoning, but rather continued consideration of the rezoning petition until January 24, 1994. The purpose for the continuance was to allow time for the applicant to meet with the neighborhood and explore site plan options to satisfy their concerns. On January 19, 1994, the applicant submitted a revised site plan which reverses the position of the drive-up teller facility and parking area. The drive-up would no longer be located on the lots to be rezoned. A median would also be installed on 65th Street to channel traffic back to Nicollet Avenue. Residential street medians are opposed by staff because of snow plowing and street maintenance difficulties. Landscape screening would remain essentially the same as previously proposed (see Attachment Two). Recommended Motion: Give consideration to the rezoning of 6438 and 6444 First Avenue from R (residence) to C-2 (general commercial). Any motion to approve the rezoning should include findings of fact supporting the rezoning; as well as consideration of off- street parking permit approval. Regarding off-street parking permit approval, the November 8, 1993 Council Letter (No. 312) recommended approval with stipulations regarding a restrictive covenant, directional signage, and cash escrow agreement for landscape improvements. Any motion to deny the rezoning should include findings of fact to deny the rezoning. 1'? Basis of Recommendation: 1. The Council has directed that this matter be reviewed at this meeting. Alternative Recommendation: 1. Continue the rezoning petition to a future Council meeting. Discussion/Decision Mode: The City Council will consider the rezoning petition at their January 24, 1994 Council meeting. Respect ully submitted, Jame . Prosser City anager JDP:ds C 0 "ATTACHMENT ONE" RESOLUTION NO. _ A RESOLUTION DENYING THE REZONING OF LAND WHEREAS, on August 2, 1993, Norwest Bank (6445 Nicollet Avenue) filed an application with the City of Richfield requesting a rezoning of.the land at 6438 and 6444 First Avenue South from R (residence) to C-2 (general commercial); and WHEREAS, approval of such rezoning, in conjunction with approval of an off-street parking permit, would permit Norwest Bank to expand their parking capacity and relocate the bank drive-up teller facility; and WHEREAS, on November 8, 1993, the Richfield City Council held a public hearing to receive testimony for or against the rezoning; and WHEREAS, after full review and consideration, the Richfield City Council makes the following findings of fact regarding the rezoning: 1. The proposal would increase noise and air pollution within the adjacent single family neighborhood. 2. The proposal is inconsistent with the Comprehensive Plan in • that it would generate high traffic volumes within the adjacent single family neighborhood. 3. The proposal would have adverse impacts on property values with the adjacent single family neighborhood. 4. The subject parcels have been zoned R for several years. 5. The applicant did not demonstrate that changes have occurred in the area. 6. The applicant did not demonstrate that the R zoning of the subject parcels was incorrect. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF RICHFIELD, that Norwest Bank's application to rezone property at 6438 and 6444 First Avenue South from R (residence) to C-2 (general commercial) be denied. Adopted this day of , 19 ATTEST: Martin J. Kirsch, Mayor 0 Thomas P. Ferber, City Clerk "ATTACHMENT TWO" 7-3 0 • • m Q d 0 z J A Norwest Bank Proposal .-t:urm° nv 6445 Nicollet Avenue '"'M° Plan Submitted 1 / 19; 93 a {1 SECTION B East Sixty-Fifth Street ,-.)-4 JAMES P. LARKIN ROBERT L. HOFFMAN JACK F. DALY D. KENNETH LINDGREN LD H. FRIEDELL E. MULLIGAN C. ERICKSON ARD J. DRISCOLL GENE N. FULLER JOHN D. FULLMER ROBERT E. BOYLE FRANK I. HARVEY CHARLES S. MODELL CHRISTOPHER J. DIETZEN JOHN R. BEATTIE LINDA H. FISHER THOMAS P. STOLTMAN MICHAEL C. JACKMAN JOHN E. DIEHL JON S. SWIERZEWSKI THOMAS J. FLYNN JAMES P. QUINN TODD I. FREEMAN PETER K. BECK JEROME H. KAHNKE GERALD L. BECK JOHN B. LUNDQUIST DAYLE NO LAN* THOMAS B. HUMPHREY, JR. JOHN A. COTTER" BEATRICE A. ROTH W EILER PAUL B. PLUNKETT ALAN L. KILDOW KATHLEEN M. NEWMAN LARKIN, HOFFMAN, DALY & LINDGREN, LTD. ATTORNEYS AT LAW 1500 NORWEST FINANCIAL CENTER 7900 XERXES AVENUE SOUTH BLOOMINGTON, MINNESOTA 55431-1194 TELEPHONE (612) 835-3800 FAX (612) 896-3333 MICHAEL B. LEBARON GREGORY E. KORSTAD GARY A. VAN CLEVE* DANIEL L. BOWLES TODD M. VLATKOVICH ?- TIMOTHY J. McMANUS TIMOTHY J. KEANE ALAN M. ANDERSON DONNA L. ROBACK MICHAEL W. SCHLEY LISA A. GRAY GARY A. RENNEKE CHRISTOPHER J. HARRISTHAL MICHAEL A. ROBERTSON BRUCE J. DOUGLAS SHANNON K. MCCAMBRIDGE WILLIAM C. GRIFFITH, JR. JOHN J. STEFFENHAGEN DANIEL W. VOSS MARK A. RURIK JOHN R. HILL THOMAS J. SEYMOUR MICHAEL J. SMITH VILIS R. INDE DWIGHT N. HOLMBO FREDERICK K. HAUSER III MARY E. VOS LARRY D. MARTIN JANE E. BREMER RENEE L. ToENGES MARCY R. KREISMAN MARIEL E. PII LO LA OF COUNSEL WENDELL R. ANDERSON JOSEPH GITIS "ALSO ADMITTED IN WISCONSIN January 19, 1994 Mayor Martin J. Kirsch Members of the City Council City of Richfield 6700 Portland Avenue Richfield, Minnesota 55423-2598 Re: Norwest Bank • Application for Rezoning Dear Mayor Kirsch and Council Members: On November 22, 1993, the City Council graciously agreed to defer final action on Norwest Bank's rezoning request so that Norwest could: ° look at all possible alternatives to the request as proposed; ° investigate the availability and economic feasibility of acquiring property to the north of the bank; ° review the site plan to see how it could be revised to address neighborhood and City Council concerns; and ° hold additional meetings with immediate neighbors. The purpose of this letter is to update the Council on these efforts and to formally submit a revised site plan. The process of looking for a better alternative began with the preparation of a site plan which eliminated the need for a rezoning by providing parking for the Bank to the north of its existing property. The site plan prepared worked very well for the Bank and became the Bank's preferred alternative. a e next step was to investigate the availability of the property to the north. Both City representatives and a third party real estate 11-6 LARKIN, HOFFMAN, DALY & LINDGREN, LTD. Alkyor Martin J. Kirsch mbers of the City Council January 19, 1994 Page 2 broker retained by this office made inquiries regarding the availability of the property. Both were advised that the property is not for sale because the current owner is holding it for redevelopment. The City then investigated the potential cost of City acquisition by eminent domain. This cost, well over half a million dollars, is far beyond what can be supported for the proposed parking area. Having exhausted all possibilities for providing parking to the north of the Bank's existing site, we turned our attention to the property which the Bank currently owns to the east of its existing building. Our goal was to see how the prior site plan could be revised to address neighborhood and City Council concerns. The two major concerns we identified were the level of commercial activity on the properties along First Avenue and the amount of Bank traffic travelling on neighborhood streets. We proposed to address these issues by: ° Reversing the location of the parking area and the drive-thru • banking facility, so that the drive-thru banking facility would be located immediately adjacent to the Bank and constructed entirely on land presently zoned for commercial purposes. The properties along First Avenue would then be used only for parking. ° Reversing the traffic flow so that traffic would enter off of 65th Street instead of exit onto it. Informal discussions with traffic consultants convinced us that this would reduce the amount of Bank traffic traveling through the neighborhood. A site plan was prepared incorporating these revisions and presented to 15-20 neighboring residents at a meeting on January 11, 1994. The neighbors who attended this meeting do not support any use of the properties along First Avenue for bank-related activities. However, they felt particularly strongly that reversing the traffic direction would increase, rather than decrease, the amount of Bank traffic in their neighborhood. With respect to flipping the parking and drive- thru banking facilities, the neighbor most directly affected seemed to feel that it would be better to have the parking lot along side their garage than the drive-thru facility. With this input, we had a final site plan prepared, a copy of which is attached. This site plan keeps the traffic flow from north to south, as it is presently. To address the issue of cars turning left on 65th '-reet into the neighborhood, we have proposed a median on 65th Street prevent this left turn movement. The Bank will pay for the LARKIN, HOFFMAN, DALY & LINDGREN, LTD. `7r Wor Martin J. Kirsch lWnbers of the City Council January 19, 1994 Page 3 construction of this median, if the City Council directs that it be installed. The final site plan has the drive-thru facility adjacent to the Bank on the existing commercially zoned property. The properties along First Avenue would be used only for parking. This reduces the activity level on those properties and also allows for a wider landscaped buffer along First Avenue. The site plan shows the parking area being screened from residential properties along First Avenue by a combination of fences, berms, hedges, and trees. We have advised the property owner immediately to the north of the proposed parking area that we will work with them if they would like to see different tree species or other landscaping treatment along the common property line. A further positive with putting parking to the east is that the Bank's investment in this property will be substantially less than if the drive-thru facility were located there. This means that the parking area could be relocated to the north of the existing Bank if this property became available to the City at some point in the future. he property along First Avenue could then be traded for the property the north and returned by the City to residential use. We believe the enclosed site plan, while not a new proposal, is a substantially improved plan from that which the Council had before it on November 22. Putting the drive-thru facilities up against the existing bank building will reduce the level of activity on the property along First Avenue; and the proposed median should all but eliminate Bank traffic in the neighborhood. We are aware that the closest neighbors do not support the Bank's use of its property along First Avenue for any bank-related activity. However, the Bank is a facility which serves the entire community of people who live, work and shop in the City of Richfield. The Bank needs to provide additional parking to serve this larger community and to alleviate the impact which its current facility is having on Nicollet Avenue as customers backup onto Nicollet attempting to get into the existing drive-thru facilities, and circle the Bank looking for parking spaces. On behalf of myself and Norwest Bank we would like to thank the Council for giving us the opportunity to review and improve the proposed site plan. We regret that we have not been able to eliminate the need for the requested rezoning. However, we remain hopeful that at some point in the future the Bank will be able to work with the City to move the parking to the north. r1 U h -1 LARKIN, HOFFMAN, DALY & LINDGREN, LTD. yor Martin J. Kirsch WInbers of the City Council January 19, 1994 Page 4 We therefore request that the Council take final action on Norwest's rezoning request and approve the rezoning at its January 24, 1994 meeting. We suggest that this approval be subject to the conditions originally proposed, plus the additional condition that the Bank enter into an agreement with the City to move the parking to the north if that property becomes available to the City in the future. We will be at the Council meeting on Monday to present the site plan in greater detail and answer any questions you may have. 7Z,?L Peter K. Beck, for LARKIN, HOFFMAN, DALY & LINDGREN, Ltd. kw Enclosure Dennis Meek Nancy McMahon Dave Nelson • PKB:IR9s f I f EXISTV40 Do Cwm us 1 TREK . ftsLS'rII16. RDIIADIQ I re GRNAtaxrAC -+ ' --reorossu DRCUXXXX + a TRRS ( nee txmTvio COKNUODS I . TRU - j 1 Mcm,TO MATCH rmmNo -G GARAGE I A• f aurwx rr"•.. r.a.r• 0 I ; + ' i 1 ? i l k i\ 1 NOrwest Bank 1 ?I J f I I 1 \ ? 1 L 1 ~ 1 \ 01300 } 04 6 1 T' ;To + i. I' "K 1 -I East Slaty-Fifth Street. CITY OF RICHFIELD, MINNESOTA Council Letter No. 41 Agenda January 24, 1994 Issue Statement: Resolution providing for the awarding of the sale of $575,000 General Obligation Improvement Refunding Bonds, Series 1994A; and resolution providing for the awarding of the sale of $2,790,000 General Obligation Improvement Refunding Bonds, Series 1994B. Background: Upon request, Publicorp, Inc. completed a preliminary analysis of the potential for refunding various bond issues for the City of Richfield. The current interest climate provided an opportunity for the City to take advantage of some savings on the debt service of its outstanding bonds. After completing the analysis, Publicorp identified two outstanding bond issues which could be refunded in order to provide projected present value debt savings of approximately $175,000. This net savings would be after all fees and closing costs were paid. The two bond issues suitable for refunding are: ? General Obligation Refunding Bonds of 1988. ? General Obligation Refunding Bonds of 1987. Both of these issues are crossover refunding with call dates on February 1, 1997. That means that the City would continue to make the current debt service payments until sometime after February 1, 1997. At that time, the reduced debt service payments would come into effect. Thus, the actual savings would not be experienced until that time. The cost of issuance would be as follows: Underwriter's Discount $41,875 Closing Costs $52,125 The resolution authorizing the issuance of the refunding bonds was passed by the City Council on December 13, 1993. Upon obtaining quotations for the refunding bonds, the City Council could decide not to complete the refunding bond sale if the projected savings to not meet the current projection. Bids and relevant data will be compiled by representatives of Publicorp, Inc. for presentation to the City Council at the regular City Council meeting of January 24, 1994. In order to have the most current bond quotation possible prior to the bid award, it is customary practice to open bids the day of the award. The bond sale opening will take place at 11 a.m. on January 24, 1994. Sale results, plus recommendations, will be reported at the City Council meeting of January 24, 1994. L "--I 41 Recommended Motion: Adopt the resolutions awarding the sale of the General Obligation Refunding Bonds Series 1994A and 1994B. Basis of Recommendation: 1. The bond sale was authorized by the City Council on December 13, 1993. 2. The bond sale has been conducted pursuant to Minnesota Statutes and Internal Revenue Code. 3. Refunding of the bond issues will provide a net present value savings for the City of Richfield. Alternative Recommendation: 1. There is no alternative recommendation if the City wishes to approve the bond sale. 2. The City may decide to not award the sale of the refunding bonds if the interest rate is an unfavorable one. Discussion/Decision Mode: The City Council should act immediately to confirm the bond sale, if it is decided favorable after the bid opening which was conducted earlier on January 24, 1994. Respectfully submitted, Prosser JDP:cak 40 JAN _ 11994 HOLMES & GRAVEN Attorneys at Law CHARTERED / '' 470 Pillsbury Center, Minneapolis, Minnesota 55402 ROBERT A. ALSOP (612) 337-9300 ROBERT C. LONG NALD H. BATTY O LAURA K. MOLLET EPHEN N J. BUBUL Facsimile (612) 337-9310 BARBARA L. PORTWOOD JOHN B. DEAN JAMES M. STROMMEN MARY G. DOBBINS JAMES J. THOMSON, JR. STEFANIE N. GALEY LARRY M. WERTHEIM CORRINE A. HEINE BONNIE L. WILKINS JAMES S. HOLMES WRITER'S DIRECT DIAL GARY P. WINTER DAVID J. KENNEDY DAVID L. GRAVEN (1929-1991) JOHN R. LARSON (612) 337-9212 - WELLINGTON H. LAW OF COUNSEL CHARLES L. LEFEVERE ROBERT C. CARLSON JOHN M. LEFEVRE, JR. ROBERT L. DAVIDSON ROBERT J. LINDALL January 21, 1994 T. JAY SALMEN Mr. James Prosser City of Richfield 6700 Portland Avenue South Minneapolis, MN 55423 RE: General Obligation Improvement Refunding Bonds, Series 1994A General Obligation Improvement Refunding Bonds, Series 1994B Dear Mr. Prosser: Enclosed please find forms of the resolutions awarding the sale of the captioned bond financings to be considered at the City. Council meeting scheduled for Monday, January 24. Publicorp will furnish you with the remaining information to complete these resolutions after the proposals have been reviewed on Monday. Also enclosed are forms of the Refunding Escrow Agreements referenced as being on file with the City for each of these issues. I will arrange for publication of the Notice of Public Hearing in both the Richfield Sun and the Minneapolis StarTribune. Please do not hesitate to call me if I can be of any further assistance to you regarding these financings. Sincerely, J Stefanie N'. Galey SNG/bjm Enclosures cc (w/enc) : Mark Ruff • SNG64526 RC145-260 • Extract of Minutes of Meeting of the City Council of the City of Richfield, Hennepin County, Minnesota Pursuant to due call and notice thereof, a regular meeting of the City Council of the City of Richfield, Minnesota, was duly held in the City Hall in said City on Monday, January 24, 1994, commencing at 7:00 P.M. The following members were present: and the following were absent: The Mayor announced that the next order of business was consideration of the proposals which had been received for the purchase of the City's $ • General Obligation Improvement Refunding Bonds, Series 1994A. The City Manager presented a tabulation of the proposals which had been received in the manner specified in the Terms of Proposal of the Bonds. The proposals were as follows: • SNG64489 RC145-260 W' After due consideration of the proposals, Member then introduced the following written resolution and moved its adoption the reading of which had been dispensed with by unanimous consent: RESOLUTION NO. A RESOLUTION AWARDING THE SALE OF $ GENERAL OBLIGATION IMPROVEMENT REFUNDING BONDS, SERIES 1994A; FIXING THEIR FORM AND SPECIFICATIONS; DIRECTING THEIR EXECUTION AND DELIVERY; PROVIDING FOR THEIR PAYMENT; PROVIDING FOR THE ESCROWING AND INVESTMENT OF THE PROCEEDS THEREOF; AND PROVIDING FOR THE REDEMPTION OF BONDS REFUNDED THEREBY. BE IT RESOLVED By the City Council of the City of Richfield, Hennepin County, Minnesota (City) as follows: Section 1. Sale of Bonds. 1.01. Theproposalof (Purchaser) to purchase $ General Obligation Improvement Refunding Bonds, • Series 1994A (Bonds) of the City described in the Terms of Proposal thereof is determined to be a reasonable offer and is accepted, the proposal being to purchase the Bonds at a price of $ plus accrued interest to date of delivery, for Bonds bearing interest as follows: Year of Interest Year of Interest Maturity Rate Maturity Rate 1998 2004 1999 2005 2000 2006 2001 2007 2002 2008 2003 Net effective interest rate : 1.02. The sum of $ being the amount proposed by the Purchaser in excess of $ is credited to the Escrow Account hereinafter created, or designated to pay costs of issuance of the Bonds, as the case may be. The City Finance Manager is directed to deposit the good faith check of the Purchaser, pending completion of the sale of the Bonds, and to return the good faith checks of the unsuccessful proposers forthwith. The Mayor and City Manager are directed to execute a contract with the Purchaser on behalf of the City. 1.03. The City will forthwith issue and sell the Bonds in the total principal • amount of $ , originally dated February 1, 1994, in the denomination of $5,000 each or any integral multiple thereof, numbered No. R-1, upward, bearing 88064489 RC145-260 l0-5 interest as above set forth, and which mature serially on February 1 in the years and amounts as follows : Year Amount Year Amount 1998 2004 1999 2005 2000 2006 2001 2007 2002 2008 2003 1.04. Optional Redemption. The City may elect on February 1, 2003 and on any date thereafter to prepay Bonds maturing on or after February 1, 2004. Redemption may be in whole or in part of the Bonds subject to prepayment. If redemption is in part, those Bonds remaining unpaid which have the latest maturity date will be prepaid first. If only part of the Bonds having a common maturity date are called for prepayment the specific Bonds to be prepaid will be chosen by lot by the Registrar. All payments will be at a price of par plus accrued interest. Section 2. Registration and Payment. 2.01. Registered Form. The Bonds shall be issued only in fully registered form. The interest thereon and, upon surrender of each Bond, the principal amount thereof, is payable by check or draft issued by the Registrar described herein. 2.02. Dates; Interest Payment Dates. Each Bond will be dated as of the last interest payment date preceding the date of authentication to which interest on the Bond has been paid or made available for payment, unless (i) the date of authentication is an interest payment date to which interest has been paid or made available for payment, in which case such Bond shall be dated as of the date of authentication, or (ii) the date of authentication is prior to the first interest payment date, in which case such Bond will be dated as of the date of original issue. The interest on the Bonds is payable on February 1 and August 1 of each year, commencing August 1, 1994, to the owner of record thereof as of the close of business on the fifteenth day of the immediately preceding month, whether or not such day is a business day. 2.03. Registration. The City will appoint, and shall maintain, a bond registrar, transfer agent, authenticating agent and paying agent (Registrar). The effect of registration and the rights and duties of the City and the Registrar with respect thereto are as follows : (a) Register. The Registrar must keep at its principal corporate trust office a bond register in which the Registrar provides for' the registration of ownership of Bonds and the registration of transfers and exchanges of Bonds entitled to be registered, transferred or exchanged. (b) Transfer of Bonds. Upon surrender for transfer of a Bond duly endorsed by the . registered owner thereof or accompanied by a written instrument of transfer, in form satisfactory to the Registrar, duly executed by the registered owner thereof or by an attorney duly authorized by the i registered owner in writing, the Registrar will authenticate and deliver, in the name of the designated transferee or transferees, one or more new Bonds SN064489 RC145-260 of a like aggregate principal amount and maturity, 'as requested by the transferor. The Registrar may, however, close the books for registration of any transfer after the fifteenth day of the month preceding each interest payment date and until such interest payment date. (c) Exchange of Bonds. When Bonds are surrendered by the registered owner for exchange the Registrar will authenticate and deliver one or more new Bonds of a like aggregate principal amount and maturity, as requested by the registered owner or the owner's attorney in writing. (d) Cancellation. Bonds surrendered upon any transfer or exchange will be promptly cancelled by the Registrar and thereafter disposed of as directed by the City. (e) Improper or Unauthorized Transfer. When a Bond is presented to the Registrar for transfer, the Registrar may refuse to transfer the Bond until the Registrar is satisfied that the endorsement on the Bond or separate instrument of transfer is valid and genuine and that the requested transfer is legally authorized. The Registrar will incur no liability for the refusal, in good faith, to make transfers which it, in its judgment, deems improper or unauthorized. (f) Persons Deemed Owners. The City and the Registrar may treat the person in whose name a Bond is registered in the bond register as the absolute owner of the Bond, whether the Bond is overdue or not, for the purpose of receiving payment of, or on account of, the principal of and • interest on the Bond and for all other purposes, and payments so made to a registered owner or upon the owner's order will be valid and effectual to satisfy and discharge the liability upon such Bond to the extent of the sum or sums so paid. (g) Taxes, Fees and Charges. For a transfer or exchange of Bonds, the Registrar may impose a charge upon the owner thereof sufficient to reimburse the Registrar for any tax, fee or other governmental charge required to be paid with respect to the transfer or exchange. (h) Mutilated, Lost, Stolen or Destroyed Bonds. If a Bond becomes mutilated or is destroyed, stolen or lost, the Registrar will deliver a new Bond of like amount, number, maturity date and tenor in exchange and substitution for and upon cancellation of the mutilated Bond or in lieu of and in substitution for any Bond destroyed, stolen or lost, upon the payment of the reasonable expenses and charges of the Registrar in connection therewith; and, in the case of a Bond destroyed, stolen or lost, upon filing with the Registrar of evidence satisfactory to it that the Bond was destroyed, stolen or lost, and of the ownership thereof, and upon furnishing to the Registrar of an appropriate bond or indemnity in form, substance and amount satisfactory to it and as provided by law, in which both the City and the Registrar must be named as obligees. Bonds so surrendered to the Registrar will be cancelled by the Registrar and evidence of such cancellation must be given to the City. If the mutilated, destroyed, stolen or lost Bond has already matured or been called for redemption in accordance with its terms it • is not necessary to issue a new Bond prior to payment. SN064489 RC145-260 • (i) Redemption. In the event any of the Bonds are called for redemption, notice thereof identifying the Bonds to be redeemed will be given by the Registrar by mailing a copy of the redemption notice by first class mail (postage prepaid) not more than 60 and not less than 30 days prior to the date fixed for redemption to the registered owner of each Bond to be redeemed at the address shown on the registration books kept by the Registrar. Failure to give notice by publication or by mail to any registered owner, or any defect therein, will not affect the validity of any proceeding for the redemption of Bonds. Bonds so called for redemption will cease to bear interest after the specified redemption date, provided that the funds for the redemption are on deposit with the place of payment at that time. 2.04. Appointment of Initial Registrar. The City appoints Minnesota, as the initial Registrar. The Mayor and the City Manager are authorized to execute and deliver, on behalf of the City, a contract with the Registrar. Upon merger or consolidation of the Registrar with another corporation, if the resulting corporation is a bank or trust company authorized by law to conduct such business, such corporation is authorized to act as successor Registrar. The City agrees to pay the reasonable and customary charges of the Registrar for the services performed. The City reserves the right to remove the Registrar upon 30 days'.notice and upon the appointment of a successor Registrar, in which event the predecessor Registrar must deliver all cash and Bonds in its possession to the successor Registrar and must deliver the bond register to the successor Registrar. On or before each principal or interest due date, without further order of this Council, the Finance Manager must transmit to the Registrar moneys sufficient for the payment of all principal and interest then due. 2.05. Execution, Authentication and Delivery. The Bonds will be prepared under the direction of the Manager and executed on behalf of the City by the signatures of the Mayor and the Manager, provided that all signatures may be printed, engraved or lithographed facsimiles of the originals. In case any officer whose signature or a facsimile of whose signature appears on the Bonds ceases to be such officer before the delivery of any Bond, such signature or facsimile will nevertheless be valid and sufficient for all purposes, the same as if the officer had remained in office until delivery. Notwithstanding such execution, a Bond will not be valid or obligatory for any purpose or entitled to any security or benefit under this Resolution unless and until a certificate of authentication on the Bond has been duly executed by the manual signature of an authorized representative of the Registrar. Certificates of authentication on different Bonds need not be signed by the same representative. The executed certificate of authentication on each Bond is conclusive evidence that it has been authenticated and delivered under this Resolution. When the Bonds have been so prepared, executed and authenticated, the Manager shall deliver the same to the Purchaser upon payment of the purchase price in accordance with the contract of sale heretofore made and executed, and the Purchaser is not obligated to see to the application of the purchase price. 2.06. Temporary Bonds. The City may elect to deliver in lieu of printed definitive Bonds one or more typewritten temporary Bonds in substantially the form set forth in Section 3 with such changes as may be necessary to reflect nlore than one maturity in a single temporary bond. Upon the execution and delivery of definitive Bonds the temporary Bonds will be exchanged therefor and cancelled. SN064489 RC145-260 l0 "? • Section 3. Form of Bond . 3.01. The Bonds will be printed in substantially the following form: [Face of the Bond) UNITED STATES OF AMERICA STATE OF MINNESOTA COUNTY OF HENNEPIN CITY OF RICHFIELD GENERAL OBLIGATION IMPROVEMENT REFUNDING BOND, SERIES 1994A Date of Rate Maturity Original Issue CUSIP February 1, 1994 No. The City of Richfield, Minnesota, a duly organized and existing municipal corporation in Hennepin County, Minnesota (City), acknowledges itself to be indebted and for value received. promises to pay to n U or registered assigns, the principal sum of $ on the maturity date specified above, with interest thereon from the date hereof at the annual rate specified above, payable February 1 and August 1 in each year, commencing August 1, 1994, to the person in whose name this Bond is registered at the close of business on the fifteenth day (whether or not a business day) of the immediately preceding month. The interest hereon and, upon presentation and surrender hereof, the principal hereof are payable in lawful money of the United States of America by check or draft by , Minnesota, as Bond Registrar, Paying Agent, Transfer Agent and Authenticating Agent, or its designated successor under the Resolution described herein. For the prompt and full payment of such principal and interest as the same respectively become due, the full faith and credit and taxing powers of the City have been and are hereby irrevocably pledged. The City may elect on February 1, 2003, and on any date thereafter, to prepay Bonds of this issue maturing on or after February 1, 2004. Redemption may be in whole or in part of the Bonds subject to prepayment. If redemption is in part, those Bonds remaining unpaid which have the latest maturity date will be prepaid first. -If only part of the Bonds having a common maturity date are called for prepayment the specific Bonds to be prepaid will be chosen by lot by the Registrar. All prepayments shall be at a price of par plus accrued interest. The City Council has designated the issue of Bonds which this Bond forms a • part as "qualified tax exempt obligations" within the meaning of Section 265 (b) (3) of the Internal Revenue Code of 1986, as amended (the Code) relating to disallowance SWG64489 RC145-260 (?_9 of interest expense for financial institutions and within the $10 million limit allowed by the Code for the calendar year of issue. Additional provisions of this Bond are contained on the reverse hereof and such provisions for all purposes have the same effect as though fully set forth in this place. This Bond is not valid or obligatory for any purpose or entitled to any security or benefit under the Resolution until the Certificate of Authentication hereon has been executed by the Bond Registrar by manual signature of one of its authorized representatives. IN WITNESS WHEREOF, the City of Richfield, Hennepin County, Minnesota, by its City Council, has caused this Bond to be executed on its behalf by the facsimile signatures of the Mayor and City Manager and has caused this Bond to be dated as of the date set forth below. Dated : CITY OF RICHFIELD, MINNESOTA (Facsimile) (Facsimile) City Manager Mayor • CERTIFICATE OF AUTHENTICATION This is one of the Bonds delivered pursuant to the Resolution mentioned within. By Authorized Representative [Reverse of the Bond] This Bond is one of an issue in the aggregate principal amount of $ all of like original issue date and tenor, except as to number, maturity date, redemption privilege, and interest rate, all issued pursuant to a resolution adopted by the City Council on January 24, 1994 (the Resolution), for the purpose of providing money to refund in advance of maturity and on the Redemption Date, as defined in the Resolution, a portion of certain general obligation bonds of the City, pursuant to and in full conformity with the Constitution and laws of.-the State of Minnesota, and the City's home rule charter, including Minnesota Statutes, Sections 475.67, Subdivision 13 and Chapter 429. The interest hereon is payable until the • Redemption Date, out of the Escrow Account and Debt Service Account in the City's Refunding Bonds, Series 1994A Debt Service Fund and after the Redemption Date SN064489 RC145-260 (0,- 0 • from special assessments against property specially benefitted by local improvements as set forth in the Resolution to which reference is made for a full statement of rights and powers thereby conferred. The full faith and credit of the City are irrevocably pledged for payment of this Bond and the City Council has obligated itself to levy ad valorem taxes on all taxable property in the City in the event of any deficiency in special assessments pledged, which taxes may be levied without limitation as to rate or amount. The Bonds of this series are issued only as fully registered Bonds in denominations of $5, 000 or any integral multiple thereof of single maturities. As provided in the.Resolution and subject to certain limitations set forth therein, this Bond is transferable upon the books of the City at the principal office of the Bond Registrar, by the registered owner hereof in person or by the owner's attorney duly authorized in writing upon surrender hereof together with a written instrument of transfer satisfactory to the Bond Registrar, duly executed by the registered owner or the owner's attorney; and may also be surrendered in exchange for Bonds of other authorized denominations. Upon such transfer or exchange the City will cause a new Bond or Bonds to be issued in the name of the transferee or registered owner, of the same aggregate principal amount, bearing interest at the same rate and maturing on the same date, subject to reimbursement for any tax, fee or governmental charge required to be paid with respect to such transfer or exchange. The City and the Bond Registrar may deem and treat the person in whose name this Bond is registered as the absolute owner hereof, whether this Bond is overdue or not, for the purpose of receiving payment and for all other purposes, and neither the City not the Bond Registrar shall be affected by any notice to the contrary. • IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all acts, conditions and things required-by the Constitution and laws of the State of Minnesota and the City's home rule charter to be done, to exist, to happen and to be performed preliminary to and in the issuance of this Bond in order to make it a valid and binding general obligation of the City in accordance with its terms, have been done,. do exist, have happened and have been performed as so required, and that the issuance of this Bond does not cause the indebtedness of the City to exceed any constitutional, statutory or charter limitation of indebtedness. (Form of certificate to be printed on the reverse side of each Bond, following a full copy of the legal opinion.) I certify that the above is a full, true and correct copy of the legal opinion rendered by bond counsel on the issue of Bonds of the City of Richfield, Minnesota, which includes the within Bond, dated as of the date of delivery of and payment for the Bonds. (Facsimile Signature) City Manager • SNO64489 RC145-260 v • The following abbreviations, when used in the inscription on the face of this Bond, shall be construed as though they were written out in full according to applicable laws or regulations : TEN COM -- as tenants UNIF GIFT MIN ACT Custodian in common (Cust) (Minor) TEN ENT -- as tenants under Uniform Gifts or by entireties Transfers to Minors JT TEN -- as joint tenants with right of survivorship and Act . . . not as tenants in common (State*) Additional abbreviations may also be used though not in the above list. ASSIGNMENT For value received, the undersigned hereby sells, assigns and transfers unto the within Bond and all rights thereunder, and does hereby irrevocably constitute and appoint attorney to transfer the said Bond on the books kept for registration of the within Bond, with full power of substitution in the premises. Dated : Notice: The assignor's signature to this assignment must correspond with the name as it appears upon the face of the within Bond in every particular, without alteration or any change whatever. Signature Guaranteed: Signature (s) must be guaranteed by a national bank or trust company or by a brokerage firm having a membership in one of the major stock exchanges . The Bond Registrar will not effect transfer of this Bond unless the information concerning the assignee requested below is provided. Name and Address : 0 (Include information for all joint owners if this Bond is held by joint account.) BY064489 RC165-260 . Please insert social security or other identifying number of assignee 3.02. The City Manager is authorized and directed to obtain a copy of the proposed approving legal opinion of Holmes & Graven, Chartered, Minneapolis, Minnesota, which is to be complete except as to dating thereof and cause the opinion to be printed on each Bond, together with a certificate to be signed by the facsimile signature of the Manager in substantially the form set forth in the form of Bond. The Manager is authorized and directed to execute the certificate in the name of the City upon receipt of the opinion and to file the opinion in the City offices. Section 4. Bonds; Security; Escrow. 4.01. • Funds and Accounts. For the convenience and proper administration of the moneys to be borrowed and repaid on the Bonds and the Refunded Bonds (as defined in the resolution providing for the issuance and sale of the Bonds), and to provide adequate and specific security for the Purchaser and holders from time to time of the Bonds and Refunded Bonds, there is hereby created a special fund to be designated the Refunding Bonds, Series 1994A Debt Service Fund (the Fund) to be administered and maintained by the Finance Manager as a bookkeeping account separate and apart from all other funds maintained in the official financial records of the City. The Fund shall be maintained in the manner herein specified until all • of the Refunded Bonds have been paid and until all of the Bonds and the interest thereon shall have been fully paid. There shall be maintained in the Fund two separate accounts, to be designated the Escrow Account and Debt Service Account. (a) Escrow Account. The Escrow Account shall be maintained as an Escrow Account (Escrow Account) with in , Minnesota, which is a suitable financial institution within the State, whose deposits are insured by the Federal Deposit Insurance Corporation, whose combined capital and surplus is not less than $500, 000 and said financial institution is hereby designated escrow agent (Escrow Agent) for the Escrow Account. All proceeds of the sale of the Bonds shall be received by the Escrow Agent and applied to fund the Escrow Account or to pay costs of issuing the Bonds. Proceeds of the Bonds not used to pay costs of issuance are hereby irrevocably pledged and appropriated to the Escrow Account, together with all investment earnings thereon. The Escrow Account shall be invested in securities maturing or callable at the option of the holder on such dates and bearing interest at such rates as shall be required to provide sufficient funds, together with any cash or other funds retained in the Escrow Account, to pay when due the interest to accrue on each Bond to and including February 1, 1997 (Redemption Date), and to pay when due on the Redemption Date the principal amount of each of the Refunded Bonds then outstanding. From the Escrow Account there shall be paid (i) all interest paid on, or to be paid on, or to accrue on, the Bonds to and including the Redemption Date, and (ii) the principal of the Refunded Bonds due by reason of redemption on the Redemption Date. The Escrow -Account shall be irrevocably appropriated to the payment of the principal of and interest on the • Bonds until the proceeds of the Bonds therein are applied to prepayment of the Refunded Bonds. The moneys in the Escrow Account shall be used solely SNG64489 RC145-260 for the purposes herein set forth and for no other purpose, except that any • surplus in the Escrow Account may be remitted to the City, all in accordance with the Escrow Agreement (hereafter defined) by and between the. City and the, Escrow Agent. Any moneys remitted to the City upon termination of the Escrow Agreement shall be deposited in the Debt Service Account. (b) Debt Service Account. To the Debt Service Account there is hereby pledged and irrevocably appropriated and there shall be credited: (i) any balance remitted to the City upon the termination of the Escrow Agreement; (ii) any balance remaining on February 2, 1997, in the Debt Service Fund created by the City Council resolution authorizing the issuance and sale of the Refunded Bonds (Prior Resolution) ; (iii) any collections of all taxes hereafter levied for the payment of the Bonds and interest thereon; (iv) all investment earnings on funds in the Debt Service Account; (v) collection after the Redemption Date of special assessments pledged to repayment of the Refunded Bonds in the Prior Resolution; (vi) accrued interest (if any) received upon delivery of the Bonds to the extent not required to fund the Escrow Account; and (vii) any and all other moneys which are properly available and are appropriated by the City Council to the Debt Service Account. The amount of any surplus remaining in the Debt Service Account when the Bonds and interest thereon are paid shall be used as provided in Section 475.61, Subdivision 4 of the Act. 4.02. The moneys in the Debt Service Account shall be used solely to pay the principal of and interest on the Bonds or any other bonds hereafter issued and made payable from the Fund. No portion of the proceeds of the Bonds shall be used • directly or indirectly to acquire higher yielding investments or to replace funds which were used directly or indirectly to acquire higher yielding investments, except (i) for a reasonable temporary period until such proceeds are needed for the purpose for which the Bonds were issued, and (ii) in addition to the above, in an amount not greater than the lesser of five percent of the proceeds of the Bonds or $100,000. To this effect, any proceeds of the Bonds any sums from time to time held in the Fund (or any other City account which will be used to pay principal and interest to become due on the Bonds) in excess of amounts which under the applicable federal arbitrage regulations may be invested without regard as to yield shall not be invested at a yield in excess of the applicable yield restrictions imposed by the arbitrage regulations on such investments after taking into account any applicable temporary periods or minor portion made available under the federal arbitrage regulations. In addition, the proceeds of the Bonds and money in the Fund shall not be invested in obligations or deposits issued by, guaranteed by or insured by the United States or any agency or instrumentality thereof if and to the extent that such investment would cause the Bonds to be federally guaranteed within the meaning of Section 149(b) of the Internal Revenue Code of 1986, as amended (the Code). 4.03. General Obligation Pledge. For the prompt and full payment of the principal and interest on the Bonds, as the same respectively become due, the full faith, credit and taxing powers of the City shall be and are hereby irrevocably pledged. If the balance in the Escrow Account or Debt Service Account is ever insufficient to pay all principal and interest then due on the Bonds and any other bonds payable therefrom, the deficiency shall be promptly paid out of monies in the general fund of the City which are available for such purpose, and such general fund may be reimbursed with or without interest from the Escrow Account or Debt Service Account when a sufficient balance is available therein. SNG64499 RC145-260 (0.ly 4.04. It is determined that estimated collection of Assessments and interest thereon for the payment of principal and interest on the Bonds after the Redemption Date will produce at least five percent in excess of the amount needed to meet when due, the principal and interest payments on the Bonds and that no tax levy is needed at this time. 4.05.. Filin . The City Clerk is authorized and directed to file a certified copy of this resolution with the Director of Property Taxation of Hennepin County and to obtain the certificate required by Section 475.63 of the Act. 4.06. Prior Resolution Pledges. The pledges and covenants of the City made by the Prior Resolution relating to the levy and collection of Special Assessments against property specially benefitted by improvements financed by the Bonds and the Refunded Bonds are restated and confirmed in all respects. The provisions of the Prior Resolution are hereby supplemented to the extent necessary to give full effect to the provisions of this resolution. Section 5. Refunding; Findings; Redemption of Refunded Bonds. 5.01. As of the date of delivery of and payment for the Bonds the proceeds of the Bonds, in the amount of $ plus accrued interest on the Bonds less necessary expenses of the issuance of the Bonds (Proceeds), together with other funds (Funds) in the amount of $ are hereby -pledged and appropriated and shall be deposited in the Escrow Account. 5.02. It is hereby found and determined that the Proceeds and Funds available and appropriated to the Escrow Account will be sufficient, together with the permitted earnings on the investment of the Escrow Account, to pay at maturity or redemption all of the principal of and redemption premium (if any) on the Refunded Bonds and interest on the Bonds through the Redemption Date. 5.03. Securities purchased from the monies in the Escrow Account shall be limited to securities specified in Section 475..67, Subdivision 8 of the Act. Springsted Incorporated, as agent for the City is hereby authorized. and directed to purchase for and on behalf of the City and in its name, appropriate securities to fund the Escrow Account. Upon the issuance and delivery of the Bonds, the securities so purchased shall be deposited with the Escrow Agent and held pursuant to the terms of the Escrow Agreement and the Resolution. 5.04. The Refunded Bonds maturing on February 1, 1998 and thereafter shall be redeemed and prepaid on the Redemption Date. The Refunded Bonds shall be redeemed and prepaid in accordance with their terms and in accordance with the terms and conditions set forth in the form of Notice of Call for Redemption attached hereto as Attachment A which terms and conditions are hereby approved and incorporated herein by reference. 5.05. Escrow Agreement. On or prior to the delivery of the Refunding Bonds, the Mayor and the Manager are hereby authorized and directed to execute on behalf of the City an escrow agreement (Escrow Agreement) with the Escrow Agent in substantially the form now on file with -the Manager. All essential terms and conditions of the Escrow Agreement including payment by the City of reasonable charges for the services of the Escrow Agent, are hereby approved and adopted and made a part of this resolution, and the City covenants that it will promptly enforce all provisions thereof in the event of default thereunder by the Escrow Agent. BN064489 RC145-260 5.06. Defeasance. When all Bonds and all interest thereon, have been discharged as provided in this paragraph, all pledges, covenants and other rights granted by this. resolution to the holders of the Bonds shall cease, except that the pledge of the full faith and credit of the City for the prompt and full payment of the principal of and interest on the Bonds shall remain in full force and effect. The City may discharge all Bonds which are due on any date by depositing with-the Registrar on or before that date a sum sufficient for the payment thereof in full; if any Bond should not be paid when due, it may nevertheless be discharged by depositing with the Registrar a sum sufficient for the payment the in full with interest accrued to the date of such deposit. The City may also at any time discharge and defease the Bonds in their entirety by complying with the provisions of Section 475.67 of Minnesota Statutes, except that the funds deposited in escrow in accordance with said provisions may (to the extent permitted by law) but need not be, in whole or in part, proceeds of bonds as therein provided without the consent of any Bondholders. Section 6. Authentication of Transcript. 6.01. The officers of the City are authorized and directed to prepare and furnish to the Purchaser and to the attorneys approving the Bonds, certified copies of proceedings and records of the City relating to the Bonds and to the financial condition and affairs of the City, and such other certificates, affidavits and transcripts as may be required to show the facts within their knowledge or as shown by the books and records in their custody and under their control, relating to the validity and marketability of the Bonds and such instruments, including any heretofore furnished, shall be deemed representations of the City as to the facts stated therein. 6.02. The Mayor and City Manager are hereby authorized and directed to certify that they have examined the Official Statement prepared and circulated in connection with the issuance and sale of the Bonds and that to the best of their knowledge and belief the Official Statement is a complete and accurate representation of the facts and representations made therein as of the date of the Official Statement. Section 7 . Tax Matters. 7.01. The City covenants and agrees with the holders from time to time of the Bonds that it will not take or permit to be taken by any of its officers, employees or agents any action which would cause the interest on the Bonds to become subject to taxation under the Internal Revenue Code of 1986, as amended (the Code), and the Treasury Regulations promulgated thereunder, in effect at the time of such actions, and that it will take or cause its officers, employees or agents to take, all affirmative action within its power that may be necessary to ensure that such interest will not become subject to taxation under the Code and applicable Treasury Regulations, as presently existing or as hereafter amended and made applicable to the Bonds. 7.02. The City will comply with requirements necessary under the Code to establish and maintain the exclusion from gross income of the interest on the Bonds under Section 103 of the Code, including without limitation requirements relating to temporary periods for investments, limitations on amounts invested at a yield greater than the yield on the Bonds, and the rebate of excess investment earnings to the United States. SNG64489 RC145-260 V 7.03. In order to qualify the Bonds as "qualified tax-exempt obligations" within the meaning of Section 265 (b) (3) of the Code, the City makes the following factual statements and representations : (a) the Bonds are not "private activity bonds" (treating qualified 501(c) (3) bonds as not being private activity bonds) as defined in Section 141 of the Code; (b) the City hereby designates the Bonds as "qualified tax-exempt obligations" for purposes of Section 265(b)(3) of the Code; (c) the reasonably anticipated amount of tax-exempt obligations (other than private activity bonds., treating qualified 501(c) (3) bonds as not being private activity bonds) which will be issued by the City (and all subordinate entities of the City) during calendar year 1994 will not exceed $10,000,000; and (d) not more than $10,000,000 of obligations issued by the City during calendar year 1994 have been designated for purposes of Section 265(b)(3) of the Code. 7.04. The City shall use its best efforts to comply with any federal procedural requirements which may apply in order to effectuate the designations made by this section. 7.05: Pursuant to the requirements of Section 147(f) of the Code, the City • shall hold a public hearing on February 14, 1994. The City Clerk is authorized to publish a notice of public hearing substantially in the form attached as Attachment B hereto in a newspaper of general circulation in the City not less than fourteen (14) days prior to the date fixed for the hearing and in the official newspaper of the City. The motion for the adoption of the foregoing resolution.was duly seconded by Member , and upon vote being taken thereon, the following voted in favor thereof : and the following voted against the same: whereupon said resolution was declared duly passed and adopted. 0 8NO6`489 RC165-260 ?,'-O STATE OF MINNESOTA ) COUNTY OF HENNEPIN ) SS. CITY OF RICHFIELD ) I, the undersigned, being the duly qualified and acting Clerk of the City of Richfield, Hennepin County, Minnesota, do hereby certify that I have carefully compared the attached and foregoing extract of minutes of a regular meeting of the City Council of the City held on January 24, 1994 with the original minutes on file in my office and the extract is a full, true and correct copy of the minutes insofar as they relate to the issuance and sale of $ General Obligation h Improvement Refunding Bonds, Series 1994A of the City. WITNESS My hand officially as such Clerk and the corporate seal of the City this day of , 19_ 0 City Clerk Richfield, Minnesota (SEAL) SNG64489 RC145-260 ATTACHMENT A NOTICE OF CALL FOR REDEMPTION $1,080,000 GENERAL OBLIGATION IMPROVEMENT BONDS OF 1987 CITY OF RICHFIELD HENNEPIN COUNTY, MINNESOTA NOTICE IS HEREBY GIVEN that, by order of the City Council of the City of Richfield, Hennepin County, Minnesota, there have been called for redemption and prepayment on February 1, 1997 all outstanding bonds of the City designated as General Obligation Improvement Bonds of 1987, dated September 1, 1987, having stated maturity dates of February 1 in the year's 1998 through 2008, both inclusive, totalling $550,000 in principal amount, and with the following CUSIP numbers: Year of Maturity CUSIP 1998 763325 VS3 1999 763325 VT1 2000 763325 VU8 2001 763325 VV6 2002 763325 VW4 2003 763325 VX2 2004 763325 VYO 2005 763325 VZ7 2006 763325 WA1 2007 763325 WB9 2008 763325 WC7 The bonds are being called at a price of par plus accrued interest to February 1, 1997, on which date all interest on said bonds will cease to accrue. Holders of the bonds hereby called for redemption are requested to present their bonds for payment at the main office of National City Bank of Minneapolis, in the City of Minneapolis, Minnesota, on or before February 1, 1997. The Trustee shall not be responsible for the selection or use of the CUSIP number, nor is any representation made as to the correctness indicated in the Redemption Notice or on any Bond. It is included solely for convenience of the Holders. Dated: January 24, 1994. BY ORDER OF THE CITY COUNCIL By /s/ James Prosser City Manager - City of Richfield, Minnesota Further Information: 8NG64489 RC145-260 ?,J-q ATTACHMENT B CITY OF RICHFIELD, MINNESOTA NOTICE OF PUBLIC HEARING NOTICE IS HEREBY GIVEN, that the City Council of the City of Richfield, Minnesota (the "City") will meet in the Council chambers in the City Hall in the City of Richfield at 7:00 P.M. on Monday, February 14, 1994, to conduct a public hearing on a proposal that the City undertake to issue refunding bonds (the "Bonds") to refund bonds previously issued to finance a project pursuant to Minnesota Statutes, Chapter 429. The project consisted of the purchase and installation of a fire suppression system in The Academy of Holy Angels School located at 6600 Nicollet Avenue in the City and owned by The Academy of Holy Angels, a Minnesota nonprofit corporation. The total principal amount of the proposed Bonds will be approximately $575,000. The Bonds shall be general obligations of the City and shall be payable primarily from special assessments pledged to the payment thereof. The full faith and credit of the City has been irrevocably pledged for payment of the Bonds, and the City Council has obligated itself to levy taxes on all of the taxable property in the City in the event of any deficiency in special assessments pledged, which taxes may be levied without limitation as to rate or amount. All persons interested may appear and be heard at the time and place set forth above, or may file written comments with the City Clerk prior to the date of the • hearing set forth above. BY ORDER OF THE CITY COUNCIL • /s/ Thomas P. Ferber City Clerk SN064489 RC145-260 ?-020 • Extract of Minutes of Meeting of the City Council of the City of Richfield, Hennepin County, Minnesota Pursuant to due call and notice thereof, a regular meeting of the City Council - of the City of Richfield, Minnesota, was duly held in the City Hall in said City on Monday, January 24, 1994, commencing at 7: 00 P.M. The following members were present: and the following were absent: The Mayor announced that the next order of business was consideration of the proposals which had been received for the purchase of the City's $ General Obligation Improvement Refunding Bonds, Series 1994B . The City Manager presented a tabulation of the proposals which had been received in the manner specified in the Terms of Proposal of the Bonds. The proposals were as follows : • SNG64519 RC145-260 ?'- L?-j After due consideration of the proposals, Member then introduced the following written resolution and moved its adoption the reading of which had been dispensed with by unanimous consent: RESOLUTION NO. A RESOLUTION AWARDING THE SALE OF $ GENERAL OBLIGATION IMPROVEMENT REFUNDING BONDS, SERIES 1994B; FIXING THEIR FORM AND SPECIFICATIONS; DIRECTING THEIR EXECUTION AND DELIVERY; PROVIDING FOR THEIR PAYMENT; PROVIDING FOR THE ESCROWING AND INVESTMENT OF THE PROCEEDS THEREOF; AND PROVIDING FOR THE REDEMPTION OF BONDS REFUNDED THEREBY. BE IT RESOLVED By the City Council of the City of Richfield, Hennepin County, Minnesota (City) as follows : Section 1. Sale of Bonds. 1.01. Theproposalof (Purchaser) to purchase $ General Obligation Improvement Refunding Bonds, Series 1994B (Bonds) of the City described in the Terms of Proposal thereof is determined to be a reasonable offer and is accepted, the proposal being to purchase the Bonds at a price of $ plus accrued interest to date of delivery, for Bonds bearing interest as follows: Year of Interest Year of Interest Maturity Rate 'Maturity Rate 1998 2002 1999 2003 2000 2004 2001 Net effective interest rate : 1.02. The sum of $ being the amount proposed by the Purchaser in excess of $ is credited to the Escrow Account hereinafter created, or designated to pay costs of issuance of the Bonds, as the case may be. The City Finance Manager is directed to deposit the good faith check of the Purchaser, pending completion of the sale of the Bonds, and to return the good faith checks of the unsuccessful proposers forthwith. The Mayor and City Manager are directed to execute a contract with the Purchaser on behalf of the City. 1.03. The City will forthwith issue' and sell the Bonds in the total principal amount of $ , originally dated February 1, 1994, in the denomination of $5,000 each or any integral multiple thereof, numbered No. R-1, upward, bearing io interest as above set forth, and which mature serially on February 1 in the years and amounts as follows : SNG64519 RC145-260 6 ? a- • Year Amount Year Amount 1998 1999 2000 2001 2002 2003 2004 1.04. Optional Redemption. The City may elect on February 1, 2003 and on any date thereafter to prepay Bonds maturing on February 1, 2004. Redemption may be in whole or in part of the Bonds subject to prepayment. If redemption is in part, the specific Bonds to be prepaid will be chosen by lot by the Registrar. All payments will be at a price of par plus accrued interest. Section 2. Registration and Payment. • 2.01. Registered Form. The Bonds shall be issued only in fully registered form. The interest thereon and, upon surrender of each Bond, the principal amount thereof, is payable by check or draft issued by the Registrar described herein. 2.02. Dates; Interest Payment Dates. Each Bond will be dated as of the last interest payment date preceding the date of authentication to which interest on the Bond has been paid or made available for payment, unless (i) the date of authentication is an interest payment date to which interest has been paid or made available for payment, in which case such Bond shall be dated as of the date of authentication, or (ii) the date of authentication is prior to the first interest payment date, in which case such Bond will be dated as of the date of original issue. The interest on the Bonds is payable on February 1 and August 1 of each year, commencing August 1, 1994, to the owner of record thereof as of the close of business on the fifteenth day of the immediately preceding month, whether or not such day is a business day. 2.03. Registration. The City will appoint, and shall maintain, a bond registrar, transfer agent, authenticating agent and paying agent (Registrar). The effect of registration and the rights and duties of the City and the Registrar with respect thereto are as follows : (a) Register. The Registrar must keep at its principal corporate trust office a bond register in which the Registrar provides for the registration of ownership of Bonds and the registration of transfers -and exchanges of Bonds entitled to be registered, transferred or exchanged. (b) Transfer of Bonds. Upon surrender for transfer of a Bond duly endorsed by the registered owner thereof or accompanied by a written instrument of transfer, in form satisfactory to the Registrar, duly executed by the registered owner thereof or by an attorney duly authorized by the registered owner in writing, the Registrar will authenticate and deliver, in the name of the designated transferee or transferees, one or more new Bonds of a like aggregate principal amount and maturity, as requested by the transferor. The Registrar may, however, close the books for registration of any transfer after the fifteenth day of the month preceding each interest payment date and until such interest payment date. (c) Exchange of Bonds. When Bonds are surrendered by the registered owner for exchange the Registrar will authenticate and deliver one SNG64519 RC145-260 ?-d3 or more new Bonds of a like aggregate principal amount and maturity, as requested by the registered owner or the owner's attorney in writing. (d) Cancellation. Bonds surrendered upon any transfer or exchange will be promptly cancelled by the Registrar and thereafter disposed of as directed by the City. (e) Improper or Unauthorized Transfer. When a Bond is presented to the Registrar for transfer, the Registrar may refuse to transfer the Bond until the Registrar is satisfied that the endorsement on the Bond or separate instrument of transfer is valid and genuine and that the requested transfer is legally authorized. The Registrar will incur no liability for the refusal, in good faith, to make transfers which it, in its judgment, deems improper or unauthorized. (f) Persons Deemed Owners. The City and the Registrar may treat the person in whose name a Bond is registered in the bond register as the absolute owner of the Bond, whether the Bond is overdue or not, for the purpose of receiving payment of, or on account of, the principal of and interest on the Bond and for all other purposes, and payments so made to a registered owner or upon the owner's order will be valid and effectual to satisfy and discharge the liability upon such Bond to the extent of the sum or sums so paid. (g) Taxes, Fees and Charges. For a transfer or exchange of Bonds, the Registrar may impose a charge upon the owner thereof sufficient to • reimburse the Registrar for any tax, fee or other governmental charge required to be paid with respect to the transfer or exchange. (h) Mutilated, Lost, Stolen or Destroyed Bonds. If a Bond becomes mutilated or is destroyed, stolen or lost, the Registrar will deliver a new Bond of like amount, number, maturity date and tenor in exchange and substitution for and upon cancellation of the mutilated Bond or in lieu of and in substitution for any Bond destroyed, stolen or lost, upon the payment of the reasonable expenses and charges of the Registrar in connection therewith; and, in the case of a Bond destroyed, stolen or lost, upon filing with the Registrar of evidence satisfactory to it that the Bond was destroyed, stolen or lost, and of the ownership thereof, and upon furnishing to the Registrar of an appropriate bond or indemnity in form, substance and amount satisfactory to it and as provided by law, in which both the City and the Registrar must be named as obligees. Bonds so surrendered to the Registrar will be cancelled by the Registrar and evidence of such cancellation must be given to the City. If the mutilated, destroyed, stolen or lost Bond has already matured or been called for redemption in accordance with its terms it is not necessary to issue a new Bond prior to payment. (i) Redemption. In the event any of the Bonds are called for redemption, notice thereof identifying the Bonds to be redeemed will be given by the Registrar by mailing a copy of the redemption notice by first class mail (postage prepaid) not more than 60 and not less than 30 days prior to the date fixed for redemption to the registered owner of each Bond to be redeemed at the address shown on the registration books kept by the Registrar and by publishing the notice in the manner required by law. Failure to give notice -by publication or by mail to any registered owner, or any defect therein, will SNG64519 RC145-260 ?,C) ? S not affect the validity of any proceeding for the redemption of Bonds. Bonds so called for redemption will cease to bear interest after the specified redemption date, provided that the funds for the redemption are on deposit with the place of payment at that time. 2.04. Appointment of Initial Registrar. The City appoints Minnesota, as the initial Registrar. The Mayor and the City Manager are authorized to execute and deliver, on behalf of the City, a contract with the Registrar. Upon merger or consolidation of the Registrar with another corporation, if the resulting corporation is a bank or trust company authorized by law to conduct such business, such corporation is authorized to act as successor Registrar. The City agrees to pay the reasonable and customary charges of the Registrar for the services performed. The City reserves the right to remove the Registrar upon 30 days' notice and upon the appointment of a successor Registrar, in which event the predecessor Registrar must deliver all cash and Bonds in its possession to the successor Registrar and must deliver the bond register to the successor Registrar. On or before each principal or interest due date, without further order of this Council, the Manager must transmit to the Registrar moneys sufficient for the payment of all principal and interest then due. 2.05. Execution, Authentication and Delivery. The Bonds will be prepared under the direction of the Manager and executed on behalf of the City by the signatures of the Mayor and the Manager, provided that all signatures may be printed, engraved or lithographed facsimiles of the originals. In case any officer whose signature or a facsimile of whose signature appears on the Bonds ceases to be such officer before the delivery of any Bond, such signature or facsimile will • nevertheless be valid and sufficient for all purposes, the same-as if the officer had remained in office until delivery. Notwithstanding such execution, a Bond will not be valid or obligatory for any purpose or entitled to any security or benefit under this Resolution unless and until a certificate of authentication on the Bond has been duly executed by the manual signature of an authorized representative of the Registrar. Certificates of authentication on different Bonds need not be signed by the same representative. The executed certificate of authentication on each Bond is conclusive evidence that it has been authenticated and delivered under this Resolution. When the Bonds have been so prepared, executed and authenticated, the Manager shall deliver the same to the Purchaser upon payment of the purchase price in accordance with the contract of sale heretofore made and executed, and the Purchaser is not obligated to see to the application of the purchase price. 2.06. Temporary Bonds. The City may elect to deliver in lieu of printed definitive Bonds one or more typewritten temporary Bonds in substantially the form set forth in Section 3 with such changes as may be necessary to reflect more than one maturity in a single temporary bond. Upon the execution and delivery of definitive Bonds the temporary Bonds will be exchanged therefor and cancelled. Section 3. Form of Bond. 3.01. The Bonds will be printed in substantially the following form: 91 SNG64519 RC145-260 r?5 S [Face of the Bond] UNITED STATES OF AMERICA STATE OF MINNESOTA COUNTY OF HENNEPIN CITY OF RICHFIELD GENERAL OBLIGATION IMPROVEMENT REFUNDING BOND, SERIES 1994B Date of Rate Maturity Original Issue CUSIP February 1, 1994 No. The City of Richfield, Minnesota, a duly organized and existing municipal corporation in Hennepin County, Minnesota (City), acknowledges itself to be indebted and for value received promises to pay to or registered assigns, the principal sum of $ on the maturity date • specified above, with interest thereon from the date hereof at the annual rate specified above, payable February 1 and August 1 in each year, commencing August 1, 1994, to the person in whose name this Bond is registered at the close of business on the fifteenth day (whether or not a business day) of the immediately preceding month. The interest hereon and, upon presentation and surrender hereof, the principal hereof are payable in lawful money of the United States of America by check or draft by , Minnesota, as Bond Registrar, Paying Agent, Transfer Agent and Authenticating Agent, or its designated successor under the Resolution described herein. For the prompt and full payment of such principal and interest as the same respectively become due, the full faith and credit and taxing powers of the City have been and are hereby irrevocably pledged. The City may elect on February 1, 2003, and on any interest payment date thereafter, to prepay Bonds of this issue maturing on February 1, 2004. Redemption may be in whole or in part of the Bonds subject to prepayment. If redemption is in part, the specific Bonds to be prepaid will be chosen by lot by the Registrar: All prepayments shall be at a price of par plus accrued interest. The City Council has designated the issue of Bonds which this Bond forms a part as "qualified tax exempt obligations" within the meaning of Section 265(b)(3) of the Internal Revenue Code of 1986, as amended (the Code) relating to disallowance of interest expense for financial institutions and within the $10 million limit allowed by the Code for the calendar year of issue. Additional provisions of this Bond are contained on the reverse hereof and such provisions for all purposes have the same effect as though fully set forth in this place. SNG64519 RC145-260 (?q -c') b This Bond is not valid or obligatory for any purpose or entitled to any security or benefit under the Resolution until the Certificate of Authentication hereon has been executed by the Bond Registrar by manual signature of one of its authorized representatives. IN WITNESS WHEREOF, the City of Richfield, Hennepin County, Minnesota, by its City Council, has caused this Bond to be executed on its behalf by the facsimile signatures of the Mayor and City Manager and has caused this Bond to be dated as of the date set forth below. Dated: (Facsimile) City Manager CITY OF RICHFIELD, MINNESOTA (Facsimile) Mayor CERTIFICATE OF AUTHENTICATION This is one of the Bonds delivered pursuant to the Resolution mentioned within. By Authorized Representative [Reverse of the Bond] This Bond is one of an issue in the aggregate principal amount of $ all of like original issue date and tenor, except as to number, maturity date, redemption privilege, and interest rate, all issued pursuant to a resolution adopted by the City Council on January 24, 1994 (the Resolution), for the purpose of providing money to refund in advance of maturity and on the Redemption Date, as defined in the Resolution, a portion of certain general obligation bonds of the City, pursuant to and in full conformity with the Constitution and laws of the State of Minnesota, and the City's home rule charter, including Minnesota Statutes, Sections 475.67, Subdivision 13 and Chapter 429. The interest hereon is payable until the Redemption Date, out of the Escrow Account and Debt Service Account in the City's Refunding Bonds, Series 1994B Debt Service Fund and after the Redemption Date from special assessments against property specially benefitted by local improvements and ad valorem taxes, as set forth in the Resolution to which reference is made for a full statement of rights and powers thereby conferred. The full faith and credit of the City are irrevocably pledged for payment of this Bond and the City Council has obligated itself to levy additional ad valorem taxes on all taxable property in the City in the event of any deficiency in special assessments and taxes pledged, which taxes may be levied without limitation as to rate or amount. The Bonds of this series SNG64519 RC145-260 are issued only as fully registered Bonds in denominations of $5,000 or any integral multiple thereof of single maturities. As provided in the Resolution and subject to certain limitations set forth therein, this Bond is transferable upon the books of the City at the principal office of the Bond Registrar, by the registered owner hereof in person or by the owner's attorney duly authorized in writing upon surrender hereof together with a written instrument of transfer satisfactory to the Bond Registrar, duly executed by the registered owner or the owner's attorney; and may also be surrendered in exchange for Bonds of other authorized denominations. Upon such transfer or exchange the City will cause a new Bond or Bonds to be issued in the name of the transferee or registered owner, of the same aggregate principal amount, bearing interest at the same rate and maturing on the same date, subject to reimbursement for any tax, fee or governmental charge required to be paid with respect to such transfer or exchange. The City and the Bond Registrar may deem and treat the person in whose name this Bond is registered as the absolute owner hereof, whether this Bond is overdue or not, for the purpose of receiving payment and for all other purposes, and neither the City nor the Bond Registrar shall be affected by any notice to the contrary. IT IS HEREBY CERTIFIED, RECITED, COVENANTED AND AGREED that all acts, conditions and things required by the Constitution and laws of the State of Minnesota and the City's home rule charter to be done, to exist, to happen and to be performed preliminary to and in the issuance of this Bond in order to make it a valid and binding general obligation of the City in accordance with its terms, have been • done, do exist, have happened and have been performed as so required, and that the issuance of this Bond does not cause the indebtedness of the City to exceed any constitutional, statutory or charter limitation of indebtedness. (Form of certificate to be printed on the reverse side of each Bond, following a full copy of the legal opinion.) I certify that the above is a full, true and correct copy of the legal opinion rendered by bond counsel on the issue of Bonds of the City of Richfield, Minnesota, which includes the within Bond, dated as of the date of delivery of and payment for the Bonds. (Facsimile signature) City Manager SNG64519 RC145-260 The following abbreviations, when used in the inscription on the face of this Bond, shall be construed as though they were written out in full according to applicable laws. or regulations : TEN COM -- as tenants UNIF GIFT MIN ACT Custodian in common (Cust) (Minor) TEN ENT -- as tenants under Uniform Gifts or by entireties Transfers to Minors JT TEN -- as joint tenants with right of survivorship and Act . . . . . . . . . . . . not as tenants in common (State) Additional abbreviations may also be used though not in the above list. ASSIGNMENT For value received, the undersigned hereby sells, assigns and transfers unto the within Bond and all rights thereunder, and does hereby irrevocably constitute and appoint attorney to transfer the said Bond on the books kept for registration of the within Bond, with full power of substitution in the premises. Dated: Notice: The assignor's signature to this assignment must correspond with the name as it appears upon the face of the within Bond in every particular, without alteration or any change whatever. Signature Guaranteed : Signature (s) must be guaranteed by a national bank or trust company or by a brokerage firm having a membership in one of the major stock exchanges. The Bond Registrar will not effect transfer of this Bond unless the information concerning the assignee requested below is provided. Name and Address: (Include information for all joint owners if this Bond is held by joint account.) SN064519 RC145-260 1?-a9 Please insert social security or other identifying number of assignee 3.02. The City Manager is authorized and directed to obtain a copy of the proposed approving legal opinion of Holmes & Graven, Chartered, Minneapolis, Minnesota, which is to be complete except as to dating thereof and cause the opinion to be printed on each Bond, together with a certificate to be signed by the facsimile signature of the Manager in substantially the form set forth in the form of Bond. The Manager is authorized and directed to execute the certificate in the name of the City upon receipt of the opinion and to file the opinion in the City offices. Section 4. Bonds; Security; Escrow. 4.01. Funds and Accounts. For the convenience and proper administration of the moneys to be borrowed and repaid on the Bonds and the Refunded Bonds (as defined in the resolution providing for the issuance and sale of the Bonds), and to provide adequate and specific security for the Purchaser and holders from time to time of the Bonds and Refunded Bonds, there is hereby created a special fund to be designated the Refunding Bonds, Series 1994B Debt Service Fund (the Fund) to be administered and maintained by the Finance Manager as a bookkeeping account separate and apart from all other funds maintained in the official financial records of the City. - The Fund shall be maintained in the manner herein specified until all of the Refunded Bonds have been paid and until all of the Bonds and the interest thereon shall have been fully paid. There shall be maintained in the Fund two separate accounts, to be designated the Escrow Account and Debt Service Account. (a) Escrow Account. The Escrow Account shall be maintained as an Escrow Account (Escrow Account) with in , Minnesota, which is a suitable financial institution within the State, whose deposits are insured by the Federal Deposit Insurance Corporation, whose combined capital and surplus is not less than $500, 000 and said financial institution is hereby designated escrow agent (Escrow Agent) for the Escrow Account. All proceeds of the sale of the Bonds shall be received by the Escrow Agent and applied to fund the Escrow Account or to pay costs of issuing the Bonds. Proceeds of the Bonds not used to pay costs of issuance are hereby irrevocably pledged and appropriated to the Escrow Account, together with all investment earnings thereon. The Escrow Account shall be invested in securities maturing or callable at the option of the holder on such dates and bearing interest at such rates as shall be required to provide sufficient funds, together with any cash or other funds retained in the Escrow Account, to pay when due the interest to accrue on each Bond to and including February 1, 1997 (Redemption Date), and to pay when due on the Redemption Date the principal amount of each of the Refunded Bonds then outstanding. From the Escrow Account there shall be paid (i) all interest paid on, or to be paid on, or to accrue on, the Bonds to and including the Redemption Date, and (ii) the principal of the Refunded Bonds due by reason of redemption on the Redemption Date. The Escrow Account shall be irrevocably appropriated to the payment of the principal of and interest on the Bonds until the proceeds of the Bonds therein are applied to prepayment of the Refunded Bonds. The moneys in the Escrow Account shall be used solely ON064519 RC145-260 ?-3D for the purposes herein set forth and for no other purpose, except that any surplus in the Escrow Account may be remitted to the City, all in accordance with the Escrow Agreement (hereafter defined) by and between the City and the Escrow Agent. Any moneys remitted to the City upon termination of the Escrow Agreement shall be deposited in the Debt Service Account. (b) Debt Service Account. To the Debt Service Account there is hereby pledged and irrevocably appropriated and there shall be credited: (i) any balance remitted to the City upon the termination of the Escrow Agreement; (ii) any balance remaining on February 2, 1997, in the Debt Service Fund created by the City Council resolution authorizing the issuance and sale of the Refunded Bonds (Prior Resolution) ; (iii) any collections of all taxes hereafter levied for the payment of the Bonds and interest thereon; (iv) all investment earnings on funds in the Debt Service Account; (v) collections after the Redemption Date of all taxes levied in the Prior Resolution which levies shall not be cancelled except as permitted by Section 475.61, Subdivision 3 of the Act; and special assessments pledged to repayment of the Refunded Bonds in the Prior Resolution; (vi) accrued interest (if any) received upon delivery of the Bonds to the extent not required to fund the Escrow Account; and (vii) any and all other moneys which are properly available and are appropriated by the City Council to the Debt Service Account. The amount of any surplus remaining in the Debt Service Account when the Bonds and interest thereon are paid shall be used as provided in Section 475.61, Subdivision 4 of the Act. 4.02. The moneys in the Debt Service Account shall be used solely to pay the . principal of and interest on the Bonds or any other bonds hereafter issued and made payable from the Fund. No portion of the proceeds of the Bonds shall be used directly or indirectly to acquire higher yielding investments or to replace funds which were used directly or indirectly to acquire higher yielding investments, except (i) for a reasonable temporary period until such proceeds are needed for the purpose for which the Bonds were issued, and (ii) in addition to the above, in an amount not greater than the lesser of five percent of the proceeds of the Bonds or $100,000. To this effect, any proceeds of the Bonds any sums from time to time held in the Fund (or any other City account which will be used to pay principal and interest to become due on the Bonds) in excess of amounts which under the applicable federal arbitrage regulations may be invested without regard as to yield shall not be invested at a yield in excess of the applicable yield restrictions imposed by the arbitrage regulations on such investments after taking into account any applicable temporary periods or minor portion made available under the federal arbitrage regulations. In addition, the proceeds of the Bonds and money in the Fund shall.not be invested in obligations or deposits issued by, guaranteed by or insured by the United States or any agency or instrumentality thereof if and to the extent that such investment would cause the Bonds to be federally guaranteed within the meaning of Section 149(b) of the Internal Revenue Code of 1986, as amended (the Code). 4.03. General Obligation Pledge. For the prompt and full payment of the principal and interest on the Bonds, as the same respectively become due, the full faith, credit and taxing powers of the City shall be and are hereby: irrevocably pledged. 'If the balance in the Escrow Account or Debt Service Account is ever insufficient to pay all principal and interest then due on the Bonds and any other bonds payable therefrom, the deficiency shall be promptly paid out of monies in the general fund of the City which are available for such purpose, and such general SN064519 RC145-260 (0-3 fund may be reimbursed with or without interest from the Escrow Account or Debt Service Account when a sufficient balance is available therein. 4.04. Pledge of Existing Tax Levies. (a) To provide moneys for payment of the principal and interest on the Bonds, there is hereby pledged to the payment of the Bonds all those taxes collected after the Redemption Date, which were levied in the Prior Resolution upon all of the taxable property in the City as direct annual ad valorem taxes to be spread upon the tax rolls and collected with and as part of other general property taxes in the City. Said levies were for the years and in the amounts as follows : Year Levy 1996 $513,030 1997 500,748 1998 496,612 1999 467,900 2000 449,800 (b) The tax levies are such that if collected in full they, together with estimated collections of investment earnings (and until the Redemption Date, all amounts in the Escrow Account) and other revenues herein pledged for the payment of the Bonds, will produce at least five percent in excess of the amount needed to meet when due the principal and interest payments on • the Bonds. The tax levies shall be irrepealable so long as any of the Refunded Bonds and the Bonds are outstanding and unpaid, provided that the City reserves the right to reduce the levies in the manner and to the extent permitted by Section 475.61, Subdivision 3 of Minnesota Statutes, as amended. 4.05.. Filin . The City Clerk is authorized and directed to file a certified copy of this resolution with the Director of Property Taxation of Hennepin County and to obtain the certificate required by Section 475.63 of the Act. . 4.06. Prior Resolution Pledges. The pledges and covenants of the City made by the Prior Resolution relating to the levy and collection of Special Assessments against property specially benefitted by improvements financed by the Bonds and the Refunded Bonds are restated and confirmed in all respects. The provisions of the Prior Resolution are hereby supplemented to the extent necessary to give full effect to the provisions of this resolution. Section 5. Refunding; Findings; Redemption of Refunded Bonds. 5.01. As of the date of delivery of and payment for the Bonds the proceeds of the Bonds, in the amount of $ plus accrued interest on the Bonds less necessary expenses of the issuance of the Bonds (Proceeds), together with other funds (Funds) in the amount of $ are hereby pledged and appropriated and shall be deposited in the Escrow Account. 5.02. It is hereby found and determined that the Proceeds and Funds available and appropriated to the Escrow Account will be sufficient, together with the permitted earnings on the investment of the Escrow Account, to pay at maturity or SNG64519 RC145-260 (o-3a redemption all of the principal of and redemption premium (if any) on the Refunded Bonds and to pay interest on the Bonds through the Redemption Date. 5.03. Securities purchased from the monies in the Escrow Account shall be limited to securities specified in Section 475.67, Subdivision 8 of the Act. Springsted Incorporated, as agent for the City is hereby authorized and directed to purchase for and on behalf of the City and in its name, appropriate securities to fund the.Escrow Account. Upon the issuance and delivery of the Bonds, the securities so purchased shall be deposited with the Escrow Agent and held pursuant to the terms of the Escrow Agreement and the Resolution. 5.04. The Refunded Bonds maturing on February 1, 1998 and thereafter shall be redeemed and prepaid on the Redemption Date. The Refunded Bonds shall be redeemed and prepaid in accordance with their terms and in accordance with the terms and conditions set forth in the form of Notice of Call for Redemption attached hereto as Attachment A which terms and conditions are hereby approved and incorporated herein by reference. 5.05. Escrow Agreement. On or prior to the delivery of the Refunding Bonds, the Mayor and the Manager are hereby authorized and directed to execute on behalf of the City an escrow agreement (Escrow Agreement) with the Escrow Agent in substantially the form now on file with the Manager. All essential terms and conditions of the Escrow Agreement including payment by the City of reasonable charges for the services of the Escrow Agent, are hereby approved and adopted and made a part of this resolution, and the City covenants that it will promptly enforce all provisions thereof in the event of default thereunder by the Escrow Agent. • 5.06. Defeasance. When all Bonds and all interest thereon, have been discharged as provided in this paragraph, all pledges, covenants and other rights granted by this resolution to the holders of the Bonds shall cease, except that the pledge of the full faith and credit of the City for the prompt and full payment of the principal of and interest on the Bonds shall remain in full force and effect. The City may discharge all Bonds which are due on any date by depositing with the Registrar on or before that date a sum sufficient for the payment thereof in full; if any Bond should not be paid when due, it may nevertheless be discharged by depositing with the Registrar a sum sufficient for the payment thereof in full with interest accrued to the date of such deposit. The City may also at any time discharge and defease the Bonds in their entirety by complying with the provisions of Section 475.67 of Minnesota Statutes, except that the funds deposited in escrow in accordance with said provisions may (to the extent permitted by law) but need not be, in whole or in part, proceeds of bonds as therein provided without the consent of any Bondholders. Section 6. Authentication of Transcript. 6.01. The officers of the City are authorized and directed to prepare and furnish to the Purchaser and to the attorneys approving the Bonds, certified copies of proceedings and records of the City relating to the Bonds and to the financial condition and affairs of the City, and, such other certificates, affidavits and transcripts as may be required to show the facts within their knowledge or as shown by the books and records in their custody and under their control, relating to the validity and marketability of the Bonds and such instruments, including any heretofore furnished, shall be deemed representations of the City as to the facts stated therein. ONG64519 RC145-260 6-33 6.02. The Mayor and City Manager are hereby authorized and directed to certify that they have examined the Official Statement prepared and circulated in connection with the issuance and sale of the Bonds and that to the best of their knowledge and belief the Official Statement is a complete and accurate representation of the facts and representations made therein as of the date of the Official Statement. Section 7. Tax Covenant. 7.01. The City covenants and agrees with the holders from time to time of the Bonds that it will not take or permit to be taken by any of its officers, employees or agents any action which would cause the interest on the Bonds to become subject to taxation under the Internal Revenue Code of 1986, as amended (the Code), and the Treasury Regulations promulgated thereunder, in effect at the time of such actions, and that it will take or cause its officers, employees or agents to take, all affirmative action within its power that may be necessary to ensure that such interest will not become subject to taxation under the Code and applicable Treasury Regulations, as presently existing or as hereafter amended and made applicable to the Bonds. 7.02. The City will comply with requirements necessary under the Code to establish and maintain the exclusion from gross income of the interest on the Bonds under Section 103 of the Code, including without limitation requirements relating to temporary periods for investments, limitations on amounts invested at a yield greater than the yield on the Bonds, and the rebate of excess investment earnings to the United States. 7.03. The City further covenants not to use the proceeds of the Bonds or to 40 cause or permit them or any of them to be used, in such a manner as to cause the Bonds to be "private activity bonds" within the meaning of Sections 103 and 141 through 150 of the Code. 7.04. In order to qualify the Bonds as "qualified tax-exempt obligations" within the meaning of Section 265 (b) (3) of the Code, the City makes the following factual statements and representations : (a) the Bonds are not "private activity bonds" as defined in Section 141 of the Code; (b) the City hereby designates the Bonds as "qualified tax-exempt obligations" for purposes. of Section 265(b) (3) of the Code; (c) the reasonably anticipated amount of tax-exempt obligations (other than private activity bonds, treating qualified 501(c)(3) bonds as not being private activity bonds) which will be issued by the City (and all subordinate entities of the City) during calendar year 1994 will not exceed $10,000,000; and (d) not more than $10,000,000 of obligations issued by the City during calendar year 1994 have been designated for purposes of Section 265(b)(3) of the Code. 7.05. The City shall use its best efforts to comply with any federal procedural requirements which may apply in order to effectuate the designations made by this section. ON064519 RC145-260 0 • • The motion for the adoption of the foregoing resolution was duly seconded by Member voted in favor thereof: , and upon vote being taken thereon, the following and the following voted against the same: whereupon said resolution was declared duly passed and adopted. SNG64519 RC145-260 • STATE OF MINNESOTA ) COUNTY OF HENNEPIN ) SS. CITY OF RICHFIELD I, the undersigned, being the duly qualified and acting Clerk of the 'City of Richfield, Hennepin County, Minnesota, do hereby certify that I have carefully compared the attached and foregoing extract of minutes of a regular meeting of the City Council of the City held on January 24, 1994 with the original minutes on file in my office and the extract is a full, true and correct copy of the minutes insofar as they relate to the issuance and sale of $ General Obligation Improvement Refunding Bonds, Series 1994B of the City. WITNESS My hand officially as such Clerk and the corporate seal of the City this day of , 19_ (SEAL) • City Clerk Richfield, Minnesota SN064519 RC145-260 63b • ATTACHMENT A NOTICE OF CALL FOR REDEMPTION $4,555,000 GENERAL OBLIGATION REFUNDING IMPROVEMENT BONDS OF-1988 CITY OF RICHFIELD HENNEPIN COUNTY, MINNESOTA NOTICE IS HEREBY GIVEN that, by order of the City Council of the City of Richfield, Hennepin County, Minnesota, there have been called for redemption and prepayment on February 1, 1997 all outstanding bonds of the City designated as General Obligation Refunding Improvement Bonds of 1988, dated October 1, 1988, having stated maturity dates of February 1 in the years 1998 through 2004, both inclusive, totalling $2,720,000 in principal amount, and with the following CUSIP numbers: Year of Maturity CUSIP • 1998 763325 XH5 1999 763325 XK8 2000 763325 XM4 2001 763325 XN2 2002 763325 XP7 2003 763325 XQ5 2004 763325 XR3 The bonds are being called at a price of par plus accrued interest to February 1, 1997, on which date all interest on said bonds will cease to accrue. Holders of the bonds hereby called for redemption are requested to present their bonds for payment at the main office of National City Bank of Minneapolis, in the City of Minneapolis, Minnesota, on or before February 1, 1997. The Registrar shall not be responsible for the selection or use of the CUSIP number, nor is any representation made as to the correctness indicated in the Redemption Notice or on any Bond. It is included solely for convenience of the Holders. Dated: January 24, 1994. BY ORDER OF THE CITY COUNCIL By /s/ James Prosser City Manager City of Richfield, Minnesota is Further Information: SN064519 RC145-260 & -37 REFUNDING ESCROW AGREEMENT GENERAL OBLIGATION IMPROVEMENT BONDS OF 1987 THIS AGREEMENT, made pursuant to Minnesota Statutes, Section 475.67, Subdivision 13 (Act) and executed by and between the City of Richfield, Hennepin County, Minnesota (City), and , Minnesota, a banking corporation whose deposits are insured by the Federal Deposit Insurance Corporation and whose capital and surplus is not less than $500, 000 (Escrow Agent) : WITNESSETH: That the parties hereto recite and, in consideration of the mutual covenants contained herein, covenant and agree as follows : 1. The City, in accordance with resolutions adopted by its governing body on December 13, 1994 and January 24, 1994, respectively entitled "Resolution Providing For the Issuance and Sale of $575,000 General Obligation Improvement Refunding Bonds, Series 1994A" and "Resolution Awarding the Sale of $ General Obligation Improvement Refunding Bonds, Series 1994A; Providing for their Form and Specifications Directing Their Execution and Delivery; Providing for Their Payment; Providing for the Escrowing and Investment of the Proceeds Thereof; and Providing for the Redemption of Bonds Refunded Thereby" (Resolution), a certified copy of the latter of which has been filed with the Escrow Agent, has provided for the refunding of certain outstanding general obligation bonds (Refunded Bonds) of the City, described in said Resolutions, by the issuance • and sale of refunding obligations, designated as "General Obligation Improvement Refunding Bonds, Series 1994A" (Refunding Bonds). 2. The City has also, in accordance with the Resolutions, issued and sold the Refunding Bonds in the principal amount of $ , and has simultaneously invested the proceeds of the Refunding Bonds together with other funds of the City in the amount of $ , (i) in the amount of $ in securities which are general obligations of the United States, securities whose principal and interest payments are guaranteed by the United States, and securities issued by agencies of the United States (collectively, the Federal Securities), as described in the schedule which is attached hereto, marked Exhibit A and made a part hereof, (ii) in the amount of $ as an initial cash deposit, and (iii) in the amount of $ to be applied by Escrow Agent to payment of costs of issuance as specified in paragraph 3 hereof and has irrevocably deposited all such securities with the Escrow Agent on the date of this Agreement. It is understood and agreed that the dates and amounts of payments of principal and interest due on the securities so deposited are as indicated in Exhibit A, and that the principal and interest payments due on such securities together with the initial cash deposit are such as to provide the funds required to pay all interest payable on the Refunding Bonds to the date on which any of the Refunded Bonds have been directed to be prepaid, as stated in the Resolution and to pay the redemption price of the Refunded Bonds on such date. The Refunded Bonds are the following: a) $1,080,000 General Obligation Improvement Bonds,- Series 1987, dated September 1, 1987, of the City, of which $550,000 in principal amount • is subject to redemption and prepayment on February 1, 1997. SNG64497 RC145-260 1 ?-38 • 3. The Escrow Agent acknowledges receipt of the securities described in paragraph 2 hereof and agrees that it will hold such securities in a special escrow account (Escrow Account) created by the Resolutions in the name of the City, and will collect and receive on behalf of the City all payments of principal and interest ,on such securities and will remit from the Escrow Account (i) to the paying agent (Paying Agent) for the Refunding Bonds the funds required from time to time for the payment of interest on the Refunding Bonds to the date of the redemption of the Refunded Bonds which is February 1, 1997 (Redemption Date); and (ii) to the Paying Agent for the Refunded Bonds the funds needed for the redemption and prepayment of the outstanding principal amount of the Refunded Bonds on the Redemption Date. After provision for payment of all remaining Refunded Bonds, the Escrow Agent will remit any remaining funds in the Escrow Account to the City. Of the amounts deposited with the Escrow Agent, the sum of $ shall be used by the Escrow Agent for the payment and disbursement of the costs of issuance of the Refunding Bonds and payments to the City as set forth in Exhibit B attached hereto. 4. In order to insure continuing compliance with the Internal Revenue Code of 1986, as amended, and regulations promulgated thereunder (collectively the Code), the Escrow Agent agrees that it will not reinvest any cash received in payment of-the principal of and interest on the Federal Securities held in the Escrow Account. This prohibition on reinvestment shall continue unless and until an opinion is received by Escrow Agent from nationally recognized bond counsel that reinvestments, as specified in said opinion, may be made in a manner consistent with the Code. Reinvestment, if any, of amounts in the Escrow Account made pursuant to this paragraph may be made only in direct obligations of the United States of • American which mature prior to the next date on which either principal or interest on the Refunded Bonds is payable. 5. Escrow Agent expressly waives any lien upon or claim against the moneys and investments in the Escrow Account. 6. If at any time it shall appear to the Escrow Agent that the money in the Escrow Account allocable for such use hereunder will not be sufficient to make any interest payment due to the holders of any of the Refunding Bonds, or principal payment due to the holders of any of the Refunded Bonds, the Escrow Agent shall immediately notify the City. The City thereupon shall forthwith deposit in Escrow Account from funds on hand and legally available to it such additional funds as may be required to meet fully the amount to become due and payable. The City acknowledges its obligation to levy ad valorem taxes on all taxable property in the City to the extent required to produce moneys necessary for this purpose. The City and Escrow Agent acknowledge receipt of a verification report from Grant Thornton, certified public accountants, dated , 19_, to the effect that such cash and securities are sufficient to comply with the requirements of the Act. 7. The City will not repeal or amend the Resolution which calls the Refunded Bonds for redemption on their Redemption Dates. The Escrow Agent shall cause the Notice of Call for redemption attached hereto as Exhibit C to be mailed not less than 45 days prior to the Redemption Date to the paying agent for the Refunded Bonds for the purpose of giving notice not less than 30 days prior to the Redemption Date to the registered owners of the Refunded Bonds to be redeemed, at their addresses appearing in the bond register and also to the bank at which the principal and interest on the Refunded Bonds are then payable. SNC64497 RC145-260 2 6-39 • 8. On or before March 1, 1995, and on or before March 1 of each year thereafter until termination of the Escrow Account, the Escrow Agent shall submit to the City a report covering all money it shall have received and all payments it shall have made or caused to be made hereunder during the preceding twelve months. Such report shall also list all obligations held in the Escrow Account and the amount of money on hand in the Escrow Account on February 1 of each year. 9. It is recognized and agreed that title to the Federal Securities and cash, if any, held in the Escrow Account from time to time shall remain vested in the City but subject always to the prior charge and lien thereon of this Agreement and the use thereof required to be made by this Agreement. The Escrow Agent shall hold all such money and obligations in a special trust fund and account separate and wholly segregated from all other funds and securities of the Escrow Agent, and shall never commingle such money or securities with other money or securities; provided, however, that nothing herein contained shall be construed to require the Escrow Agent to keep the identical monies, or any part thereof, received for the Escrow Account on hand, but moneys of an equal amount (except to the extent such are represented- by investments permitted under this Agreement) shall always be maintained on hand as funds held by the Escrow Agent as trustee, belonging to the City, and a special account shall at all times be maintained on the books of the Escrow Agent, together with such investments. In the event of the Escrow Agent's failure to account for any money or obligations held by it in the Escrow Account, such money and obligations shall be and remain the property of the City, and if for any reason such money or obligations cannot be identified, all other assets of the Escrow Agent shall be impressed with a trust for the amount thereof, and the City shall be entitled to a preferred claim upon such assets. It is understood and agreed 40 that the responsibility of the Escrow Agent under this Agreement is limited to the safekeeping and segregation of the funds and securities deposited with it in the Escrow Account, and the collection of and accounting for the principal and interest payable with respect thereto. 10. This Agreement is made by the City for the benefit of the holders of the Refunded Bonds, and is not revocable by the City, and the investments and other funds deposited in the Escrow Account and all income therefrom have been irrevocably appropriated for the payment of the callable principal amount of the Refunded Bonds at the Redemption Date and interest on the Refunding Bonds to the Redemption Date in accordance with this Agreement. 11. This Agreement shall be binding upon and shall inure to the benefit of the City and the Escrow Agent and their respective successors and assigns. In addition, this Agreement shall constitute a third party beneficiary contract for the benefit of the holders of the Refunded Bonds and said third party beneficiaries shall be entitled to enforce performance and observance by the City and the Escrow Agent of the respective agreements and covenants herein contained as fully and completely as if said third party beneficiaries were parties hereto. Any bank into which the Escrow Agent may be merged or with which it may be consolidated or any bank resulting from any merger or consolidation to.which it shall be a party or any bank to which it may sell or transfer all or substantially all of its corporate trust business shall, if the City approves, be the successor agent without the execution of any document or the performance of any further act. 12. The Escrow Agent may at any time resign and be discharged of its is obligations hereunder by giving to the City Manager of the City written notice of such resignation not less than 60 days before the date when the same is to take effect SP06`697 RC145-260 3 • and by publication of a copy of such notice in a daily or weekly Minnesota newspaper published in a Minnesota City of the first class, or its metropolitan area, which circulates throughout the state and furnishes financial news as part of its service, not less than 30 days prior to such date; provided that the Escrow Agent shall return to the County the pro rata portion of its fee which is allocable to the period of time commencing on the effective date of such resignation. Such resignation shall take effect upon the date specified in the notice, or upon the appointment and qualification of a successor prior to that date. In the event of such resignation, a successor shall promptly be appointed by the City, and the City Manager of the City shall immediately give written notice thereof to the predecessor escrow agent and publish the notice in the manner described in this paragraph 12. If, in a proper case, no appointment of a successor agent is made within 45 days after the receipt by the City of notice of such resignation, the Escrow Agent or the holder of any Refunded Bond may apply to any court of competent jurisdiction to appoint a successor escrow agent, which appointment may be made by the Court after such notice, if any, as the Court may prescribe. Any successor escrow agent appointed hereunder shall execute, acknowledge and deliver to its predecessor escrow agent and to the City a written acceptance of such appointment, and shall thereupon without any further act, deed or conveyance become fully vested with all moneys, properties, duties and obligations of its predecessor, but the predecessor shall nevertheless pay over, transfer, assign and deliver all moneys, securities or other property held by it to the successor escrow agent, shall execute, acknowledge and deliver such instruments of conveyance and do such other things as may reasonably be required to vest and confirm more fully and certainly in the successor escrow agent all right, title and interest in and to any property held by it hereunder. Any bank into which the Escrow Agent may be merged or with which it may be • consolidated or any bank resulting from any merger or consolidation to which it shall be a party or any bank to which it may sell or transfer all or substantially all of its corporate trust business shall, if the City approves, be the successor escrow agent without the execution of any document or the performance of any further act. 13. The Escrow Agent acknowledges receipt of the sum of $ as its full compensation for its services to be performed under this Agreement. 14. Any notice, authorization, request or demand required or permitted to be given in accordance with the terms of this Agreement shall be in writing and sent by registered or certified mail addressed: If to the City: City of Richfield, Minnesota 6700 Portland Avenue South Richfield, Minnesota 55423-2598 Attn: City Manager If to the Escrow Agent: Attn: Corporate Trust Department 15. The exhibits which are a part of this Agreement are as follows: Exhibit A Federal Securities Exhibit B Costs of Issuance S Exhibit C Notice of Call for Redemption SN064497 RC145-260 4 IN WITNESS WHEREOF the parties hereto have caused this instrument to be duly executed by their duly authorized officers, in counterparts, each of which is deemed to be an original agreement, on this _ day of , 1994. (SEAL) (SEAL) 0 0 CITY OF RICHFIELD, MINNESOTA By Its Mayor Attest : By Its City Manager By Its Corporate Trust Officer SNG64497 RC145-260 rj EXHIBIT C NOTICE OF CALL FOR REDEMPTION $1,080,000 GENERAL OBLIGATION IMPROVEMENT BONDS OF 1987 CITY OF RICHFIELD HENNEPIN COUNTY, MINNESOTA NOTICE IS HEREBY GIVEN that, by order of the City Council of the City of Richfield, Hennepin County, Minnesota, there have been called for redemption and prepayment on February 1, 1997 all outstanding bonds of the City designated as General Obligation Improvement Bonds of 1987, dated September 1, 1987, having stated maturity dates of February 1 in the years 1998 through 2008, both inclusive, totalling $550,000 in principal amount, and with the following CUSIP numbers : Year of Maturity CUSIP 1998 763325 VS3 1999 763325 VT1 2000 763325 VU8 2001 763325 VV6 2002 763325 VW4 2003 763325 VX2 2004 763325 VYO 2005 763325 VZ7 2006 763325 WA1 2007 763325 WB9 2008 763325 WC7 The bonds are being called at a price of par plus accrued interest to.February 1, 1997, on which date all interest on said bonds will cease to -accrue. Holders of the bonds hereby called for redemption are requested to present their bonds for payment at the main office of National City Bank of Minneapolis, in the City of Minneapolis, Minnesota, on or before February 1, 1997. The Trustee shall not be responsible for the selection or use of the CUSIP number, nor is any representation made as to the correctness indicated in the Redemption Notice or on any Bond. It is included solely for convenience of the Holders. Dated: January 24, 1994. BY ORDER OF THE CITY COUNCIL By /s/ James Prosser - City Manager . City of Richfield, Minnesota Further Information: SN064497 RC145-260 6 q,3 • REFUNDING ESCROW AGREEMENT GENERAL OBLIGATION REFUNDING IMPROVEMENT BONDS OF 1988 THIS AGREEMENT, made pursuant to Minnesota Statutes, Section 475.67, Subdivision 13 (Act) and executed by and between the City of Richfield, Hennepin County, Minnesota (City), and , Minnesota, a banking corporation whose deposits are insured by the Federal Deposit Insurance Corporation and whose capital and surplus is not less than $500,000 (Escrow Agent) : WITNESSETH: That the parties hereto recite and, in consideration of the mutual covenants contained herein, covenant and agree as follows : 1. The City, in accordance with resolutions adopted by its governing body on December 13, 1993 and January 24, 1994, respectively entitled "Resolution Providing For the Issuance and Sale of $2,790,000 General Obligation Improvement Refunding Bonds, Series 1994B" and "Resolution Awarding the Sale of $ General Obligation Improvement Refunding Bonds, Series 1994B; Providing for their Form and Specifications Directing Their Execution and Delivery; Providing for Their Payment; Providing for the Escrowing and Investment of the Proceeds Thereof; and Providing for the Redemption of Bonds Refunded Thereby" (Resolution), a certified copy of the latter of which has been filed with the Escrow Agent, has provided for the refunding of certain outstanding general obligation bonds (Refunded Bonds) of the City, described in said Resolutions, by the issuance . and sale of refunding obligations, designated as "General Obligation Improvement Refunding Bonds, Series 1994B" (Refunding Bonds). 2. The City has also, in accordance with the Resolutions, issued and sold the Refunding Bonds in the principal amount of $ , and has simultaneously invested the proceeds of the Refunding Bonds together with other funds of the City in the amount of $ , (1) in the amount of $ in securities which are general obligations of the United States, securities whose principal and interest payments are guaranteed by the United States, and securities issued by agencies of the United States (collectively, the Federal Securities), as described in the schedule which is attached hereto, marked Exhibit A and made a part hereof, (ii) in the amount of $ as an initial cash deposit, and (iii) in the amount of $ to be applied by Escrow Agent to payment of costs of issuance as specified in paragraph 3 hereof and has irrevocably deposited all such securities with the Escrow Agent on the date of this Agreement. It is understood and agreed that the dates and amounts of payments of principal and interest due on the securities so deposited are as indicated in Exhibit A, and that the principal and interest payments due on such securities together with the initial cash deposit are such as to provide the funds required to pay all interest payable on the Refunding Bonds to the date on which any of the Refunded Bonds have been directed to be prepaid, as stated in the Resolution and to pay the redemption price of the Refunded Bonds on such date. The Refunded Bonds are the following: a) $4,555,000 General Obligation Improvement Refunding Bonds of 1988, dated October 1, 1988, of the City, of which $2,720,000 in principal • amount is subject to redemption and prepayment on February 1, 1997. SN964521 RC145-260 1 c4q 3. The Escrow Agent acknowledges receipt of the securities described in paragraph 2 hereof and agrees that it will hold such securities in a special escrow account (Escrow Account) created by the Resolutions in the name of the City, and will collect and receive on behalf of the City all payments of principal and interest on such securities and will remit from the Escrow Account (i) to the paying agent (Paying Agent) for the Refunding Bonds the funds required from time to time for the payment of interest on the Refunding Bonds to the date of the redemption of the Refunded Bonds which is February 1, 1997 (Redemption Date); and (ii) to the Paying Agent for the Refunded Bonds the funds needed for the redemption and prepayment of the outstanding principal amount of the Refunded Bonds on the Redemption Date. After provision for payment of all remaining Refunded Bonds, the Escrow Agent will remit any remaining funds in the Escrow Account to the City. Of the amounts deposited with the Escrow Agent, the sum of $ shall be used by the Escrow Agent for the payment and disbursement of the costs of issuance of the Refunding Bonds and payments to the City as set forth in Exhibit B attached hereto. 4. In order to insure continuing compliance with the Internal Revenue Code of 1986, as amended, and regulations promulgated thereunder (collectively the Code), the Escrow Agent agrees that it will not reinvest any cash received in payment of the principal of and interest on the Federal Securities held in the Escrow Account. This prohibition on reinvestment shall continue unless and until an opinion is received by Escrow Agent from nationally recognized bond counsel that reinvestments, as specified in said opinion, may be made in a manner consistent with the Code. Reinvestment, if any, of amounts in the Escrow Account made pursuant to this paragraph may be made only in direct obligations of the United States of is American which mature prior to the next date on which either principal or interest on the Refunded Bonds is payable. 5. Escrow Agent expressly waives any lien upon or claim against the moneys and investments in the Escrow Account. 6. If at any time it shall appear to the Escrow Agent that the money in the Escrow Account allocable for such use hereunder will not be sufficient to make any interest payment due to the holders of any of the Refunding Bonds, or principal payment due to the holders of any of the Refunded Bonds, the Escrow Agent shall immediately notify the City. The City thereupon shall forthwith deposit in Escrow Account from funds on hand and legally available to it such additional funds as may be required to meet fully the amount to become due and payable. The City acknowledges its obligation to levy ad valorem taxes on all taxable property in the City to the extent required to produce moneys necessary for this purpose. The City and Escrow Agent acknowledge receipt of a verification report from Grant Thornton, certified public accountants, dated , 19_, to the effect that such cash and securities are sufficient to comply with the requirements of the Act. 7. The City will not repeal or amend the Resolution which calls the Refunded Bonds for redemption on their Redemption Dates. The Escrow Agent shall cause the Notice of Call for redemption attached hereto as Exhibit C to be mailed not less than 45 days prior to the Redemption Date to the paying agent for the Refunded Bonds for the purpose of giving notice not less than 30 days prior to the Redemption Date to the registered owners of the Refunded Bonds to be redeemed, at their addresses appearing in the bond register and also to the bank at which the principal • and interest on the Refunded Bonds are then payable. 8N064521 RC145-260 2 8. On or before March 1, 1995, and on or before March 1 of each year thereafter until termination of the Escrow Account, the Escrow Agent shall submit to the City a report covering all money it shall have received and all payments it shall have made or caused to be made hereunder during the preceding twelve months. Such report shall also list all obligations held in the Escrow Account and the amount of money on hand in the Escrow Account on February 1 of each year. 9. It is recognized and agreed that title to the Federal Securities and cash, if any, held in the Escrow Account from time to time shall remain vested in the City but subject always to the prior charge and lien thereon of this Agreement and the use thereof required to be made by this Agreement. The Escrow Agent shall hold all such money and obligations in a special trust fund and account separate and wholly segregated from all other funds and securities of the Escrow Agent, and shall never commingle such money or securities with other money or securities; provided, however, that nothing herein contained shall be construed to require the Escrow Agent to keep the identical monies, or any part thereof, received for the Escrow Account on hand, but moneys of an equal amount (except to the extent such are represented by investments permitted under this Agreement) shall always be maintained on hand as funds held by the Escrow Agent as trustee, belonging to the City, and a special account shall at all times be maintained on the books of the Escrow Agent, together with such investments. In the event of the Escrow Agent's failure to account for any money or obligations held by it in the Escrow Account, such money and obligations shall be and remain the property of the City, and if for any reason such money or obligations cannot be identified, all other assets of the Escrow Agent shall be impressed with a trust for the amount thereof, and the City shall be entitled to a preferred claim upon such assets. It is understood and agreed • that the responsibility of the Escrow Agent under this Agreement is limited to the safekeeping and segregation of the funds and securities deposited with it in the Escrow Account, and the collection of and accounting for the principal and interest payable with respect thereto. 10. This Agreement is made by the City for the benefit of the holders of the Refunded Bonds, and is not revocable by the City, and the investments and other funds deposited in the Escrow Account and all income therefrom have been irrevocably appropriated for the payment of the callable principal amount of the Refunded Bonds at the Redemption Date and interest on the Refunding Bonds to the Redemption Date in accordance with this Agreement. 11. This Agreement shall be binding upon and shall inure to the benefit of the City and the Escrow Agent and their respective successors and assigns. In addition, this Agreement shall constitute a third party beneficiary contract for the benefit of the holders of the Refunded Bonds and said third party beneficiaries shall be entitled to enforce performance and observance by the City and the Escrow Agent of the respective agreements and covenants herein contained as fully and completely as if said third party beneficiaries were parties hereto. Any bank into which the Escrow Agent may be merged or with which it may be consolidated or any bank resulting from any merger or consolidation to which it shall be a party or any bank to which. it may sell or transfer all or substantially all of its corporate trust business shall, if the City approves, be the successor agent without the execution of any document or the performance of any further act. 12. The Escrow Agent may at any time resign and be discharged of its obligations hereunder by giving to the City Manager of the City written notice of such resignation not less than 60 days before the date when the same is to take effect SNG64521 RC145-260 3 . and by publication of a copy of such notice in a daily or weekly Minnesota newspaper published in a Minnesota City of the first class, or its metropolitan area, which circulates throughout the state and furnishes financial news as part of its service, not less than 30 days prior to such date; provided that the Escrow Agent shall return to the County the pro rata portion of its fee which is allocable to the period of time commencing on the effective date of such resignation. Such resignation shall take effect upon the date specified in the notice, or upon the appointment and qualification of a successor prior to that date. In the event of such resignation, a successor shall promptly be appointed by the City, and the City Manager of the City shall immediately give written notice thereof to the predecessor escrow agent and publish the notice in the manner described in this paragraph 12. If, in a proper case, no appointment of a successor agent is made within 45 days after the receipt by the City of notice of such resignation, the Escrow Agent or the holder of any Refunded Bond may apply to any court of competent jurisdiction to appoint a successor escrow agent, which appointment may be made by the Court after such notice, if any, as the Court may prescribe. Any successor escrow agent appointed hereunder shall execute, acknowledge and deliver to its predecessor escrow agent and to the City a written acceptance of such appointment, and shall thereupon without any further act, deed or conveyance become fully vested with all moneys, properties, duties and obligations of its predecessor, but the predecessor shall nevertheless pay over, transfer, assign and deliver all moneys, securities or other property held by it to the successor escrow agent, shall execute, acknowledge and deliver such instruments of conveyance and do such other things as may reasonably be required to vest and confirm more fully and certainly in the successor escrow agent all right, title and interest in and to any property held by it hereunder. Any bank into which the Escrow Agent may be merged or with which it may be consolidated or any bank resulting from any merger or consolidation to which it shall be a party or any bank to which it may sell or transfer all or substantially all of its corporate trust business shall, if the City approves, be the successor escrow agent without the execution of any document or the performance of any further act. 13. The Escrow Agent acknowledges receipt of the sum of $ as its full compensation for its services to be performed under this Agreement. 14. Any notice, authorization, request or demand required or permitted to be given in accordance with the terms of this Agreement shall be in writing and sent by registered or certified mail addressed: If to the City: City of Richfield, Minnesota 6700 Portland Avenue South Minneapolis, Minnesota 55423-2598 Attn: City Manager If to the Escrow Agent: Attn: Corporate Trust Department 15. The exhibits which are a part of this Agreement are as follows: Exhibit A Federal Securities • Exhibit B Costs of Issuance Exhibit C Notice of Call for Redemption SN064521 RC145-260 4 6"q) • IN WITNESS WHEREOF the parties hereto have caused this instrument to be duly executed by their duly authorized officers, in counterparts, each of which is deemed to be an original agreement, on this _ day of , 1994. CITY OF RICHFIELD, MINNESOTA (SEAL) (SEAL) n U By Its Mayor Attest : By Its City Manager By Its Corporate Trust Officer SN064521 RC145-260 5 ?- qx 0 EXHIBIT C NOTICE OF CALL FOR REDEMPTION $4,555,000 GENERAL OBLIGATION REFUNDING IMPROVEMENT BONDS OF 1988 CITY OF RICHFIELD HENNEPIN COUNTY, MINNESOTA NOTICE IS HEREBY GIVEN that, by order of the City Council of the City of Richfield, Hennepin County, Minnesota, there have been called for.redemption and prepayment on February 1, 1997 all outstanding bonds of the City designated as General Obligation Refunding Improvement Bonds of 1988, dated October 1, 1988, having stated maturity dates of February 1 in the years 1998 through 2004, both inclusive, totalling $2,720,000 in principal amount, and with the following CUSIP numbers: Year of Maturity CUSIP 1998 763325 XH5 1999 763325 XK8 2000 763325 XM4 2001 763325 XN2 2002 763325 XP7 2003 763325 XQ5 2004 763325 XR3 The bonds are being called at a price of par plus accrued interest to February 1, 1997, on which date all interest on said bonds will cease to accrue. Holders of the bonds hereby called for redemption are requested to present their bonds for payment at the main office of National City Bank of Minneapolis, in the City of Minneapolis, Minnesota, on or before February 1, 1997. The Registrar shall not be responsible for the selection or use of the CUSIP number, nor is any representation made as to the correctness indicated in the Redemption Notice or on any Bond. It is included solely for convenience of the Holders. Dated: January 24, 1994. 0 Further. Information: BY ORDER OF THE, CITY COUNCIL By /s/ James Prosser City Manager City of Richfield, Minnesota BNG64521 RC145-260 6 M 4- O T- LU C? ?O q ? r M ? r r M M N N r e? X Q ?t m 0 r O Mco cn r- o ° N O m C co a CO m N l11 L r' N C N O U- N O > fn U Q.. ?o cn L o Lu co w ti ca JN.LM Q m z O L c C? 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N 0 Lor-000 N CO cND M M M d d d.d 0 Cl a) L d C O N cv O 00 000 00 0 0 a ° 0000000 00 C0 LO I- MC) -M LO ?m C MMMd d ?Pd 0CD ID 0 Y ti 44 c o 0 0 0 0 0 0 0 0 0 0 3 •- 0 0 0 0 0 0 LO - N C0 M M In N LO 1? CO O T MM M4 d d co c m C) co O)O O N M d' O ti N U O 0000?010 0? o O I- MO?M ? Ch L j gT V- N n U'0 (D cc N CMM C6gq:444 ?O jfl ) co Mgt a) N Cc Q O O 6H ` a 0 0 0 0 0 0 0 0 C, E - a LO LO M? O O M ' O O O N N ) O O w uD o C7C'iC' mm- q'qq: m C) U) a) N- C'7 4 o cc U) J Y ? _ > Z 00d7CD T- N M 8 Q 470)0000 u j 0)0)00000 04 N N N N u.i LU 0000000 UU Q U z ck 00 O O o o O o 0 O o z . _ _ _ _ 0 0 LO LO CD C) CD 0 LO LO LO Q ? 0 co Q. a) a) N a a) t? c C6 U ca O E o. c c` 5 • CITY OF RICHFIELD, MINNESOTA Council Letter No.40 Agenda January 24, 1994 Issue Statement: Resolution approving extension of maturity of Commercial Development Revenue Bond (Richfield Shoppes Developers Project). Background: Commercial •Development Revenue Bonds for the Richfield Shoppes Developers Project were issued in 1983 in the amount of $4,350,000. The bonds were sold to what is now Norwest Bank Minnesota, National Association. The proceeds were loaned to Richfield Shoppes Developers to finance a retail facility in Richfield. The City of Richfield's role in the bond transaction is as a conduit for the issuance of an Industrial Revenue Bond. The City has no liability in the bond issue. The original Loan and Bond Purchase Agreement, dated October 1, 1983, called for the maturity of this bond in October 1993. However both parties, the borrower and bondholder, have requested that the City extend the maturity of the bond by continuing the amortization of the unpaid principal of the bond in monthly installments provided in the bond. This amendment would permit the continued amortization for the note until all principal is • paid, which will be an extension of approximately 15 years to final maturity. Miller and Schroeder Financial, Inc. has agreed to purchase and market the amended note. The action requested of the City is to: 1. Approve the extension of the maturity of the bond by continuation of the amortization of the remaining unpaid principal at the interest rate specified in the bond in monthly installments in the amount provided in the bond. This extension would continue until the date on which all unpaid principal of and interest on the bond is paid, or, if earlier, until March 1, 2009, when all unpaid principal and interest of the bond shall be paid, and 2. Approve any amendments to the loan agreement and the bond necessary to reflect the extension of maturity authorized above, and 3. Authorize the Mayor and other City officers to execute such amendments on behalf of the City as shall be approved by legal counsel to the City: This action does not require a public hearing. Recommended Motion: • Adopt the attached resolution approving extension of maturity of Commercial Development Revenue Bond (Richfield Shoppes Developers Project). 5-1 0 Basis for Recommendation: 1. The borrower (Richfield Shoppes Developers) and the bondholder (now Norwest Bank Minnesota, National Association) have requested the extension of maturity. 2. The extension of maturity is beneficial to the Richfield Shoppes retail facility. 3. As issuers of the Commercial Development Revenue Bond for the Richfield Shoppes Project, the City of Richfield has no liability in this bond issue or the extension of maturity. 4. The City's legal bond counsel, Mr. David Kennedy, has reviewed the requested extension of maturity for the bond and sees no reason not to approve the request. Alternative Recommendation: 1. The City Council could reject the extension of maturity request. This would require new financing for the Richfield Shoppes Project. Discussion/Decision Mode: Action on this extension is requested at the January 24, 1994 City Council meeting in order to establish the extended maturity. as soon as possible. The original maturity expired in October • 1993. Respectfugly submitted, Jame . Prosser City anacrer JDP:ds 0 5-i • RESOLUTION NO. RESOLUTION APPROVING EXTENSION OF MATURITY OF COMMERCIAL DEVELOPMENT REVENUE BOND (RICHFIELD SHOPPES DEVELOPERS PROJECT) WHEREAS, the City of Richfield has heretofore issued its Commercial Development Revenue Bond (Richfield Shoppes Developers Project) (the "Bond"), sold the Bond to Norwest Bank Minneapolis, National Association (now Norwest Bank Minnesota, National Association) (the "Bondholder"), and loaned the proceeds of the Bond to Richfield Shoppes Developers, a Minnesota general partnership (the "Borrower"), to finance a retail facility in the City, all pursuant to a Loan and Bond Purchase Agreement dated as of October 1, 1983 (the "Loan Agreement"); and WHEREAS, the Borrower and the Bondholder have requested the City to extend the maturity of the Bond by continuing the amortization of the unpaid principal of the Bond in monthly installments as provided in the Bond. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Richfield, Minnesota, as follows: 1. The City hereby approves the extension of the maturity of the Bond by continuing the amortization of the remaining unpaid principal of the Bond at the rate of interest specified in the Bond in monthly installments in the amount provided in the Bond, until the date on which all unpaid principal of and interest on the Bond is paid, or, if earlier, until March 1, 2009, when all unpaid principal of and interest on the Bond shall be paid. 2. The City further approves any amendments to the Loan Agreement and the Bond necessary to reflect the extension of maturity authorized hereby, and the Mayor and other City officers are authorized and directed to execute on behalf of the City any such amendments as shall be approved by counsel to the City. Adopted by the City Council of the City of Richfield, Minnesota this 24th day of January, 1994. ATTEST: Martin J. Kirsch Mayor Thomas P. Ferber City Clerk 0 CITY OF RICHFIELD, MINNESOTA Council Letter No. 39 Agenda January 24, 1994 Issue Statement: Application for?an exemption from a lawful gambling license for St. Peter's Church, 6730 Nicollet Avenue. Background: On January .13, 1994, the Church of St. Peter's submitted an application for an exemption from lawful gambling license. This exemption allows them five dates per calendar year in which they are allowed to hold bingo. They have surrendered their gambling license effective December 29, 1993 as they are no longer interested in having bingo on a regular basis. The applicant is proposing to conduct bingo on March 5 and March 26, 1994, from 7 p.m. to 11 p.m. The pulltabs will not be used during these two days. The Public Safety Department has conducted the required background investigation and has determined that the applicant has complied with all requirements. In addition, the gambling manager, Mr. Donald Jarvis; has no known criminal record. 10 Finally, the applicant is requesting that the $100 investigation fee be waived. Richfield City Code 1100.13 requires the Public Safety Department to review the request for the exemption from gambling license and make its review and recommendation to the City Council. Recommended Motion: Staff recommends that the Council pass a resolution approving of the exemption from lawful gambling activity requested by the applicant inaccordance with Richfield City Code 1100.13, subd. 6. Staff further recommends that the Council waive the investigation fee. Basis for Recommendation: 1. The applicant has complied with the State Statutes and City Code pertaining to lawful gambling. 2. The request for exemption from a lawful gambling license has been submitted prior to 30 days of their first proposed bingo date. 3. The applicant has demonstrated that the gambling activity requested is a benefit to the community. Alternative Recommendation: 1. The Council could pass a resolution specifically disapproving the request, however, staff has determined that there is no basis for this alternative. 2. The Council could decide to not waive the investigative fee. Discussion/Decision Mode: Approve the application of St. Peter's exemption from lawful gambling and request for waiver of the investigative fee. Respe t ly submitted, Jame D. Prosser City Manager JDP:ds 40 0 qL-,a- RESOLUTION NO. A RESOLUTION GRANTING APPROVAL FOR THE CHURCH OF ST. PETER'S WHEREAS, the Church of St. Peter's has submitted an application for renewal of their lawful gambling license; and WHEREAS, the application request renewal for their bingo and pulltab operations; and WHEREAS, Minnesota State Statute Section 349.213 provides authority for review of applications by local authorities; and WHEREAS, Section 1100.13 of the Richfield City Code provides for regulation of lawful gambling; and WHEREAS, the Department of Public Safety has completed an investigation of the application and finds the application to be in order; NOW, THEREFORE, BE IT RESOLVED by the Mayor and Council, City of Richfield, Minnesota, as follows: 1. That a lawful gambling license be granted to the Church of St. Peters, 6730 Nicollet Avenue. 2. That the investigation fee be waived. Passed by the City Council of the City of Richfield, Minnesota this 24th day of January, 1994. Martin J. Kirsch, Mayor ATTEST: Thomas P. Ferber, City Clerk qK CITY OF RICHFIELD, MINNESOTA Council Letter No. 38 Agenda January 24, 1994 Issue Statement: Application for lawful gambling license for Richfield American Legion #435, 6501 Portland Avenue. Background: On January •10, 1994, the Richfield American Legion submitted an application for renewal of their lawful gambling license. The application requests renewal for their bingo and pulltab operations. The applicant is proposing to conduct bingo on Sundays from 12 p.m. to 5 p.m. The pulltabs would be conducted in conjunction with the bingo operation. The Public Safety Department has conducted the required background investigation and has determined that the applicant has complied with all requirements. In addition, the gambling manager, Mr. Rodney Logland, has no known criminal record. Finally, the applicant is requesting that the $100 investigation fee be waived. Richfield City Code 1100.13 requires the Public Safety Department to review the request for the gambling license and make its review and recommendation to the City Council. Recommended Motion: Staff recommends that the Council pass a resolution approving the gambling activity requested by the applicant inaccordance with Richfield City Code 1100.13, subd. 6. Staff further recommends that the Council waive the investigation fee. Basis for Recommendation: 1. The applicant has complied with the State Statutes and City Code pertaining to lawful gambling. 2. The applicant has submitted the request within 60 days of the renewal of the license. 3. The applicant has demonstrated that the gambling activity requested is a benefit to the community. Alternative Recommendation: 1. The Council could pass a resolution specifically disapproving the renewal request, however, staff has determined that there is no basis for this alternative. 2. The Council could decide to not waive the investigative fee. kK-I Discussion/Decision Mode: Approve the renewal of Richfield American Legion #435's lawful gambling application and a request for waiver of the investigative fee. Respect lly submitted, Jam D. Prosser Cit anager JDP:ds 9 qK-aL RESOLUTION NO. A RESOLUTION GRANTING APPROVAL FOR THE'RICHFIELD AMERICAN LEGION #435 WHEREAS, the American Legion #435 has submitted an application for renewal of their lawful gambling license; and WHEREAS, the application request renewal for their bingo and pulltab operations; and WHEREAS, Minnesota State Statute Section 349.213 provides authority for review of applications by local authorities; and WHEREAS, Section 1100.13 of the Richfield City Code provides for regulation of lawful gambling; and WHEREAS, the Department of Public Safety has completed an investigation of the application and finds the application to be in order; NOW, THEREFORE, BE IT RESOLVED by the Mayor and Council, City of Richfield, Minnesota, as follows: • 1. That a lawful gambling license be granted to the Richfield American Legion #435, 6501 Portland Avenue. 2. That the investigation fee be waived. Passed by the City Council of the City of Richfield, Minnesota this 24th day of January, 1994. Martin J. Kirsch, Mayor ATTEST: Thomas P. Ferber, City Clerk 0 qs 10 CITY OF RICHFIELD, MINNESOTA Council Letter No. 37 Agenda January 24, 1994 Issue Statement: Purchase in excess of $5,000 for a mini passenger van for use by the Engineering Division. Background: The City Council policy resolution on purchasing provides that when the purchase of merchandise, materials, equipment or construction exceeds the amount of $5,000, authority to purchase shall be submitted to the City Council for consideration. Unit #274, a 1984 Ford full size 3/4 ton van used by the Engineering Division, was fully depreciated in 1990. The condition of vehicles is reviewed annually and it was determined the City could extend the use of this vehicle. Unit #274 is now scheduled for replacement in 1994. Purchase of a replacement vehicle has been coordinated with the Hennepin County bid process. The replacement vehicle is downsized to a mini van. The approved 1994 Central Garage budget contains funds for the purchase of this vehicle. Recommended Motion: Approve a purchase order to Superior Ford for a Ford Aerostar Mini Passenger Van in the sum of $14,390. Basis of Recommendation: 1. Unit #274, currently in the motor pool, is fully depreciated and due to be replaced in 1994. 2. Purchasing vehicles through County contracts assures the lowest possible price for the type of vehicle required. 3. There are adequate funds in the approved 1994 Central Garage capital outlay budget for this purchase. Alternative Recommendation: Council could choose to deny approval and direct staff to obtain new bids for.this vehicle. However, staff does not believe a lower price can be obtained from a reputable dealer than through the Hennepin County contract. Discussion/Decision Mode: Approval is requested at the January 24, 1994 Council meeting. ly submitted, Resp7anagaer Jamerosser City JDP:ds yZ CITY OF RICHFIELD, MINNESOTA Council Letter No. 36 Agenda January 24, 1994 Issue Statement: Purchase in excess of $5,000 for a 1/2 ton pickup truck for use by the Government Buildings Maintenance Division. Background: The City Council policy resolution on purchasing provides that when the purchase of merchandise, materials, equipment or construction exceeds the amount of $5,000, authority'to purchase shall be submitted to the City Council for consideration. Unit #296, a 1986 Chevrolet 1/2 ton pickup truck used by the Government Buildings Maintenance Division, was fully depreciated in 1991. The condition of vehicles is reviewed annually and it was determined the City could extend the use of this vehicle. Unit #296 is now scheduled for replacement in 1994. Purchase of a replacement vehicle has been coordinated with the Hennepin County bid process. The replacement vehicle will use diesel fuel while the current unit is gasoline operated. Diesel fuel is being used in some City equipment to reduce operating costs. The approved 1994 Central Garage budget contains funds for the purchase of this vehicle. Recommended Motion: • Approve a purchase order to Thane Hawkins Polar Chevrolet, Inc. for a 4 X 2 Chevrolet 1/2 ton diesel pickup truck in the sum of $13,783. Basis of Recommendation: 1. Unit #296, currently in the motor pool, is fully depreciated and due to be replaced in 1994. 2. Purchasing vehicles through County contracts assures the lowest possible price for the type of vehicle required. 3. There are adequate funds in the approved 1994 Central Garage capital outlay budget for this purchase. Alternative Recommendation: Council could choose to deny approval and direct staff to obtain new bids for this vehicle. However, staff does not believe a lower price can be obtained from a reputable dealer than through the Hennepin County contract. Discussion/Decision Mode: Approval is requested at the January 24, 1994 Council meeting. Resp t y submitted, • James D. Prosser City pager JDP:ds qP CITY OF RICHFIELD, MINNESOTA Council Letter No. 35 Agenda January 24, 1994 Issue Statement: Purchase in excess of $5,000 for a 1/2 ton 4 X 4 pickup truck for use by the Street Maintenance Division. Background: The City Council policy resolution on purchasing provides that when the purchase of merchandise, materials, equipment or construction exceeds the amount of $5,000, authority to purchase shall be submitted to the City Council for consideration. Unit #299, a 1986 Chevrolet 3/4 ton 4 X 4 pickup truck, which is a Streets Division vehicle, was fully depreciated in 1991. The condition of vehicles is reviewed annually and it was determined the City could extend the use of this vehicle. Unit #299, used by the Street Supervisor, has now been scheduled for replacement in 1994. Purchase of a replacement vehicle has been coordinated with the Hennepin County bid process. The replacement vehicle is downsized from the current unit. The replacement vehicle will use diesel fuel while the current unit is gasoline operated. Diesel fuel is being used in some City equipment to reduce operating costs. The approved 1994 Central Garage budget contains funds for the purchase of this vehicle. Recommended Motion: Approve a purchase order to Thane Hawkins Polar Chevrolet, Inc. for a Chevrolet 1/2 ton diesel pickup truck in the sum of $16,007. Basis of Recommendation: 1. Unit #299, currently in the motor pool, is fully depreciated and due to be replaced in 1994. 2. Purchasing vehicles through County contracts assures the lowest possible price for the type of vehicle required. 3. There are adequate funds in the approved 1994 Central Garage capital outlay budget for this purchase. Alternative Recommendation: Council could choose to deny approval and direct staff to obtain new bids for this vehicle. However, staff does not believe a lower price can be obtained from a reputable dealer than through the Hennepin County contract. Discussion/Decision Mode: Approval is requested at the January 24, 1994 Council meeting. Resp ly submitted, Jame Prosser City Manager JDP:ds 4& CITY OF RICHFIELD, MINNESOTA Council Letter No. 34 Agenda January 24, 1994 Issue Statement: Purchase in excess of $5,000 for the 1993 Minnesota Department of Natural Resources (DNR) Water Appropriation Permit. Background: The City Council policy resolution on purchasing provides that when the purchase of merchandise, materials, equipment or construction exceeds the amount of $5,000, authority to purchase shall be submitted to the City Council for consideration. The City is required by Minnesota State Law to purchase an annual Water Appropriation Permit to allow the City to extract water from seven deep wells. The permit fee is based on total water usage in 1993, and approximately 1,144 million gallons were extracted from City wells. The permit fee for the 1992 Water Appropriation permit was $5,345. The total permit for 1993 is $5,149.94, a decrease of approximately $195. Recommended Motion: Approve a 1994 purchase order to the Minnesota Department of Natural Resources for the 1993 Water Appropriation Permit in the amount of $5,149.94. Basis of Recommendation: 1. Minnesota State law requires each city to purchase a Water Appropriation'Permit for water extraction. 2. There is $6,500 allocated in the 1994 Water Maintenance budget for the permit. Alternative Recommendation: Because the Water Appropriation Permit is required by State law, there is no alternative recommendation. Discussion/Decision Mode: Staff requests approval at the January 24, 1994 Council meeting. Respectfully submitted, JamYanagaer- City JD 0 rosser CIF CITY OF RICHFIELD, MINNESOTA Council Letter No. 33 Agenda January 24, 1994 Issue Statement: Purchase in excess of $5,000 for installation of an infra-red heating system in the new wash stall area of the Central Garage. Background: The City Council policy resolution on purchasing provides that when the purchase of merchandise, materials, equipment or construction exceeds the amount of $5,000, authority to purchase shall be submitted to the City Council for consideration. The Central Garage facility was divided into two separate buildings due to the 77th Street Construction Project. As a result, the then existing wash stall area was demolished and relocated to Garage North. The current 30 year old heating system in the wash stall area does not provide consistent, efficient, and safe heat thereby creating a risk of damage to the plumbing system. The infra-red heating system would provide an efficient and up-to-date heating supply. Quotations were requested and received from two vendors with the following results: Midland Heating & Air Conditioning $10,800 • Seasonal Control, Inc. 11,300 Recommended Motion: Approve a 1994 purchase order in the amount of $10,800 to Midland Heating & Air Conditioning for the installation of an infra-red heating system. Basis of Recommendation: 1. The City uses similar infra-red heating systems in various buildings with satisfactory results. 2. Midland Heating & Air Conditioning submitted the lowest quotation. 3. Funds are allocated through the 77th Street Garage Demolition Project. Alternative Recommendation: Council may choose not to accept any of the quotations and instruct staff to obtain new quotes. Discussion/Decision Mode: This item is on the consent calendar of the January 24, 1994 Council meeting. 'Staff requests approval at this time. . Res 7 u ly submitted, Jame Prosser City pager JDP:ds • CITY OF RICHFIELD, MINNESOTA Council Letter No. 32 Agenda.January 24, 1994 Issue Statement: Purchase in excess of $5,000 for Space Labs 610 Defibrillator to be put into service with new Fire/Rescue Pumper at Fire Station 2. Background: The City Council policy resolution on purchasing provides that when the purchase of merchandise, materials, equipment or construction exceeds the amount of $5,000, authority to purchase shall be submitted to the City Council for consideration. The Heart Aid defibrillator currently used was purchased over five years ago and has become unreliable and unrepairable. Hennepin County EMS has recommended that the Heart Aid defibrillators be replaced for those reasons. A Space Labs 610 defibrillator is currently in service on the rescue truck at Fire Station 1. Having both trucks use the same style defibrillator would keep the Firefighter's training and protocol the same. • Recommended Motion: A rove a urchase order to S ace Labs Inc for: pp p p -. Unit Oty. Model # Description Price Total 1 90526-06-18 610 Defibrillator with LCD $4450 $4450 Monitor and Manual Control 1 90530 250 Simulator Tester $ 325 $ 325 2 90531 Memory Modules $ 225 $ 450 1 010-0217-00 Lead Acid Battery $ 125 125 SUBTOTAL Does not include shipping, handling or tax $5350 Basis of Recommendation: 1. Current Heart Aid is unreliable and unrepairable. 2. Space Labs Inc. is the only source in the nation for this item. 3. Adequate funds are in the Fire Truck Reserve Fund to cover this purchase. Alternative Recommendation: To deny approval and try to seek donations to fund the purchase. ? E-( • Discussion/Decision Mode: The cost of the item is going to increase in approximately 60 days and the price quote is good for only 30 days. The new Fire/Rescue pumper should be in service by March 1 and staff will be able to put the defibrillator in service on that truck upon receipt. Respectfu y submitted, (A/ James Prosser City 4nager u JDP:ds qb CITY OF RICHFIELD, MINNESOTA • Council Letter No. 31 Agenda January 24, 1994 Issue Statement: Resolution authorizing execution of a contract with Hennepin County for 80% reimbursement of 1994 recycling expenses. Background: Hennepin County has provided annual recycling funding to municipalities for curbside collection of residential recyclables for the last several years. Richfield has used the money to pay residents a quarterly recycling credit on their utility bill. Under terms of the Hennepin County contract, the City will receive $1.75 per month per residence. Promotion and administration costs approximately 220 per household per month. That means residences will receive a credit of $1.53 per month which amounts to $4.59 on a quarterly utility bill, same as 1993. Recommended Motion: Adopt the attached resolution authorizing execution of a contract with Hennepin County for 80% reimbursement of 1994 recycling expenses. Basis of Recommendation: 1. The funding contract for recycling contains those costs . budgeted by the City for recycling in 1994. 2. The 1994 contract would be for the same amount per residence as was provided in the 1993 contract for funding from Hennepin County. 3. The City has consistently met and exceeded the residential recycling goal. 4. Hennepin County is the only known outside funding source for reimbursement of recycling program expenses. Alternative Recommendation: Council could choose not to enter into a Hennepin County contract for reimbursement of recycling expenses; however, the City would then be responsible for paying 100% of recycling program costs. Discussion/Decision Mode: Approval at this time will allow the City to issue a recycling credit to residents on their quarterly utility bill. Staff is requesting approval at the January 24, 1994 Council meeting. Respectfu)Lly submitted, Jam s . Prosser Cit anager JDP:ds qb-1 0 RESOLUTION NO. RESOLUTION AUTHORIZING SUBMITTAL OF MUNICIPAL GRANT APPLICATION FOR 1994 HENNEPIN COUNTY RESIDENTIAL RECYCLING PROGRAM WHEREAS, the City is required to provide recycling opportunities and to achieve a 18% residential recycling goal in 1994; and WHEREAS, the City of Richfield desires to participate in the residential recycling grant program. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Richfield, Minnesota: 1. That a municipal grant application be made for participation in the 1994 Hennepin County Residential Recycling Program. 2. That the City Manager of the City of Richfield is hereby authorized and directed to execute and to file such application with the Hennepin County Department of Environmental Management. Passed by the City Council of the City of Richfield, Minnesota • this 24th day of January, 1994. Martin J. Kirsch Mayor ATTEST: Thomas P. Ferber City Clerk 0 4L • CITY OF RICHFIELD, MINNESOTA Council Letter No. 30 Agenda January 24, 1994 Issue Statement: Setting date of public hearing for consideration of the issuance of a new on-sale wine license for The Frenchman's, 1400 East 66th Street. Background: An application for a new on-sale wine license for The Frenchman's has been received by the City. City ordinance provides that the City Council conduct a public hearing to consider all wine license applications. Recommended Motion: 1. A public hearing must be scheduled and held before a new license may be considered. 2. The new process has been initiated. 3. Holding the public hearing on February 14, 1994 will provide ample time to complete the licensing process. Alternative Recommendation: • 1. Schedule the hearing for another date. However, this may delay the licensing process. Discussion/Decision Mode: Action to schedule the public hearing on February 14, 1994 will provide sufficient time for legal publication of the hearing. Respect 1 submitted, James rosser City M ger JDP:ds 0 q5 CITY OF RICHFIELD, MINNESOTA Council Letter No. 29 Agenda January 24, 1994 Issue Statement: Request for reappointment of representatives to the South Hennepin Regional Planning Agency Regional Citizens Advisory Commission. Background: Camillo DeSantis, Chair of the Richfield Community Human Services Planning Council (RCHSPC.), and John Boyle, RCHSPC member, were appointed as representatives in 1991 and have served their first term. They are now up for reappointment. In the South Hennepin Regional Planning Agency (SHeRPA) Bylaws, Article V., Section 2, it states that the Regional Citizens Advisory Commission shall consist of two representatives from each party's Local Advisory Group, to be appointed by the City Council. Terms are for two years and members may serve up to three terms. Each City Council is directed to make appointments in January, with terms commencing in February. Each voting Commission member shall have one vote each. Recommended Motion: • Approve the reappointment of Camillo DeSantis and John Boyle as Richfield representatives to the Regional Citizens Advisory Commission of the South Hennepin Regional Planning Agency for a two year term. Basis of Recommendation: 1. Both appointees have served one.term and have successfully represented the citizens of Richfield. 2. Appointments of representatives to SHeRPA are necessary in order to ensure the needs of the City of Richfield are accounted for in planning for human services in South Hennepin. Alternative Recommendation: 1. Provide substitute appointments to the Regional Citizens Advisory Commission. Discussion/Decision Mode: Consideration of this item is scheduled for the January 24, 1994 City Council meeting. ly submitted, • JDP:ds Ja D. Prosser Cit anaaer q/q • CITY OF RICHFIELD, MINNESOTA Council Letter No. 28 Agenda January 24, 1994 Issue Statement: Setting a date for the 1994 Local Board of Review. Background: Minnesota Statute 274.01 provides that the County Assessor shall establish a date for Local Boards of Review each year, for the purpose of reviewing the assessment of property within each respective city in Hennepin County. The meetings are to be held between March 1 and May 31 and must be preceded by at least 10 days published notice before the date of the first meeting. The Board of Review must complete its work within 20 days of the first local Board meeting each year, unless a longer period of time is approved by the Commissioner of Revenue. However, the Commissioner will not issue an extension past May 31. The County Assessor has recommended Monday, May 2, 1994, as the date of the 1994 Local Board of Review meeting for Richfield. The meeting will be scheduled to begin at 7:00 p.m. The City of Richfield has typically held its Board of Review meeting the last Monday in April or the first Monday in May. Approximately a month prior to the Local Board of Review meeting, the Administrative Services Director and staff of the Hennepin County,Assessor's office assigned to Richfield will brief Council Members on the Board of Review process and of typical cases that may come before the Board. Recommended Motion: It is recommended that the City Council confirm the County Assessor's selection of Monday, May 2, 1994 at 7:00 p.m. for the 1993 Board of Review meeting. Basis for Recommendation: .1. The County Assessor coordinates the scheduling of all Local Boards of Review in Hennepin County. He has recommended Monday, May 2, 1994. 2. This meeting date allows ample time for the City to conclude its Board business. Alternative Recommendation: 1. The City Council could select another date for the Local Board of Review Hearing and submit the date to the County Assessor. is qA-I Discussion/Decision Mode: JDP:ds Hennepin County must make a schedule of hearings to facilitate the County Board that needed information has been compile Board of Review meetings. Notification be made as soon as possible, especially requested. r? U Local Board.of Review hearings and to ensure ad prior to the Local to Hennepin County should if an alternative day is Respectfull submitted, James D rosser City Ma ger 0 E- IA JAN 19 1994 L r'lic:ailcir: of I DATE: January 18, 1994 TO: Thomas Ferber, Richfield City Clerk HENNEPIN FROM: Donald.F. Monk, County Assessor SUBJECT: 1994 Local Board of Review Dates Monday , May 2, 1994 Day of the Week Date Minnesota Law requires that I, asCounty Assessor, set the date for your Local Board of Review meeting. After reviewing previous meeting days and your suggestions of last year, the above date was selected. I sincerely hope that it is agreeable with your council. As there must be a.quorum, I would suggest that an informal review of your members with a request that they mark their calendars would be appropriate. Please confirm the--.date set out or call Tom May at 348-3046 with your alternative date by January 28, 1994, so that our printing • order can be completed on time. We suggest starting times of 6:30, 7:00, or 7:30 p.m., *but will discuss it with.you if you wish a different time. Your early completion and return of the attached tear off strip will be appreciated and we will send your official notice for posting as required by law. Please return to JoDee Nelson, A-2103 Government Center, Minneapolis, MN 55487. ------------------------------------------------------------------- CONFIRMATION Municipality: Date: Time: Place: Confirmed by For selecting meeting dates in future years, the following • information will be helpful a CITY OF RICHFIELD, MINNESOTA • Council Letter No.27 Agenda January 24, 1994 Issue Statement: Consideration of a resolution approving the Social Service Agency Committee report and recommendations, and authorizing the City Manager to execute agreement for service with those agencies funded by the City. Background: In 1986, the City established a Social Service Agency Committee to review requests of various agencies seeking funding assistance. The Committee is comprised of members of the Richfield Community Human Services Planning Council. Grant applications totalling $19,290 were received. The amount of funding available in the 1994 budget for these agencies is $15,810. The Committee interviewed the applicants on January 13, 1994 and formulated their recommendations. Recommended Motion: Approve the resolution providing funding of certain social service agencies in the following amounts: • Senior Outreach Program (Senior Community Services) $ 6,000 VEAP Shared Transportation 3,510 Cornerstone Advocacy 3,000 Senior Linkage Line Network (Senior Resources, Inc.) 1,800 Share-A-Home (Lutheran Social Services) 1,500 TOTAL $15,810 Basis for Recommendation: 1. The Committee carefully considered the individual requests of each agency and has addressed the community needs and merit of each request. The Committee is sensitive to community concerns and their recommendations should be followed. Alternative Recommendation: 1. Reject the recommendation of the Committee. The City Council would then make their own determinations • Discussion/Decision Mode: This item has been placed in January 24, 1994 City Council will be present to respond to the Presentation Section of the agenda. Members of the Committee any questions from the Council. Res e t ully submitted, James D. Prosser City M ager JDP:ds Copy: Camillo DeSantis, RCHSPC Chair C)-I • RESOLUTION NO. RESOLUTION AUTHORIZING A REVISION OF THE 1994 BUDGET FOR OTHER AGENCIES DIVISION WHEREAS, the City Council adopted the 1994 budget document on December 13, 1993, appropriating funds for personal services and other expenses and capital outlays for each department of the City for the year 1994; and , WHEREAS, the City Manager has requested revision of the 1994 budget appropriation in accordance with Charter provisions for determining the specific allocation of $15,810 of unallocated funds for the Legislative Department - Other Agencies Division of the General Fund. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Richfield as follows: Senior Outreach Program (Senior Community Services) $ 6,000 VEAP Shared Transportation 3,510 Cornerstone Advocacy 3,000 Senior Linkage Line Network (Senior Resources, Inc.) 1,800 Share-A-Home (Lutheran Social Services) 1,500 TOTAL $15,810 • BE IT FURTHER RESOLVED that the City Manager be authorized to execute contractual agreement with the above-named agencies summarizing services to be provided to Richfield residents. PASSED by the City Council of the City of Richfield this 24th day of January, 1994. Martin J. Kirsch, Mayor ATTEST: Thomas P. Ferber, City Clerk • 1993 1994 1994 GRANT REQUEST REC. GRANT Senior Outreach Program (Senior Community Services) $ 6,000 $ 7,490 $ 6,000 VEAP Shared Transportation 3,310 5,000 3,510 Cornerstone Advocacy 3,000 3,500 3,000 Senior Linkage Line Network (Senior Resources, Inc.) 2,000 1,800 1,800 Share-A-Home (Lutheran Social Services) 1,500 1,500 1,500 TOTAL $15,810 $19,290 $15,810 • 0 a-3 • CITY OF RICHFIELD Memorandum L1 DATE: January 19, 1994 TO: James D. Prosser, City Manager FROM: Camillo DeSanti??a?Chair Richfield Community Human Service Planning Council SUBJECT: 1994 City of Richfield Social Service Funds On the evening of Thursday, January 13, 1994, members of the Richfield Community Human Service Planning Council met to hear presentations from applicant agencies and then determined its recommendation to the City Council on the distribution of $15,810 available for social service funding. RECOMMENDATION 1. Senior Community Services-Senior Outreach Program $ 6,000 2. VEAP-Transportation Program 3,510 3. Cornerstone-Support of all Programs except Intervention 3,000 4. Senior Resources-Senior Linkage Line Network 1,800 5. Lutheran Social Services-Senior Share-A-Home 1,500 Total Amount Available and Recommended: $15,810 RATIONALE AND INFORMATION The following is some brief information and comments about the five applicant agencies: 1. Senior Community Services The grant of $6,000 would be used to support the Senior Outreach Program to serve Richfield seniors. The purpose of this program is to assist elderly to remain independent in their homes and in their community as long as possible and practical. The program assesses each situation, assists the senior and family to select needed and appropriate services, offers counseling to the senior, family members and other caregivers, monitors the plan of services on an ongoing basis, and assigns community volunteers to serve as peer counselors and friendly visitors especially for frail homebound elderly. One hundred and sixty-five Richfield residents received long term, intensive service during 1992. (Figures were not available for 1993.) Seniors using the service tend to be over 75 year of age, have serious health problems, and low income. One cost effective measure of this program is keeping seniors out of nursing homes which cost about $35,000 per year. • 2. VEAP The grant of $3,510 will be used for the Transportation Program, This program is focussed on providing transportation especially.for the elderly, handicapped and low income who are not able to use public transportation. Trips could be to the doctor, a hospital, shopping, etc. Some information from the application states that 58% of riders are over 75 years of age, 84% are women and 32% are Richfield residents. For the first six months of 1993, 360 total clients were served, 29% were Richfield residents or 120 Richfield residents. During this period, 711 trips were provided to Richfield residents. The program has a handicapped equipped van and it uses volunteer drivers who use their own cars. 3. Cornerstone The grant of $3,000 will go to support all Cornerstone programs except the Intervention Program. (The agency plans to obtain funds for the Intervention Program from other sources.) Cornerstone's purpose is "to provide advocacy and crises intervention to victims of domestic abuse, to support victims and their children to overcome the barriers they encounter in their struggle to live violence-free lives, by providing a continuum of services that address the immediate crises, the aftermath and the long-term needs of the family." Some of the services are short-term safe housing, individual support, support groups, legal advocacy, children's program and families in transition program. Through November 30, 1993, 165 Richfield women, 4 Richfield men and 133 Richfield children were served. An additional 105 women attended weekly support groups. • 4. Senior Resources, Inc. The grant of $1,800 will be used to fund the Senior Linkage Line Network, formerly the Senior Answer Line. The purpose of this program is to provide information and referral service as closely identified with local community as possible. The South Hennepin site is located in the Community Service Department of the City of Bloomington, serving Bloomington and Richfield currently. In 1994, Edina and Eden Prairie plan to fund the program as well so the Network will address information and referral needs of seniors in the four communities. Due to data privacy laws, specific statistics are not able to be provided. However, through November 1993, the number of calls to the Bloomington site were 1,455. The estimate is that 30% of the calls are from Richfield residents. 5. Lutheran Social Service of Minnesota This grant of $1,500 will go to support the Share-A-Home Program. This program "enable seniors and persons with disabilities to remain in their own homes and avoid unnecessary institutionalization. Live-in companions are placed in the homes of.older adults to provide chore services, companionship, security and sometimes to offset increased utility costs. Secondary benefits are low-cost housing for the live-ins and relationships that narrow 'generation gaps between young and old. Share-A-Home is expanding the program to include single parent families. Six matches were made in 1993 in Richfield. One Richfield live-in candidate was placed outside of • Richfield. Currently six older Richfield residents are awaiting placement and three live-in candidates are awaiting placement. The role of the Share-A-Home program is to screen applicants, provide suitable matches, and monitor the matches on an ongoing basis. a5 PROCESS ? Applicant agencies were required to complete and return applications by December 23, 1993. ? The Screening Committee was comprised of members of the Richfield Community Human Service Planning Council. In attendance were: Jane Butterfield Camillo DeSantis Jean Fox Joan Helmberger Nathan Nelson Lorraine Schreyer ? The Screening Committee met with the applicant agencies on January 13, 1994. The plan is for the social service fund recommendation to be made to the Richfield City Council at its meeting of January 24, 1994. CDS:ds Copy: Diane Anastos Jane Butterfield Camillo DeSantis Jean Fox Joan Helmberger • Nathan Nelson Lorraine Schreyer 40