94-8138r95
RESOLIITION N0. 8138
AUTHORIZING THE ISSIIANCE AND SALE OF
COIrIIrSERCIAL DEVELOPMENT REVENffE REFUNDING BONDS
(RICHFIELD SHOPPES DEVELOPERS PROJECT),
SERIES 1994,
THE EXECUTION OF RELATED DOCUMENTS
AND THE PERFORMANCE OF RELATED ACTIONS
BE IT RESOLVED by the City Council of the City of
Richfield, Minnesota (the "City"), as follows:
Section 1. Authorization and Recitals.
1.01 General Authority. Pursuant to Minnesota Statutes,
Sections 469.152 to 469.165, as amended (the "Act"), the City is
authorized to issue revenue bonds to pay the costs of projects
authorized by the Act and to refund bonds previously issued for
such purposes. The City has heretofore issued its Commercial
Development Revenue Bond (Richfield Shoppes Developers Project)
(the "Refunded Bond") to finance the acquisition and renovation of
a shopping center facility in the City (the "Project") by Richfield
Shoppes Developers, a Minnesota general partnership (the
"Borrower").
1.02 Proposed Financing. The Borrower has requested the
City to issue and sell its Commercial Development Revenue Refunding
Bonds (Richfield Shoppes Developers Project), Series 1994, in an
aggregate principal amount of $3,835,000 to refund the Refunded
Bond. The Bonds are proposed to be issued pursuant to a Trust
Agreement dated as of April 1, 1994 (the "Trust Agreement"),
between the City, the Borrower and First Trust. National
Association, as trustee (the "Trustee"). Sale proceeds of the
Bonds are proposed to be loaned to the Borrower pursuant to a Loan
Agreement dated as of April 1, 1994 (the "Loan Agreement"), between
the City and the Borrower, in order to prvide a portion of the
funds necessary to refund the Refunded Bond. The Loan Agreement
will provide for payments from the Borrower sufficient to timely
pay when due all principal of and interest on the Bonds . The Bonds
are proposed to be secured by an assignment.to the Trustee of all
rights of the City in the Loan Agreement (with certain exceptions)
and will be secured (on a parity with certain Certificates of
Participation to be executed and delivered under the Trust
Agreement) by a mortgage lien on and security interest in the
Project pursuant to a Combination Mortgage and Security Agreement
and Fixture Financing Statement (the "Mortgage") and an assignment
of leases and rents of the Project granted pursuant to an
Assignment of Rents and Leases (the "Lease Assignment"), each from
the Borrower to the Trustee, and by Guaranty Agreements (the
"Guaranty Agreements") from James W. Lupient, a general partner in
the Borrower (the "Guarantor") to the Trustee.
Resolution No. 8138
Miller & Schroeder Financial, Inc. (the "Underwriter")
proposes to act as the underwriter to purchase all Bonds.
The Bonds will be offered and sold pursuant to an
Official Statement (the "Official Statement").
1.03 Documentation. Forms of the following have been
prepared and submitted to this Council and are hereby directed to
be filed:
(a) the Trust Agreement;
(b) the Loan Agreement;
(c) a form of Bond (set forth in the Trust Agreement);
(d) the Mortgage;
(e) the Lease Assignment; and
(g) the Guaranty Agreements.
Section 2 . Findincts and Approval of Documents . Based on
the foregoing, the City Council hereby determines that issuance of
the Bonds furthers the purposes of the Act and approval of the
Bonds and the transactions herein contemplated are in the public
interest of the City. The forms of each document listed in Section
1.03 are hereby approved.
Section 3. Official Statement. The City Council has
been presented with the form of the Official Statement and consents
to the use of the Official Statement in substantially the form
presented. The City has not reviewed or participated in the
preparation of the Official Statement, has made no .independent
investigation with respect to the information contained therein and
assumes no responsibility for the accuracy or completeness of such
information.
Section 4. The Bonds• Terms Sale and Execution.
4.01 Authorization: Price. The City hereby authorizes
the issuance of the Bonds in the aggregate principal amount of
$3,835,000, bearing;'the interest rates set forth in the Trust
Agreement, .and authorizes and approves the sale thereof to the
Underwriter at a price of 100% of the par amount thereof. The
Borrower shall pay the fees and expenses of the Underwriter and all
other costs of issuance of the Bonds, as set forth in the Loan
Agreement.
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Resolution No. 8138
4.02 Terms. All terms of the Bonds, including their
interest rates, dates, maturity, place and medium of payment,
registration privileges, redemption terms, manner of execution,
form and other terms, covenants and .conditions, shall be as
provided in the Trust Agreement, which is hereby incorporated in
its entirety herein and shall constitute a part of this Resolution.
4.03 Execution. The Mayor and City Manager are. hereby
authorized and directed to execute the Bonds and the other
documents. referred to above, to the extent the City is a party
thereto and the signatures. of such persons are called for, and to
deliver them to tyre Trustee, together with the other documents,
certificates,. consents or instruments required of the City in the
Trust Agreement or as may be appropriate to effect the transactions
herein contemplated, but only upon satisfaction of the conditions
precedent to issuance of the Bonds set forth in the Trust
Agreement. Copies of all the foregoing documents, certificates,
consents or instruments shall be delivered; filed and recorded as
provided therein.
4.04 Modifications: Absence of Officers. The approval
hereby given to the execution and delivery of various items
referred to in Section 4.03, including the Bonds, includes an
approval of such modifications thereto, deletions therefrom and
additions thereto as may be necessary and appropriate and approved
by Faegre & Benson as Bond Counsel prior to the execution and
delivery of the same. The execution of any instrument by the
appropriate officer or officers of the City herein authorized shall
be conclusive evidence of the approval of such documents in
accordance with the terms hereof. In the absence or disability of
any officer or employee of the City, any of the documents
authorized by this Resolution to be executed by such person may be
executed by any other person who is otherwise permitted by law to
execute such documents on behalf of the City.
Section 5. Authentication of Proceedings. The Mayor,
City Manager and other officers of the City are authorized and
directed to furnish to the Underwriter and Bond Counsel, certified
copies of all proceedings and records ~i the City relating to the
Bonds, and such other affidavits and certificates as may be
required to show the facts relating to the legality and
marketability of the Bonds as such facts appear from the books and
records in the officers' custody or control or as otherwise known
to them.; and all such certificates and affidavits, including any
heretofore furnished, shall constitute representations of the City
as to the truth of all statements contained therein.
Section 6. Limitations of the City's Obligations. The
Bonds shall not constitute a debt of the City within the meaning of
any constitutional or statutory limitation, and shall not be
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Resolution No. 8138
payable from nor charged upon any funds other than the revenues
pledged to the payment thereof, and no holder of the Bonds shal'_
ever have the right to compel any exercise of the .taxing power of
the City.to pay the Bonds or the premium, if any, or interest
thereon, or to enforce payment thereof against any property of the
City, other than those rights .and interests of the City pledged
therefor under the Trust Agreement, and the interests of the
Trustee under the Mortgage, the Lease Assignment and~the Guaranty
Agreements. The agreement of the City to perform the covenants and
other provisions contained in this~Resolution or the Bonds, the
Loan Agreement or the Trust Agreement shall be subject at all times
to the availability of revenues furnished by or on behalf of the
Borrower sufficient to pay all costs of such performance or the
enforcement thereof, and the City shall not be subject to any
personal or pecuniary liability thereon.
Section 7. Effective Date. This Resolution shall become
effective as of the date and time of its adoption.
Adopted: April 25, 199a. ~. ~ ~ /7
Approved:
Attest : ~ ,D .. ~~-~~
Thomas P. Ferber, City Clerk
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