93-8079r3~
CITY OF RICHFIELD, MINNESOTA
RESOLUTION NO. 8079
RESOLUTION PROVIDING FOR THE ISSUANCE
AND SALE OF $575,000 GENERAL OBLIGATION
IMPROVEMENT REFUNDING BONDS, SERIES 1994A
BE IT RESOLVED By the City Council of the City of Richfield, Hennepin
County, Minnesota (City) as follows
1. It is hereby determined that:
(a) the City is authorized by the provisions of Minnesota Statutes,
Chapter 475 {Act) and Section 475.67, Subdivision 13 of the Act to issue and
sell its general obligation bonds to refund outstanding bonds when determined
by the City Council to be necessary and desirable;
(b) it is necessary and desirable that the City issue $575, 000 General
Obligation Improvement Refunding Bonds, Series 1994A (Bonds) to refund in
advance of maturity and at their redemption date, certain outstanding general
obligations of the City;
(c) the outstanding bonds to be refunded (Refunded Bonds) consist
of the $1, 080, 000 General Obligation Improvement Bonds, Series 1987, dated
September 1, 1987, of which $550,000 in principal amount is callable on
February 1, 1997.
2. To provide moneys to refund in advance of maturity the Refunded
Bonds, the City will therefor issue and sell Bonds in the amount of $567,813. In
order to provide in part the additional interest required to market the Bonds at this
time, additional Bonds will be issued in the amount of $7,187. The excess of the
purchase price of the Bonds over the sum of $567,813 will be credited to the debt
service fund for the Bonds for the purpose of paying interest first coming due on
such additional Bonds. The Bonds be issued, sold and delivered in accordance with
the terms and conditions of the following Official Terms of Proposal:
Resolution No. 8079
TERMS OF PROPOSAL
~575,000* General Obligation Improvement Refunding Bonds, Series 1994A
(the "Series 1994A Bonds")
City of Richfield
Hennepin County, Minnesota
NOTICE IS HEREBY GIVEN that sealed proposals for the purchase or the Series 1994A Bonds will be
received. unfit 11:00,. a.m., C.T. on 1vlonday, January Z4, 1994; in the offices of Publicorp, lnc., 312 Crown
Roller lvtill, 105 Fifth Avenue South, Minneapolis, Minnesota, »-101, (612)341-3646 at which time the
proposals will be opened and tabulated for consideration by the City Council at a meeting at 7:00 p.m. on
the same day. The Series 1994A Bonds are offered on the following terms.
Purpose and Security
The Series 1994A Bonds. will be general obligations of the City, for which its full faith, credit and
taxing powers are pledged together with special assessments from benefitted properties. The purpose of the
Series 1994A Bonds is to provide funds for the refunding of that portion of the City's 51.,080,000 General
Obligation Improvement Bonds of 1987 dated September 1, 1987, maturing on and after February 1, 19923,
authorized and issued pursuant to Minnesota Statutes, Chapter 475.
Date and Maturities
The Series 1994A Bonds will be issued in fully registered form , will be dated February 1, 1994, will
be in denominations of integral multiples of 5,000 each and will mature on February 1, in the years and
amounts as follows:
Series 1994A Bonds'
_ Date Amount Date Amount
1998 5»,000 2004 50,000
1999 5»,000 2005 50,000
2000 S»,000 2006 50,000
2001 5»,000 2007 50,000
2002 S».000 2008 50,000
2003 50,000
Optional Redemption
The City may elect on February 1, 2003 or on any date thereafter to redeem and prepay bonds of the
Series 1994A Bonds maturing on or after February 1, 2004 at a price of par plus accrued interest to date of
redemption. Prepayment may be in whole or in part and will be in inverse order of maturities and by lot
~~vithin maturittes.
• The City reserves the right, aster proposals are opened and prior to award. to increase or reduce the total principal
amount of the Series 1994A Bonds offered for sale. Any such increase or reduction will be in a total amount not to exceed
540,000 and will be made in multiples of 5,000 in any of the maturities. In the event the total principal amount of the
Series 1994A Bonds is increased or reduced. any premium offered or any discount taken and the purchase price will be
increased or reduced by a percentage equal to the percentage by which the total principal amount of the Series 1994
Bonds is increased or decreased.
Resolution No. 8079
.Interest
Interest on the Series 1994A Bonds will be payable on August 1, 1994, and semiannually thereafter
on each February 1 and August t . Bonds maturing on the same date must bear interest from date or issue until
paid at a single, .uniform rate, not exceeding the rate specified for bonds of any subsequent maturity. Each
rate must be in an integral multiple of 1/20 or. 1/8 of 1 °o.
Registrar
The City will name the Registrar which will be subject to applicable SEC regulations. Principal will
be payable at the principal office of the Registrar and interest will be payable by check or draft of the Registrar
mailed to the registered holder of a bond. The City will pay the reasonable and customary charges ror the
services of the Registrar.
CUSIP Numbers
The City will assume no obligation for the assignment or printing of CUSIP numbers on the Series
1994A Bonds or for the correctness of any numbers printed thereon, but will permit such numbers to be
assigned and printed at the expense of the purchaser, if the purchaser waives any extension of the time of
delivery caused thereby. ,
Del iverv
Within 40 days after sale the City will furnish and deliver to the office of the purchaser or, at its option,
will deposit with a bank in the United States selected by it and approved by the City as its agent to permit
examination by and to deliver to the purchaser, the printed and executed bonds, the unqualified opinion
thereon of bond counsel, and a certificate stating that no litigation in any manner questioning their validity
is then threatened or pending. The charge of the delivery agent must be paid by the purchaser but all other
costs will be paid by the City. The purchase price must be paid upon delivery of the Series 1994A Bonds in
funds available for expenditure by the City on the day of payment.
Legal Opinion
An unqualified-legal opinion on the Series 1994A Bonds will be furnished by Holmes & Graven,
Chartered, Minneapolis, ~~tinnesota. The legal opinion will be printed on the bonds at the request of the
purchaser. The legal opinion will state generally that the Series 1994A Bonds are valid and binding general
obligations of the City, that the City is required by law to levy taxes for the principal and interest thereon as
the same become due without limit as to rate or amount, and that the interest on the Series 1994A Bonds will
not be subject to federal and state income taxes.
Official Statement
The Citv has authorized the preparation of an Official Statement containing pertinent information
relative to the Series 1994A Bonds, and said Official Statement will serve as a nearly-final Orficial Statement
as required by Rule 1 Sc2-12 of the Securities and Exchange Commission. The Official Statement, when fur,her
supplemented by an addendum or addenda specifying the interest rates of the Series 1994A Bonds, together
with any other information required by law, shall constitute a Final Official Statement of the City with respect
to the Bonds, as that term is defined in Rule 1 Sc2-12. By awarding the Series 1994A Bonds to any underwriter
or underwriting syndicate submitting an orficial Proposal Form therefor, the City agrees that, no more than
seven business days after the date of such award, it shall provide without cost to the senior managing
underwriter of the syndicate to which the Series 1994A Bonds are awarded 25 copies of the Official Statement
and the addenda described above. The City designates the senior managing underwriter of the syndicate to
which the Series 1994A Bonds are awarded as its agent for purposes of distributing copies of the Final Official
Statement to each Participating Underwriter. Any underwriter executing and delivering an Official Proposal
.Resolution No. 8079
Form with respect to the Bonds agrees thereby that if its proposal is accepted by the City (i) it shall accept such
designation and (ii) it shall enter into a contractual relationship with all Participating Underwriters of the5erie9
1994A Bonds for purposes of assuring the receipt. by each such Participating Underwriter of the Final Orficial
Statement.
Tvoe of Proposal -Amount
Sealed proposals must be mailed or delivered to the undersigned and must be received prior to the
time specified for the opening of proposals. The proposal authorizing the lowest true interest cost ~.vill be
deemed the most favorable. No oral proposal and no proposal of less than $567,813 for principal plus
accrued interest on all of the bonds will be considered. The City reserves the right to reject any and all
proposals and to waive an informality in a proposal. A proposal must be unconditional and must be
accompanied by a cashier's or certified check, bank draft, or Financial Surety Bond in the amount of 55,750
payable to the City of Richfield, to be retained by the City as liquidated damages if the proposal is accepted
and the purchaser fails to comply therewith. If a Financial Surety Bond is used, it must be from an insurance
company licensed to issue such a bond in the State of Minnesota and preapproved by the City. Such bond
must be submitted to Publicorp, Inc. prior to the opening of the proposals. The Financial Surety Bond must
identify each underwriter whose Deposit is guaranteed by such Financial Surety Bond. If the Series 1994A
Bonds are awarded to an underwriter using a Financial Surety Bond, then that purchaser is required to submit
its Deposit to the City in the corm of a certified or cashier's check or wire transfer as instructed by the City not
later than 3:00 p.m. central time on the next business day rollowing the award. If such Deposit is not received
by that time, the Financial Surety Bond may be drawn by the City to satisry the Deposit requirement. The City
will deposit the check of the purchaser and deduct the amount of the check from the settlement amount at
the delivery of the Series 1994A Bonds. If a purchaser fails to comply with the Terms of Proposal, the amount
of the deposit will be retained by the Ciry.
BY ORDER OF THE CITY COUNCIL
/s/ Thomas Ferber
Ciry Clerk
City of Richfield
Dated: December 13, 1993.
Resolution No. 8079
3. Publicorp, Inc. is authorized and directed to negotiate the Bonds in
accordance with the foregoing Terms of Proposal. The City Council will meet at 7:00
p.m. on Monday, January 24, 1994, to consider proposals on the Bonds and take any
other appropriate action with respect to the Bonds.
Adopted by the City Council of the. City of Richfield, Minnesota, on the 13th
day of December, 1993.
.-
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Mayor Martin J. Kirsch
Attest
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City Clerk Thomas P. Ferber