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02-17-09 Agenda• CITY OF RICHFIELD, MINNESOTA TUESDAY, FEBRUARY 17, 2009 REGULAR HOUSING AND REDEVELOPMENT AUTHORITY MEETING RICHFIELD CITY HALL COUNCIL CHAMBERS 6700 PORTLAND AVENUE 7:00 P.M. AGENDA Call to order Roll call 1. Approval of minutes of (1) Special HRA Worksession of January 20, 2009 and (2) Regular HRA Meeting of January 20, 2009 Notes: 2. HRA approval of agenda 3. Consent Calendar contains several separate items which are acted upon by the HRA in one motion. Once the Consent Calendar has been approved, the individual items and recommended actions have also been approved. No further HRA action is necessary. However, any HRA Commissioner may request that an item be removed from the Consent Calendar and placed on the regular agenda for HRA discussion and action. All items listed on the Consent Calendar are recommended for approval. A. Consideration of approval of resolution authorizing application to Hennepin County Housing, Support Services and Transit Coordinated request for proposals for redevelopment of 7316 Clinton Avenue and 6704 Pleasant Avenue S.R. No. 6 Notes: 4. Consideration of subordination request of HRA First Time Advantage loan at 6515 Logan Avenue • Staff Report No. 7 • Notes: 5. Consideration of guidelines newly-created HRA funded Foreclosure Purchase Incentive Program Staff Report No. 8 Notes: 6. Executive Director report 7. Claims and payroll Adjournment Auxiliary aids for individuals with disabilities are available upon request. Requests must be made at least 96 hours in advance to the City Clerk at 612-861-9738. r1 LJ STAFF REPORT 3A 6 AGENDA ITEM # REPORT # HOUSING AND REDEVELOPMENT AUTHORITY MEETING FEBRUARY 17, 2009 REPORT PREPARED BY: KIRSTEN PARTENHEIMER, HOUSING SPECIALIST NanrE, TITLE • REPORT PRESENTER: DEPARTMENT DIRECTOR REVIEW: REVIEWED BY EXECUTIVE DIRECTOR ITEM FOR HRA CONSIDERATION: Consideration of a resolution for submittal of an application to the Hennepin County Housing, Support Services and Transit Coordinated Request for Proposals for the redevelopment of 7316 Clinton Avenue and 6704 Pleasant Avenue. I. RECOMMENDED ACTION: By Motion: Adopt the attached resolution approving submittal to the Hennepin County Housing,. Support Services and Transit Coordinated Request for Proposals for the redevelopment of 7316 Clinton Avenue and 6704 Pleasant Avenue. • II. BACKGROUND The Richfield Housing and Redevelopment Authority (HRA) purchased 7316 Clinton Avenue, a double lot and 6704 Pleasant Avenue, a single lot in the summer of 2008 for the purpose of redevelopment under the New Home Program. The New Home Program provides new, single-family homeownership opportunities to households making at or below 80% of the area median income (AMI). A substandard house at 7316 Clinton Avenue was demolished at the end of 2008 and 6704 Pleasant Avenue is a vacant parcel. The HRA has proposed building a single-family home at 6704 Pleasant Avenue. The HRA will subdivide 7316 Clinton 021709 HOME Funding Application JOHN STARK, COMMUNITY DEVELOPMENT Avenue and build two new single-family homes. One home is proposed to be a fully accessible house and will be marketed to a household with a family member with a physical disability. The City will partner with the West Hennepin Affordable Housing Land Trust and the Greater Metropolitan Housing Corporation to construct these new homes and ensure long term affordability. The Hennepin County Housing, Support Services and Transit Coordinated Request for Proposals (CRFP) includes funding through the HOME Investment Partnerships Program (HOME) and Affordable Housing Incentive Fund (AHIF) Program. The HRA's application will be considered for both programs. The Hennepin Housing Consortium, which represents all 45 suburban Hennepin County communities, has approximately $2.0 million in HOME funds available. HOME funds are federal funds that come from the U.S. Department of Housing and Urban Development (HUD). The available HOME funding is comprised of the 2009 funding year (July 1, 2009 to June 30, 2010) estimated allocation. Hennepin County administers the HOME Program on behalf of the Consortium. The AHIF program is provided through the Hennepin County Housing and Redevelopment Authority (HCHRA). Approximately $4 million is available in this fund. • The HRA's CRFP application requests funds to reduce the development gap to make the homes affordable to households making 80% AMI or less. The CRFP application is due to Hennepin County on February 26, 2009. III. BASIS OF RECOMMENDATION A. POLICY • It is appropriate to seek outside funding wherever possible. B. CRITICAL ISSUES • Not submitting an application will cause the HRA to forgo a potential funding source in 2009. C. FINANCIAL • A local match is not required. • CRFP funding can help fill a development gap to make the homes affordable. . D. LEGAL • N/A • IV. ALTERNATIVE RECOMMENDATIONr;S~ • Do not adopt the resolution and direct staff to withhold the application. V. ATTACHMENTS • Resolution Map of grant application area Photos of grant application area VI. PRINCIPAL PARTIES EXPECTED AT MEETING • N/A • • ~A-I RESOLUTION NO. • RESOLUTION AFFIRMING AND RATIFYING HOUSING AND REDEVELOPMENT AUTHORITY STAFF SUBMITTAL OF AN APPLICATION TO THE HENNEPIN COUNTY HOUSING, SUPPORT SERVICES AND TRANSIT COORDINATED REQUEST FOR PROPOSALS FOR THE REDEVELOPMENT OF 7316 CLINTON AVENUE AND 6704 PLEASANT AVENUE WHEREAS, the Richfield Housing and Redevelopment Authority (the "HRA") is located within Hennepin County and is therefore eligible to access the Hennepin County Housing, Support Services and Transif Coordinated Request for Proposals (CRFP); and WHEREAS, the Hennepin County Housing, Support Services and Transit CRFP includes the HOME Investment Partnerships Program (HOME) and Affordable Housing Incentive Fund (AHIF) Program. WHEREAS, the HRA has the institutional, managerial and financial capability to ensure adequate project administration; and WHEREAS, the HRA certifies that it will comply with all applicable laws and regulations as stated in the contract agreements; and NOW, THEREFORE, BE IT RESOLVED, that the HRA supports the Hennepin • County Housing, Support Services and Transit CRFP application submitted to Hennepin County on February 26, 2009, for the redevelopment of 7316 Clinton Avenue and 6704 Pleasant Avenue. Adopted by the Housing and Redevelopment Authority in and for the City of Richfield, Minnesota this 17th day of February, 2009. Suzanne M. Sandahl, Chair ATTEST: Joan Helmberger, Secretary • 021709 HOME Funding Application _ ~, ~~-a ~~ ~. ~~ ~ °' _ ~ a °' o Al ~ ~ p N / ~ Q ~ Y D coo ~ ~ ~ w .n ~ ~ ~ ~ ~ ~ V ~ ~ ~ ~ a ~~~ N ~ ~ '~ >, o acio ~ ~ •~ ~ _ ~ ~ a U ~ d a ~ ~ ~ o ,~ z~~ W O O W~U ~ ~ V ~ ~ ~ W ~ ~ W ~C A~ ~ ~c o Cn ~ ~ 0 N ~ ~ ~~., ~~~~ vo ~ m~v s '. Q- ~v m v, m ~~~ '~ v~ v"- ~~ ~~ ~ _~ _. 2ln~o~n~~~$~_~_ ' '~~ I ~ ~1i rl ~ L ~ ~~~~~ iLL ~ ~I lto~{w~oria, i_ ~ i ~ i J ~ w -~ = o __ ~ ~ ._ . . _. _ N 7 . ~_ - ~ l' s . _. - , T ,. i I ~ R bI Po t L __ AN b ~~~ AVE 1!J n ~ m o ~, m c (D r c~ c~ c~ a w C~ _. ~A-`f 7316 CLINTON AVENUE ~~~~ C 6704 PLEASANT AVENUE AGENDA ITEM # !+ REPORT # 7 STAFF REPORT HOUSING AND REDEVELOPMENT AUTHORITY MEETING FEBRUARY 17, 2009 REPORT PREPARED BY: REPORT PRESENTER: KIRSTEN PARTENHEIMER, HOUSING SPECIALIST NAME, TITLE JOHN STARK, COMMUNITY DEVELOPMENT NAME, TITLE • DEPARTMENT DIRECTOR REVIEW: REVIEWED BY EXECUTIVE DIRECTOR: ITEM FOR HRA CONSIDERATION: Consideration to approve a subordination request of a Housing and Redevelopment Authority First Time Advanta a loan at 6515 Lo an Avenue. I. RECOMMENDED ACTION: By Motion: Approve subordination request of a Housing and Redevelopment Authority First Time Advantage loan at 6515 Logan Avenue. II. BACKGROUND Jared and Kelly Johnson of 6515 Logan Avenue have requested a subordination of their First Time Advantage loan of $10,000, received in July 2007. At 88%, the loan-to-value ratio exceeds the Housing and Redevelopment Authority's (HRA) Subordination and Satisfaction Policy, and; therefore, is being brought to the HRA for consideration. The subordination request meets all other requirements under the HRA's policy. The HRA's First Time Advantage loan is currently in third place behind two other mortgages. The Johnsons would like to refinance the two superior mortgages into one mortgage, resulting in a lower interest of 5.00% and a lower monthly payment. By refinancing the Johnsons will save $219 a month. The First Time Advantage 021709 Johnson subordination request appeal loan will move to second position if the request is approved. No equity will be taken • out. HRA staff has reviewed the application and recommends approval of the subordination. III. BASIS OF RECOMMENDATION A. POLICY • According to the HRA Subordination and Satisfaction Policy, "The total debt secured by the property, including the HRA lien and all superior mortgages, shall not exceed 80% of the documented market value of the property." • By subordinating the HRA's lien, the Johnsons can refinance their two superior mortgages to a lower interest rate of 5.00% and lower their monthly payments. • The amount of debt superior to the HRA's lien will not increase. B. CRITICAL ISSUES • The loan-to-value ratio is 88%. • Subordination request meets all other HRA guidelines. • The HRA lien is currently in third position and will move to second • position if the subordination request is approved. • No additional equity will be taken out with this new mortgage. • Taxes are current. • Johnsons are refinancing to a lower fixed-rate mortgage (5.00%). C. FINANCIAL • Payment has been received for the subordination request. • The subordination would not put the HRA into a less desirable financial position. D. LEGAL • N/A IV. ALTERNATIVE RECOMMENDATION(S~ • Deny the subordination request. V. ATTACHIVIENTS • Request for Subordination Agreement. • Letter from homeowner. • Photograph of 6515 Logan Avenue. • VI. PRINCIPAL PARTIES EXPECTED AT MEETING • Jared and Kelly Johnson. ~-i REQUEST FOR SUBORDINATION AGREEMENT HOUSING AND REDEVELOPMENT AUTHORITY IN AND FOR THE CITY OF RICHFIELD •~ INSTRUCTIONS / Please review the HRA's subordination policy prior to submitting a request for subordination. / Please complete form and return by fax. / HRA Processing Fee $75.00. / Re uest will not be reviewed until all su ortin documents and fee has been received. MORTGAGOR INFORMATION Applicant (Mortgagor) Name: CEO r. a NsonJ Pro a Address: (, S"!S` ,gyp Rol ~- ,Richfield, MN 55423 PROCESSING INFORMATION Reason for subordination: ,~CGi./~N~~ Off' !/~-` fl'Io~TGit~'~ Closing Date: r ^~ d _ Full Legal name of Mortgagee (new lender): ~ilf/,k'uSf" ,~/f /~~~ (this name will appear on Subordination Agreement} Mortgagee's state of incorporation: ~i~T C~ N/A to federal credit unions; lender's location is not necessaril the State in which it is incor orated DEBT INFORMATION PROPERTY VALUE INFORMATION Amount of new mortgage loan $ t"` Fa~'(Xj _ Current property value $ v{~ J . L~U HRA Lien $ /p~ ao ~ Appraisal conducted? Yes ~ N~o All other remaining lien(s) $ If no, how value determined Equity Line of Credit $ -- Total projected indebtedness $ ~vt ~ir; ~, , t E ui bein removed? $ 1 ~ ry ='i iTu?b..~~ ; ;":C~i„)~7•.~^,<:r~ ~~r"~~ ~ JJe~I ~•:~,: C..:%:~~'~~•,ri,"~ t, LTV: ~ 7 ~7 % (A total LTV including HRA debt should be below 80 percent.) DOCUMENT DISTRIBUTION INFORMATION Send document to : Broker or Direct Lender ^ Title Company ^ Pickup at City Hail m/~ Company Name: g,Co~.`iT8'.~RI'~A16E rr~%,rucn~.~ ~,~cF ATTN: icN.is- ~ Address: !O iZiv~c_..~~rr ~ir1r.4- So-~rE- ~Z .f*r--T°' ~~/ ~SS1o~ Phone No: 65"7 YS 6voo Fax No: 6a1 559. DC~ DO;GUMENTS REQUIRED FOR COMPLETE APPLICATION _ - ,$'15 Application fee (Check payable to Richfield HRA or cash) Typed letter dated and si ned b m rt t ti h , g y o gagor, s a ng t e reason for the requested subordination and the use f any equity being removed as part of the loan transaction ~ of curr t titl k t i di py en e wor (mus n cated all debt against property) Settlement statement indicatin estimated closin costs --~ l`rpoQ /pi ~tT" D aT Y ....__.._.....................,.....,..,..•~~...~..~~... ~r~~.w vniw~cvw c~uuncyucairvnn.uVG ~ ~~t'`~w~ i• C` To Whom It May Concern: This letter is in reference to the request for subordination of our HRA Mortgage ui the amount of $10,000. We are refinancuig our current 1St mortgage and 2"d mortgage into one mortgage and we will be savuig $21.9.41/month after the close of this transaction. There is no equity being taken out in the tralisactiou as this is only a change ui rate acid term of the mortgage. Please contact me directly with questions. Sincerely f ~f ~% Jared Joiuison .~:; - a ,, ~. _. : , `t ~a i'' ,~ t". <.~. k ~" , AGENDA ITEM # rj REPORT # R J STAFF REPORT HOUSING AND REDEVELOPMENT AUTHORITY MEETING FEBRUARY 17, 2009 REPORT PREPARED BY: KAREN BARYON, COMMUNITY DEVELOPMENT ASSISTANT DIRECTOR NAME, TITLE REPORT PRESENTER: KAREN BARYON, COMMUNITY DEVELOPMENT ASSISTANT DIRECTOR NAME, TITLE • DEPARTMENT DIRECTOR REVIEW: REVIEWED BY EXECUTNE '~ ITEM FOR HR.A CONSIDERATION: Approval of guidelines for the newly created Foreclosure Purchase Incentive Program. I. RECOMMENDED ACTION: By Motion: Approve guidelines for the Housing and Redevelopment Authority funded Foreclosure Purchase Incentive Pro ram. II. BACKGROUND Over the past two years, the City of Richfield has seen record numbers of foreclosures. These foreclosed properties typically end up vacant for long periods of time, suffering from deferred maintenance resulting in blight. These properties become attractive nuisances to thieves and vandals and prove to be a detriment to the surrounding neighborhood negatively impacting property values. In an effort to return these vacant foreclosed properties to owner-occupied homes, the Housing and Redevelopment Authority (HRA) approved $150,000 for the 2009 budget year to provide down-payment assistance or rehab assistance as an incentive to get these homes re-occupied as .quickly as possible. The City has also applied for, and will likely receive Federal Neighborhood Stabilization Program (NSP) funds to assist in addressing foreclosed residential 021709 Foreclosure Purchase Incentive Program Guide-ines properties. The NSP funds are targeted toward households with incomes at or below 120% of the Area Median Income (AMI), as well as a number of other restrictions. - In an effort to complement the NSP funding and requirements, and. to attract prospective homebuyers, staff is recommending approval of the attached Foreclosure Purchase Incentive Program Guidelines for the use of the HRA's Foreclosure Purchase Funds. _ III. BASIS OF RECOMMENDATION A. POLICY • It is the HRA's policy to ensure the housing stock is maintained to facilitate stable neighborhoods and a solid tax-base. • It is the HRA's policy to provide homeownership opportunities to . households of a variety of income levels. B. CRITICAL ISSUES • The City has seen a record number of foreclosures over the past two years. • It is anticipated that the City will continue to see a large number of foreclosures. over the next two years due to Adjustable Rate Mortgage (ARM) resets and the economy. • Foreclosed properties contribute to blighted neighborhoods and negatively impact surrounding property values. • Many foreclosed properties are plagued by deferred maintenance and/or damage associated with the foreclosure. • Due to the large number of homes available on the market and due to the deferred maintenance/rehab issues associated with these foreclosed houses, it is prudent to offer an incentive to households to purchase foreclosed properties in the City of Richfield. C. FINANCIAL • - $150,000 has been budgeted by the HRA in 2009 for a foreclosure program. • Funds will be distributed in the form of a Deferred Loan, forgivable after five years. D. LEGAL • The HRA Attorney has drafted the Foreclosure Purchase Incentive Program Agreements. ALTERNATIVE RECOMMENDATION~S~ • Approve Foreclosure Purchase Incentive Program Guidelines with changes • Do not approve the Foreclosure Incentive Purchase Program Guidelines. V. ATTACHMENTS • HRA Mortgage Foreclosure Response Program Procedural Guidelines • Draft Foreclosure Purchase Incentive Program Down-Payment Assistance Loan Agreement • Foreclosure Purchase Incentive Program Rehabilitation Loan Agreement VI. PRINCIl'AL PARTIES EXPECTED AT MEETING ~-I Mortgage Foreclosure Response Program Procedural Guidelines Approved by HRA 9/17/07 This document has been developed as a guidance tool for program administration. This document should not be interpreted as constituting any contractual agreement or liability by the City or HRA. Statement of Purpose The goal of the Richfield Mortgage Foreclosure Response Program is to consider the various options when a property with a HRA mortgage interest enters foreclosure. Program Objectives • To protect the HRA's mortgage interest.. • To improve the housing stock for future homeowners. • To prevent foreclosure and keep homeowners in their home whenever feasible. Program Basics 1. After receiving a notice of foreclosure, staff contacts City Manager and HRA Chair. 2. Staff visits homeowner with information regarding foreclosure prevention. 3. Analysis on property, mortgage amount, foreclosure status, etc. is completed. 4. Decision is made to: purchase/rehab/sell, purchase/demolish/sell, or negotiate repayment of • HRA lien. Redemption/Purchase 1. Redemption should only be pursued when a comfortable margin exists between the potential resale price and the estimated costs of redemption, rehabilitation, and sale. Rehabilitation 1. The purchased homes will be rehabilitated to meet the Point of Sale requirements. This level of rehabilitation will ensure a safe living environment for the future homeowner and conserve HRA resources. 2. Staff will coordinate the rehabilitation, with assistance from non-profit organizations as needed. Demolition 1. In some instances, the property in foreclosure may be a qualifying substandard dwelling that is in a condition that it should be demolished as substandard and by removal becomes a vacant lot for an affordable New Home or a Richfield Rediscovered home. Sale 1. The rehabilitated homes, at a minimum, will be sold at a price to cover HRA costs. The HRA will decided the level of sale on a case by case basis (i.e. market-rate, 80%AMI, 60%AMI, etc.). 2. Staff will. market the home for sale and facilitate the sale. The use of non-profit organizations or realtors may be used when needed. Legal counsel will be utilized during the resale process. 3. The HRA will consider an offer from former owner to purchase the home back at market value. -~ "Short Sales" 1. It is not unusual for a mortgage company to approach the HRA with an offer to buy the HRA's mortgage interest due to a "short sale". A short sale typically occurs under dire circumstances. In such sales, the lender lets the borrower sell the house for less than the outstanding loan amount, takes the proceeds and forgives any remaining overage. Banks are willing to do so because they often lose less on these deals than they do in foreclosures. Short sales are pre- foreclosure strategies that allow a homeowner to get out before foreclosure proceedings occur. 2. Staff will consider short sale offers and negotiate as high of repayment as possible. Action will be taken quickly as to not to disrupt the short sale opportunity and cause the homeowner to enter into foreclosure. r 5-3 DRAFT 1 /07/09 .. FORECLOSURE PURCHASE INCE\T1VE PROGRAM DOWN-PAYMENT ASSISTANCE LOAN AGREE~1 E\ T ,~~... Between ~~ THE HOiTSING AND ilEl)E~'ELOPbI~~T A~ITHORITY IN AND FOR ~E CITh OF RICHFIELD, MINNESOTA °. and ~~ y...,.., at This Instrument Drafted by: Kennedy & Graven, Chartered 470 U.S. Bank Plaza 200 South Sixth Street Minneapolis, Minnesota 55402 Telephone: (612) 337-9300 345290v1 JBD RC 125-1 ~~ 1 AGREEMENT THIS AGREEMENT, made and entered into as of this day of z 200_, by and between the Housing .and Redevelopment Authority in and for the City of Richfield, a public body corporate and politic under the laws of the State of Minnesota, having its principal office at 6700 Portland Avenue, Richfield, Minnesota (HRA), and (Buyer). WITNESSETH: WHEREAS, the City of Richfield (City) and the HRH hay e previously created and established a Redevelopment Project (Project) and Tax Increment .Financing District (TIF District) pursuant to the authority granted in Minnesota statutes, ~cctions 469.001 through 469.047 and Sections 469.174 through 469.179 (collecti~ elf, the Acts); alld WHEREAS, pursuant to the Acts, the C i t~ and the HRA have prey i o u sly adopted a redevelopment plan (Redevelopment Plan) and a r~~ increment financing plan ~ TIF Plan) to finance all or a portion of the public development co;~ts of the Pc•oject; and \. WHEREAS, in order to achie~~~e objectives o~the Redevelopment Plan and TIF Plan as hereinafter defined and particularly- t~~ rye specified land in the Project available for development by private enterprise for an~ n acc~~rd~mce ~ti ith the~y~development Plan, the HRA has determined to provide substantial aid rind ~issistance to finance public development costs in S the Project• and . ~ ~` .,~~~~~. \,... WHEREAS°~ ~t~le HRA his become co~~cerned that within the Project there is an ~~o increasing number ~~f h~~mes whicFi~tia~~e been foreclosed and are standing vacant, and, in many cases are not bein~~ a~le~luatel~- ~ccui•~~ or mai~hcd: and ~~. ~ ~\ "°~~\\ `~~ HC12EA~ under such circumstances, the properties themselves are subject to detexioratic-n; and the w~tire neif7k~~rhood is subject to the impacts caused by such conditions; and WHEREAS, the HRH, in recognition of the need to provide decent, safe and sanitary housing in the cot~~munit~ has established a deferred loan program which is designed to provide assistance to individuals ~~hu are acquiring foreclosed properties within the Project, and in furtherance of the goal s and objectives of the plan for the Project; and. WHEREAS, the Buyer has proposed to purchase and occupy such a property which the HRA has determined will promote and carry out the objectives of the Project, will assist in carrying out the obligations of the Redevelopment Plan and TIF Plan, will be in the vital best interests of the City and the health, safety and welfare. of its residents and is in accord with the public purposes and provisions of the applicable state and local laws and requirements under which development in the Project has been undertaken and is being assisted. 345290v1 JBDRC125-1 1 ~'~ NOW, THEREFORE, in consideration of the mutual covenants and obligation of the HRA and the Buyer, each parry does hereby represent, covenant and agree with the other as follows: ARTICLE I. DEFINITIONS, EXHIBITS, RULES OF INTERPRETATION Section 1.1. Definitions. In this Agreement, the followin<~ Terms have the meaning ~... given below unless the context clearly requires otherwise: (a) Cam. The City of Richfield, Minnesota. (b) Down Payment. The Buyer's equity contr~ution which i~ re~~uired by the lender as a precondition to making the loan. (c) Closing The date on which Buyer closes on the ~~rchase of the Property. (d) Guidelines The guid \~nes adopted b}~~~~c HRA as such are applicable to -the providing of down payment assistance. ~, (e) Pro a .The real propert.~ lc~~all~~ dcscrit~cd as: ~~~~, [Insert Leal] ~oo Located on land havin<~ a street address of: ~~\ Insert AdiTress] ... (f) Unavoidable Delays. Delays which are the direct result of strikes, labor troubles, fire or other casualty to tlle~lp tl~cts, litigation commenced by third parties which results in delays ur acts of any federal, state~ur local government, except those contemplated by this Agreement. l~ Mich are beyond..~~le control of the Buyer. boo\~\ Section 1,2 Waifs. The following Exhibits are attached to and by reference made a part of this Agreem ~~~ A.. Guidelines B. The Note and Mortgage Section 1.3 Rules of Interpretation. (a) This Agreement shall be interpreted in accordance with and governed by the laws of the State of Minnesota. 345290v1 JBD RC125-1 2 ' ~,~ (b) The words "herein" and "hereof' and words of similar import, without reference to any particular section or subdivision refer to this Agreement as a whole rather than any particular section or subdivision hereof. (c) References herein to any particular section or subdivision hereof are to the section or subdivision of this Agreement as originally executed. (d) Any titles of the several parts, articles and sections of this Agreement are inserted for convenience and reference only and shall be disregarded in construing or interpreting any of its provisions. ~. ARTICLE II. ~. REPRESENTATIONS AND L; \ DERTAHING Section 2.1 By the Buver. The Buy el• makes the following r~prescntations and undertakings: (a) The Buyer has the legal. authority and l~t~\~r tc~ .enter into this Agreement and has duly authorized the execution, delivery anal xformance o t h i s Agreement; (b) The Buyer has the nec~ssar~ equity vital oT• ~~ill obtain commitments for financing necessary for acquisition of the ierty \~~~~ ~ \ (c) The Buy et• is fawn i 1 i~r with ` guidelines as they relate to down payment assistance, and agrees t«tollow and be bound by~them; (f) Bu~'cr intends tc~ 3~eside at the Prc~pert- following Closing and to use the same as Buyer's p~pal resi~l~nce. and i~ not aeq~uirin~ the Property for the purpose of resale or speculate. ,\\. \ Section 2.2 By the 1-112.x. "I he HRA makes the following representations as the basis for ~~ the undo 1-tal~ng on its part Mere i n contained: ~~~~~~ (a) The HRA is a~°horized by law to enter into this Agreement and to carry out its obligations hereunde~~; ar~l- (b) The HP~~ will, in a timely manner, subject to all notification requirements, review and act upon all submittals and applications of the Buyer. ARTICLE III. ACQUISITION OF PROPERTY; CONVEYANCE TO BUYER Section 3.1 Purchase of Property by Buver. The Buyer has, or will utilize its best efforts to enter into a binding agreement to purchase the- Property. Upon determination by the HRA that Buyer has entered into a binding purchase agreement for the purchase of the Property, 345290v1 JBD RC125-1 3 5- ~ the HRA will deliver to Buyer the Note described in Section 5.1. If no binding purchase agreement is entered into within ~ days from the date of this Agreement, either the HRA or the Buyer may .declare this Agreement null and void, and the parties will thereby be released from any further obligation hereunder. Section 3.3 Closing. Closing must take place on or before , 200_, or such other date as may be agreed to by the Buyer and HRA in writing. At Closing, the Buyer will provide the HRA with a mortgage in recordable form (and pay for the cost of recording). The mortgage will be a first lien on the Property and~will act as security for repayment of any Down Payment funds provided to the Buyer at C 10~iug in the event that Buyer defaults on any of its obligations hereunder or under the Note. Thy ~ 1~~rtgage and Note will be in substantially the form shown on the attached Exhibit B. ARTICLE IV. [Blank] ARTICLE ~". DOWN PAYMENT ASSIST~~IVCE Section 5.1 Issuance of the Note. .as a~nsideratic~n loi~~3uyer's obligations, and subject to all of the conditions of this Agreement. the HI::~ a~~rces t~~ pr~o~idethe Buyer with a Down Payment Assistance in the a ount of ~ 1 U.U(~U. Upon the Bu;~sr providing the HRA with ~. evidence that Buyer has ent~o into a purchase a«recmen~ t~~T: the purchase of the Property, the HR.A will deliver to B~i~cr~~a prol~lissory note in substantially the form of the Note contained in .~ the attached Exhib~ B.Payment o~f~11~; Down }'a~ ment Assistance will be exclusively subject to and in accordance ti ith the terms ~~f the Notc as such are contained in the Note or described in this Agreement. Section ~.2 . VUtc Terms. in addition to terms contained in the Note, the Note will be subject to the following: ~~ 1 a 1 Assuming tfic Buyer is in compliance with Buyers obligations, the Note will be payable at Cl~~sing. (b) Thy N~~te «ill be cancelled if the Closing does not occur by the last date provided in Section 3.3. (c) The Note will not bear interest. (d) The Note may be canceled by the HRA in the event that the Buyer is in default of any of its obligations under this Agreement. (e) The Note may not be assigned or pledged unless the proposed recipient certifies to the HRA that it is aware of and accepts to the conditions of the Note governing payment. 345290v1 JBDRC125-1 4 S_, 8 (f) Repayment of the any Down Payment Assistance paid to Buyer under the Note is required in the event that the Buyer fails to meet the time requirements of Sections 3.3 and 3.4. The Note will be subject to repayment if: (i) the Buyer does not continue to own and occupy the property as its primary residence for a period of at least five years following Closing; (ii) the Buyer fails to obtain homestead classification for the Property as soon as possible following Closing; or (iii) Buyer fails to continuously maintain the homestead classification for the Property for five years following the Closing. Such repayment obligation will be secured by a mortgage in substantially the form shown in Exhibit B which will be delivered by Buyer to the HRA at Clo~in~. Unless the HRA agrees otherwise in accordance with Section t~:.~. the Mortgage will be a first lien on the Property. (g) If the Buyer shall continue to observe all of the covenants an~i rcclnirements and obligations imposed on Buyer under this Agreement and in the Nate for a period of five years from the date of Closing, then the Buyer's obligation to repay the Down Payment . ~s~istance will terminate and be of no further force and effect; and. than an instr~ went discharging the Mortgage will thereupon be provided to Buyer for~ecording. '\~~ • ~ AIZTIC'LE VI. ~ ~\\ ,.. FIN,~N ~iNG ... o~ Section 6.1 Financing: 1~~'itl _ dad s ~~~~he date of execution of this Agreement, the Buyer sha ~~ ~ ~~o the 11R:~ ctiidence ot'~ ~onimitment for financing for the purchase of the Prope . ~ ~~°ompilat~ce ~~ ith the provisions of Section 2.1(b) of this Agreement. The evidence ..~ must incl~ide an ackno~~le~i~~ment b~~ the proposed lender that it is aware of the terms of this Agreement as they relate to the A'ot~~nd Mortgage. Such evidence will also be sufficient to determine the amount of Ij~~ n Paynicnt that will be required to complete the purchase. If the HRA finds ~~t the financir~, together with the Down Payment Assistance and other equity ~o available to u~ e~• is adequate in amount to provide for the purchase of the Property, the HRA shall notify the I3 of its approval. If the HRA re~e~ls the evidence of financing as inadequate, the Buyer shall have 30 days or such additional period of time as the Buyer may reasonably require from the date of such notification to submit evidence of financing satisfactory to the HRA. If the Buyer fails to submit such evidence or fails to use due diligence in pursuing financing, the HRA may terminate this Agreement and, if issued, cancel the Note, and both parties shall be released from any further obligation or liability hereunder, or under the Note. Section 6.2 Couv of Notice of Default to Lender. Whenever the HRA shall deliver any notice or demand to the Buyer with respect to any Event of Default by the Buyer in its obligations or covenants under this Agreement, the HRA shall at the same time forward a copy of 345290v1 JBD RC125-1 5 ~' such notice or demand to each Holder of any Mortgage authorized by the Agreement at the last address of such Holder shown in the records of the HRA. Section 6.3 Subordination. In order to facilitate obtaining financing for the purchase of the Property by the Buyer, the HRA shall agree to modify this Agreement, the Note or the Mortgage in the manner and to the extent the HRA deems reasonable, upon request by the financial institution and the Buyer. ARTICLE VII. ~, PROHIBITIONS AGAINST ASSIGNMENT ~~\TI) TRANSFER Section 7.1 Representation as to Redevelopment. The Buy er represents and agrees that its undertakings pursuant to the Agreement, are,.a~ot t:or speculatiotl in land holding. The Buyer further recognizes. that, in view of the ilr~portance of the Development to the general welfare of Richfield and the substantial financing? 4acid other public aids that ha~~e been made available by the HRA for the purpose of making the Development possible, the qualification and identity of the Buyer are of particular concern to the I 1 R A . T h ~ Buyer further recognizes that it is because of such qualifications and ider>\~ty that the HRH is entering into this Agreement, and, in so doing, is further willing to rely on~"the representations ~m~l undertakings of the Buyer for the faithful performance of all undertakings and c~~~enants agreed b~~ the Buyer to be performed. ~~~ .. Section 7.2 Prohibition Agail~st Tr~-nsfer- of PronertY and Assignment of ~~ ~ ~o~ Agreement. For the reas~s set out in Section 7~f this _~~re~ment, the Buyer represents and agrees that prior to th~,~ssuance of the Certificate of Completion by the HRA: (a) Except only by «a~~ of security r, and only for the purpose of obtaining "O~oo~ • oo~ ~ financing necessar<~ to e~~able tl~e Buy er t~~ an~~ suc~ ~ ssor in interest to the Property, or any part thereof, to perform its obli~~ations ~~tiith resp~et to the Development under this Agreement, and any other purpose authorized b~ this Agreement, the Buyer, except as so authorized, has not mad~~~~r created, and t~i~~t it ~~iII not make or create, or suffer to be made or created, any total or partial Sale, assignment, cony c~ ance. or any trust in respect to this Agreement or the Property or any part th~~eof or any interest therein, or any contract or agreement to do any of the same, without the prior written appro~ al of the HRA. ARTICLE VIII. ~~`~ EVENTS OF DEFAULT Section 8.1 Events of Default Defined. The following shall be deemed Events of Default under this Agreement and the term shall mean, whenever it is used in this Agreement, unless the context otherwise provides, any one or more of the following events: (a) Failure by the Buyer to pay when due the payments required to be paid or secured under any provision of this Agreement; • 345290v1 JBD RC 125-1 6 ~' (b) Failure by the Buyer to observe and substantially perform any covenant, condition, obligation or agreement on its part to be observed or performed hereunder, including the time for such performance; (c) If the Buyer shall admit in writing its inability to pay its debts generally as they become due, or shall file a petition in bankruptcy, or shall make an assignment for the benefit of its creditors, or shall consent to the appointment of a receiver of itself or of the whole or any substantial part of the Property; (d) If the Buyer, on a petition in bankruptcy filed against it, be adjudicated as bankrupt, or a court of competent jurisdiction shall enter an order of decree appointing, without the consent of the Buyer, a receiver of the Buyer or of tlir whole ~r substantially all of its property, or approve a petition filed against the Buyer see1: i n g reorga n i z~~ tion or arrangement of the Buyer under the federal bankruptcy laws, and such ~idjuaication, order or decree shall not be vacated or set aside or stayed within 60 days from the ~lat~ of entry thereof; or (e) If the Development is in default under anv Morl~~age and has nor entered into a work-out agreement with the Mortgagee. Section 8.2 Remedies on Default. Whenever a~~~ f;vent of Default occurs, the HRA may, in addition to any other remedies or ri `~ h t 5 one or more of the following actions to Ilowir provided in Section 9.5 of this Agreement: (a) suspend its per ormal~~~ under this Buyer, deemed reas~nai~~y adequate ~~~ the HRA its performance under this Agreenlem: ~~~... (bl cancel ur rescind this abreemerit; t c) rincel or rescind the \~; td) foreclose on the-Riortgage; ~~iven the I IR_~ under this Agreement, take any ~~~~ ~~i~ttien notice °~~~ the HRA to the Buyer as ;agreement until it receives assurances from the that the Buyer will cure its default and continue (e) withhold the Certificate of Completion; or \, (f) take whatc~cr action at law or in equity may appear necessary or desirable to the HRA to enforce performallc~ "and observance of any obligation, agreement, or covenant of the Buyer under this Agreement; provided, however, that any exercise by the HRA of its rights or remedies hereunder shall always be subject to and limited by, and shall not defeat, render invalid or limit in any way (a) the lien of any Mortgage authorized by this Agreement and (b) any rights or interest provided in this Agreement for the protection of the Holders of a Mortgage; and provided further that should any Mortgagee succeed by foreclosure of the Mortgage or deed in lieu thereof to the Buyer's interest in the Property, it shall, notwithstanding the foregoing, be obligated to perform the obligations of the Buyer under this Agreement to the extent that the same have not therefore been performed by the Buyer. 345290v1 JBD RC 125-1 7 5-11 Section 8.3 No Remedy Exclusive. No remedy herein conferred upon or reserved to the • HRA is intended to be exclusive of any other available remedy or remedies, but each and every such remedy shall be cumulative and shall be in addition to every other remedy given under this Agreement or now or hereafter existing at law or in equity or by statute. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver thereof, but any such right and power may be exercised from time to time and as often as may be deemed expedient. In order to entitle the HRA or the Buyer to exercise any remedy reserved to it, it shall not be necessary to give notice, other than such notice as may be required in this Article VIII. , ,,,,, Section 8.4 No Additional Waiver Implied by One. «'~~i~~er. In the event of the occurrence of any Event of Default by either party, which F,~ ent oi~ Default is thereafter waived by the other party, such. waiver shall be limited to the partirulcir Event ~~C nefault so waived and shall not be deemed to waive any other concurrent, pre~i~~us or subsequent E~ ent of Default. ARTICLE 1.1". ~~ ADDITIONAL PRO ~ ~ I ~ IO.1! S Section 9.1 Not Individually Liable. No HRA officer who is authorized to take part ~, any nla~ner in maki~~ this Agreement in his or her official capacity shall voluntarily have a hers~~nal li ~~ ,~~~al inter~~t in this Agreement or benefit financially there from. No member, official, or emplo~~~of the ~~RA shall be personally liable to the Buyer, or any successor in ~~icrest, for any E~~~it of D~~ni1t by theHRA or for any amount which may become dn~ to the Buy cr or successor or on any obligations under the terms of this .~... - Agreement. Section 9.2 Non-Disef•imin~tion. The }~ro~~isions of Minnesota Statutes Section 181.59, which relat~to ~i~-i1 ri<~hts and uon-discrimination, and any affirmative action program of the City shall he considered .~ hart of this Agreement and binding on the Buyer as though fully set forth herein. ~ il Section 9.3 Notices ~md Demands. Except as otherwise expressly provided in this Agreement,\~tice, demane~~r other communication under this Agreement by either party to the ~~ .....~ other shall be sufficiently ~i or delivered if it is sent by mail, postage prepared, return receipt requested or deli~~ered per~~ lly: (a) As to the°°~IRA: Richfield HRA Executive Director 6700 Portland Avenue South Richfield, MN 55423 • 345290v1 JBD RC125-1 8 ~-/2 (b) As to the Buyer: • or at such other address with respect to either such party as that party may, from time to time, designate in writing and forward to the other as provided in this Sectica~~~.3. . ~o~ Section 9.4 Counterparts. This Agreement may be~~~multaneously executed in any number of counterparts, all of which shall constitute one antis the game instrument. IN WITNESS WHEREOF, the HRA has caused this Agreemei~f fig be duly executed in its name and behalf and its seal to be hereunto d u l ` affixed and the l3 u. c r has caused this Agreement to be duly executed as of the day and ti-ear tlrst above written. ~.. THE hl~Sl 1\ G AND REDEVELOPMENT AUTHOxI~r~ IN AND FOR THE CITY OF ~~~~\~ RICHFIELD, MINNESOTA \\~\ ~\ ~3~ I t~ C'ha i i'person '~°'° ~~o\ ..... \ B~- .... Itti E.x~~utive Director .~ 0 \\ Buyer \~` 345290v1 JBD RC125-1 9 5- i3 STATE OF MINNESOTA ) . ) SS COUNTY OF ) The foregoing instrument was acknowledged before me this day of 200 , by ,the Chairperson of the Housing and Redevelopment Authority in and for the City of Richfield, Minnesota (HRA), a public body corporate and politic under the laws of Minnesota, on behalf of the HRA. Notary Public STATE OF MINNESOTA COUNTY OF SS .~. The foregoing instrument was acknowledgecil,et'ore m~ this day of 200 , by . lh~. Executive Director of the Housing and Redevelopment Authority in and tu~~ the City of Ric~fi~ld. Minnesota (HRA), a public body corporate and politic under the laws of ~1 inns ~ t~~. on behal t~ ~~f tie HRA. • \\\\\\\\\O~ Notary Plihl~c .. ..°' \\ STATE OF MINK ~ 1 1 o~~~.. ~~° COUNTY t~F Tht t~~regoing i`~~trum~nt ~~°acknowledged before me this day of \\°_ • Notary Public 345290v1 JBD RC125-1 10 -,~ • EXHIBIT A GUIDELINES [To be attached prior to execution] ~~~\ \~~. \~..~ ~~o . o~ .~ ~....... • JBD-236919v1 RC 125-240 11 ~''~ EXHIBIT B PROMISSORY NOTE $10,000 , 20_ The Housing and Redevelopment Authority in and for the Cite of Richfield, Minnesota, a public body corporate and politic (the "Maker"), for value rec~ei~ ed. hereby promises to pay to (the "Holder") the principal ~~, i of I en thousand and No/100 Dollars ($10,000), with no interest as hereinafter provided, ~r~-any cow or currency which at the time or times of payment is legal tender for the paymel~ t ~c private debts i t~ the United States of America. The principal of this Note is payable as fol lo" s: 1. The principal amount of the Note is as provided for in that certain agreement by and between Maker and Holder entitled: Contract ,for Private Development dated (the "Contract"} al7d shall bear no interest. Terms contained in this Note shall have the meanings given them. in the Contract unless a different meaning is clearly indicated. ....~ \~. 2. The Note shal~be due any{ pad-able the '~otc ~~i11 be payable at Closing. No amount shall be due or pati~~~ pc ~~~~ to that date. 3. This..~~~ will be cancelled if the Closing does not occur by the last date provided in Section 3.3 of the Contract. -~~~~~~~~~~° ~~ ~~ .. 4. ~ This \~~~tr is ~~i~~en i~ursuaslt to tLie Contract. All of the agreements, conditions, covenants. i~rovisics. and stipulatir~ns and remedies contained in the Contract are hereby made a part of this Note to the same c~tent and with the same force and effect as if they were fully set forth herein. It is agreed that time is c~~the essence of this Note. If a default by the Maker or the Holder ~~ccu~s under the Contract, thelthe Holder or Maker may at its right and option, exercise any rights it may have under la~~' or at equity, under the Agreement, and under the Note. 5. The remedies cif the Maker or Holder as provided herein, and in the Contract, or any other instrum~~~oo~.kall be cumulative and concurrent and may be pursued singly, successively, or together, and, at the sole discretion of the Maker or Holder, may be exercised as often as occasion therefore shall occur; and the failure to exercise any such right or remedy shall in no event be construed as a waiver or release thereof. The Maker or Holder shall not be deemed, by any act of omission or commission, to have waived any of its rights or remedies hereunder unless such waiver is in writing and signed by the Maker or Holder and then only to the extent specifically set forth in the writing. A waiver with • reference to one event shall not be construed as continuing or as a bar to or waiver of any right or remedy as to a subsequent event. This Note may not be amended, modified, or changed except JBD-236919v 1 RC 125-240 12 ~- (~O only by an instrument in writing signed by the party against whom enforcement of any such amendment, modifications, or change is sought. 6. This Note shall be governed by and construed in accordance with the laws of the state of Minnesota without regard to its conflict of laws provisions. Any disputes, controversies, or claims arising out of this Note shall be heard in the state or federal courts of Minnesota, and all parties to this Note waive any objection to the jurisdiction of these. courts, whether based on convenience or otherwise 7. Holder may not assign, transfer or pledge this,..Note without the prior written consent of the Maker. Maker may condition consent on ~~btainin`~, a certification from the ro osed assi nee transferee or led ee acknowled m end ~ reein to i~ taker's ri hts to cancel P P g~ P g g~g~ ~ b g the Note in accordance with the terms of the Note and the Contract. 8. IT IS HEREBY CERTIFIED ANT?~~FCITED that all conditions. acts, and things ~~ . required to exist, happen, and be performed precedlt to or in~~~ ssuance of this 1\~~te do exist, have happened, and have been performed in regular~O~d due lob as required by law. 9. Any payments. paid to J:3 t«~ r ander the No~,'~~ « i 1.1 be repaid to the HRA in the event that the Buyer fails to meet the requircm~nts of the Cc~i~tract. Such repayment obligation will be secured by a mortgage in substantial I~ the Iornl shu~~n in i~:~hibit B of the Contract which will be executed and delivere b Buyer to°~~~~ I IIZ.~ at Closing?. C~~ess the HRA agrees otherwise in accordance ~~ ice. , coon 6.3, the ~ Iort`r~~e will be ~i first lien on the Property. ~~. IN WITNESS ~~-TTEREOF. the Mal:er has mused this Note to be duly executed as of the da of , ''~) ~~\ y -- HOUSING .AND REII~E V E LO 1'~~i>~NT AUTHORITY IN AND FOR T H E CITY OF RAC H F I E L lll~ 1'IINNESOTA By: _ _ _ Execuri~~e Director ATTEST: Board Secretary Dated: JBD-236919v 1 RC125-240 13 5-i~ • "~~ ...\\\. ~..... .. ~. E~`1BIT B (cont'd) • \ P. O. Box 198 Kennedy & Graven ° ~ ~` o \oo - ~~~ ~RTGA~C:E ,... This lniienture ~~\\\\ r~lade this ~ day of 200_, between '° ~~ Mortgagor, and THE HOUSING AND REDE'~~ `~PMENT A1~~~30RIT1 IN AND FOR THE CITY OF RICHFIELD, MINNES ;~, a Minnesota rublic body corporate and politic under the laws of the State of Minnesota,lVlort`~agee. \~~~~~~ ... Witnesseth: That the said~Vlortgagor, in consideration of the sum of One ($1.00) Dollar and other good, valuable and sufficient consideration, the receipt whereof is hereby acknowledged, does hereby Grant, Bargain, Sell, .and Convey unto the said Mortgagee, its successors and assigns, Forever, all the tracts or parcels of land lying and being in the County of Hennepin and State of Minnesota, described as follows, to-wit: The separate tracts and parcels of land described in the attached Exhibit A. (The "Property") • JBD-236919v1 RC 125-240 14 5- ( 8 To Have and to Hold the Same, Together with the hereditaments and appurtenances thereto belonging to the said Mortgagee, its successors and assigns, forever. And the said Mortgagor, for itself, and its successors and assigns, does covenant with the said Mortgagee, its successors and assigns, as follows: That it is lawfully seized of said premises and has good right to sell and convey the same; that the same are free from all incumbrances, save and except reservations, restrictions and easements of record; that the Mortgagee, its successors and assigns, shall quietly enjoy and possess the same; and that the Mortgagor will Warrant and Defend the title to the same against all lawful claims not hereinbefore specifically excepted. Provided, Nevertheless, That if said Mortgagor, its successors a;i a~gns, shall keep and perform each and every one of its obligations to be performed by )Vk~rt~aa`~or under and pursuant to that certain Contract for Private development dated as \~~of (the "Contract"), made and entered into between Mortgagor ~r~ i ~~ortgagee, a id sh~lll keep and perform all the covenants and agreements herein contained, thou this deed to be null and void, and to be 0 released at the Mortgagor's expense. This Mort`~a~~e secures a principal debt in the amount of $10,000 payable by Mortgagor to Mortgagee tui ~ ~th~ terms ~~f'the Contract, and amendments thereto, between Mortgagor and Mortgagee. ~ ~~... And the Mortgagor, for itself, and its suc~;,~ssors and assigns, does hereby covenant and agree with the Mortgagee, its successors and assigns. to perform its obli`<~t~ns as above specified, to pay all taxes and assessments now due or that ma} hcrcali~r hecc>me liens a~~~inst said premises at least ten (10) days before penalty attaches thereto; tc~ pa~~_ ~~~hen clue. b~~th p3~~Icipal and interest of all prior liens or incumbrances, auto keep\~id prenliscs G~cc and clear ~1,all other liens or incumbrances; to commit or permit ~ ~~ a to on said premrses ;and to keep them in good repair; to complete forthwith any imprc~~ ~l~~~nts which may hereafter he under course of construction thereon, and to ~.~. ~~, pay any other expen ~ ~ d attorn~~\~'ees incurred b~ said Mortgagee, its successors or assigns, by reason of litigation wit\ali~ llu\\~~~ti~} loi\~~'mtect,~cin of the lien of this Mortgage. BOO ~~ That Mortagor, dies tiuther ec~~~enant and agree that if any lien for labor, skill or material shall be filed for record durin<< the lit-e of t~~s Mortgage, upon or against the premises hereby mortgaged, the said 1\lortgagor will, within shirty (3Q) days after the date of its filing for record, either pay off the said lien and secure its satisfaction-cif record, or will protect the Mortgagee against any loss or damage growing out of its erorcement, by furnishing a bond for the same amount in the form and ~~~~ with the sureti ~ ~~~obe approti e°ir1 by the Mortgagee. .:.off` In case of failure w pa~~~kaid taxes and assessments, prior liens or incumbrances, expenses and attorneys' fees as above specified, or to insure said buildings and deliver the policies as aforesaid, the Mortgagee, its successors or assigns, may pay such taxes, assessments, prior liens, expenses and attorneys' fees and interest thereon, or effect such insurance, and the sums so paid. shall bear interest at the highest rate permitted by law from the date of such payment, shall be impressed as an additional lien upon said premises, and be immediately due and payable from the Mortgagor, its successors or assigns, to said Mortgagee, it successors or assigns, and this Mortgage shall from date thereof secure the repayment of such advance with interest. • JBD-236919v1 RC 125-240 15 5~I~1 In case of default in any of the foregoing covenants, the Mortgagor confers upon the Mortgagee the • option of declaring a default and hereby authorizes and empowers said Mortgagee, its successors and assigns, to foreclose this Mortgage by judicial proceedings or to sell .said premises at public auction and convey the same to the purchaser in fee simple m accordance with the statute, and out of the money arising from such sail to retain all sums secured hereby, with interest and all legal costs and charges of such foreclosure and the maximum attorneys' fee permitted by law, which costs, charges and fees the Mortgagor herein agrees to pay. In Testimony Whereof, The said Mortgagor has hereunto set its held the day and year first above written. STATE OF MINNESOTA COUNTY OF HENNEPIN ~~~~~.. The foregoing ins~~~~~t ~~as ~lcknrn~leci~zd before ire this day of September, 2003, b °\ Y \oo~~`~ °\\~` (Notary Stamp or Sell °°~~ Notary Public .,,~~o This Instrume ~ t ~-vas Draltcd h~~: Kennedy & Gra~en_ Charter~~' 470 Pillsbury Centel Minneapolis, MN 5540 (612) 337-9300 • JBD-236919v1 RC 125-240 16 5- ~.o EXHIBIT A LEGAL DESCRIPTION [To be inserted before execution] o~~.. .. • ~~ ~` o ~~~~ ooo~~~~. \\ ..... U 345290v1 JBDRC125-1 C-1 ~-a~ • FORECLOSURE PURCHASE INCEN~[~'E YR+OGRAM REHABILITATION:UAN AGREEMENT ~,...... Between THE HOUSING AND ~tE I) E ~' E L (~' ~ I r ~ T :~~TTHORITY IN AND FOR THE CITI' OF RICIIFIF,LI), MI ESOTA • .. \~~~ and .... o .. ...o \~ at This Instrument Drafted by: Kennedy & Graven, Chartered 470 U.S. Bank Plaza 200 South Sixth Street Minneapolis, Minnesota 55402 Telephone: (612) 337-9300 ICI DRAFT 1 /07/09 345293v1 JBDRC125-1 ~-aa AGREEMENT THIS AGREEMENT, made and entered into as of this day of s 200_, by and between the Housing and Redevelopment Authority in and for the City of Richfield, a public body corporate and politic under the laws of the State of Minnesota, having its principal office at 6700 Portland Avenue, Richfield, Minnesota (HRA), and (Buyer). WITNESSETH: WHEREAS, the City of Richfield (City) and the HR,~ hay e previously created and established a Redevelopment Project (Project) and Tax;,[ilcreinen-Finaneing District (TIF District) pursuant to the authority granted in Minnesota° Seatutes,~~~crions 469.001 through 469.047 and Sections 469.174 through 469.179 (collec~~ elf, the Acts); ai~~} WHEREAS, pursuant to the Acts, the ~'it~ and the HRA have pre~c~usly adopted a redevelopment plan (Redevelopment Plan) and a taY ineremcni financing plan (CIF Plan) to finance all or a portion of the public development cysts r7f the Project; and WHEREAS, in order to achie~,e the~jectives of the Redevelopment Plan and TIF Plan ~~. as hereinafter defined and paxticularle tc~ ii%ke specified lan~ in the Project available for o~~~. development by private enterprise for an2i.~n accc~rdancc ~~ ith the Redevelopment Plan, the HRA has determined to provide s~lb~>~antial aid\rrul as1istance to tinance public development costs in • the Project; and °~ ° WHEREAS, ~\\ the HRA l~~s become c~cerned that within the Project there is an increasing number of hor~~es which~~ha~~e been t~~~~~~osed and are standing vacant, and, in many cases are not being ~dzquatel~~ secured or niaiutaiuzd~ and ~~1~1<,I2~~~,~~ider such circumstances, the properties themselves are subject to deterioration; and the enti~c nci~~~hb~~rhood is subject to the impacts caused by such conditions; and ,: ~o W~FI E R AS, the l I R ~ , in recognition of the need to provide decent, safe and sanitary housing in thc~° unity has established a deferred loan program which is designed to provide assistance to in ~~ al ~ ~~ h u axe acquiring and doing rehabilitation to foreclosed properties ~,_ within the Project, and in 1 urtherance of the goals and objectives of the plan for the Project; and. WHEREAS, the Buyer has proposed a development as hereinafter defined within the Project which the HRA has determined will promote and carry out the objectives for which the Project has been undertaken, will assist in carrying out the obligations of the Redevelopment Plan and TIF Plan, will be in the vital best interests of the City and the health, safety and welfare of its residents and is in accord with the public purposes and provisions of the applicable state and local laws and requirements under which development in the Project has been undertaken and is being assisted. 345293v1 JBD RC125-1 1 ~-a3 NOW, THEREFORE, in consideration of the mutual covenants and obligation of the HRA and the Buyer, .each party does hereby represent, covenant and agree with the other as follows: ARTICLE I. DEFINITIONS, EXHIBITS, RULES OF INTERPRETATION Section 1.1. Definitions. In this Agreement, the followi~,~z terms have the meaning given below unless the context clearly requires otherwise: (a) Cam. The City of Richfield, Minnesota. (b) Rehabilitation Plans. Collectively, the puns, drawings anal related documents related to the Improvements, which are listed on Exhibit D. (d) Development. The Property and the Impro~, erl its to be constructed thereon according to the Rehabilitation Plans approved by the HRA. (f) Closing The date on:«~~ich Buyer closes on the Purchase of the Property. (h) Improvements. Each and all of the site impro~em~nts to be constructed on the Property by the Buyer, as specified in the Rehabilitation Plans approved by the HRA. (i) Guidelines. The `~~lelines ~idopled by the HRA as such are applicable to the providing of rehabilitation assistance. \ \\\\~~ O _ (j) Mort~~<iLe a:nd l~olde~~il The terns "mortgage" shall include the mortgages ~.. referencedvi~~ article ~'I ~~f'this~":agreement and a~~y deed of trust or other instrument creating an encumhral~e or lien upon the. Property or any part thereof, as security for a loan. The term "holder" in reference tc~ a niortg:~_r~~includes any insurer or guarantor (other than the Buyer) of ariy ohli~~ation or condition secured bps ~~ch mortgage or deed of trust. 0 (kj Pro e . The gal property legally described as: [Insert Legal] Located on land having a street address of: ,.(Insert Address] (r) Unavoidable Delays. Delays which are the direct result of strikes, labor troubles, fire or other casualty to the Improvements, litigation commenced by third parties which results in 345293v1 JBD RC125-1 2 ~-a~ delays or acts of any federal, state or local government, except those contemplated by this Agreement, which are beyond the control of the Buyer. Section 1.2 Exhibits. The following Exhibits are attached to and by reference made a part of this Agreement: A. Form of Certificate of Completion B. Guidelines C. The-Note and Mortgage D. Rehabilitation Plan .~... Section 1.3 Rules of Interpretation. (a) This Agreement shall be interpreted in acc~~rdance with aJ~d governed by the laws of the State of Minnesota. (b) The words "herein" and "hereof rind ~~ords of si~~ilar import, witll~ut reference ~,, to any particular section or subdivision refer to this .1`7r~~~l~nt as a whole rather than any particular section or subdivision hereof. (c) References herein to any particular ~gction or subdivision hereof are to the section or subdivision of this Agreement as originally ~xccutcd. • ~~ (d) Any titles ~~f the s~, ~ cral parts, articles and sccta~~ns of this Agreement are inserted for convenience and reference oril~ ~tnd shall be disregarded in construing or interpreting any of its provisions. ~... .... .aR~'IC'LE lI. . o ~~° °° °'~~\~F PR E S ~NTATIONS AND UNDERTAKINGS Section 2.1 B~ the 13u~ e~~. ~ The Buyer makes the following representations and ~~ ~ ~,... undert ~' s: .... (a) Tl~e Buyer has the legal authority and power to enter into this Agreement and has duly authorized the e~ecution_ delivery and performance of this Agreement; ~~°O° (b) The Bud cr has the necessary equity capital or will obtain commitments for financing necessary for construction of the Improvements; (c) The. Buyer will construct the Improvements in accordance with the terms of this Agreement and all local, state .and federal laws and regulations; (d) The Buyer will obtain, in a timely manner, all required permits, licenses and approvals, and will meet, in a timely manner, the requirements of all local, state and federal laws and regulations which must be obtained or met before the Improvements may be constructed; and 345293v1 JBD RC125-1 3 5-as (e) The plans for the Improvements have been prepared by a qualified draftsperson or architect, or other person acceptable to the HRA. (f) Buyer intends to reside at the Property following the Closing and to use the same as Buyer's principal residence; and is not acquiring the Property for the purpose of resale or speculation. Section 2.2 By the HRA. The HRA makes the following representations as the basis for the undertaking on its part herein contained: (a) The HRA is authorized by law to enter into thi ~' ~1`~ rc ament and to carry out its obligations hereunder; and (b) The HRA will, in a timely manner, subject to all notification requirements, review and act upon all submittals and applications of the I3~~~ci~ and will cooperate Frith the efforts of Buyer to secure the granting of any permit, license. or other approval requir«l to allow the construction of the Improvements. ...ARTICLE 111. ~~~~~\ ACQUISITION OF PR(~CRTti-; CONVEti'ANCE TO BUYER \\ .. Section~3.1 Purchase of Pronc-•n~ b~ Bu~~er. 7'h~ L3u}er has, or will utilize its best efforts to enter into a bii~din~~ a~~r~eme~nt to pui~cha~c the ~'r~>pcrty. Upon determination by the • HRA that Buyer has enterca into a El.ding pua5e agreement for the purchase of the Property, the HRA will deli ~ ~~.o Buyer the Note de~cri~ed in Section 5.1. If no binding purchase agreement is entere~~~iio within __ davs front th °~iate of this Agreement, either the HRA or the Buyer may declare this :~~~>recmcnt ntiLl af~d ~~~ici. a~ld the parties will thereby be released from any further~~li~ation hereunder. ~o °~ section 3.3 C~losina. Closing must take place on or before , 200 , or such other date as nr~~ be agreed to by the Buyer and HRA in writing. At Closing, the Bu3 er ,will provide the (11'~.A with a mortgage in recordable form (and pay for the cost of recording): l lie mortgage ~~ 1 be a first lien on the Property and will act as security for repayment of tul~~nf the Re~~> itation Loan advanced to the Buyer in the event that construction ~~ of the Improvements is ~~iot completed on or before the date specified in Section 4.3. The Mortgage will be iri suhstantially the form of the mortgage shown on the attached Exhibit C. ARTICLE IV. CONSTRUCTION OF IMPROVEMENTS Section 4.1. Construction of Improvements. The Buyer shall construct the Improvements on the Property in accordance with the Rehabilitation Plans and shall maintain, preserve and keep the Improvements in good repair and condition. 345293v1 JBD RC125-1 4 ~ -a~ Section 4.2. Building Plans. No building permit will be issued by the City unless the building plans are in conformity with the Rehabilitation Plans and all local, state and federal regulations. The HRA shall, within 25 days of receipt of Rehabilitation Plans submitted in application for a building permit, review such Rehabilitation Plans to determine whether the foregoing requirements have been met. If the HRA determines such Rehabilitation Plans to be deficient, it shall notify the Buyer in writing stating the deficiencies and the steps necessary for correction. Issuance of the building permit by the City shall be a conclusive determination that the Rehabilitation Plans have been approved and shall satisfy the provisions of this Section 4.2. Section 4.3 Schedule of Construction. Subject to Unavoidable Delays, construction of the Improvements shall be completed prior to , ~O0 .All construction shall be in conformity with the approved Rehabilitation Plans. Periodically d~iring construction the Buyer shall make reports in such detail as may reasonably be eclu~sted b~ the HRA concerning the actual progress of construction. If at any time prior to c\,- pletion of cunst111ction the HRA has cause to believe that the Buyer will be unable to c~mpfete construction of the Improvements in the time permitted by this Section 4.3, it may nc~tity the Buyer and demand assurances from the ..~ Buyer regarding the Buyer's construction schedule. If such assurances are not forthcoming or are deemed by the HRA at its sole discretion to be inadeduatc. the HRA may declare- an Event of Default and may avail itself of any of the remedies specific in Section 8.2 of this Agreement. Section 4.4 Certificate of Comi~letion. Vromptl~~ after notification by the Buyer of ~~~~ completion of construction of the Impro~ements_ the HRH sh~~inspect the construction to determine whether the Impro~~ements have bc~n co«~pleted in accol-aance with the Rehabilitation Plans and the terms of this ~~`~r~~=~° nt, inclu~in~~ the date of the completion thereof. In the event that the HRA is sated with construct~n, the HRA shall furnish the Buyer with a • \ Certificate of Cor~l~~~t on in the f~ n attached` hereto as Exhibit A. Such certification by the HRA shall be a conclusi~•e deterrl~inatian of satisfaction and termination of the agreements and covenants in this .~~~~rce~l~ent~«ith react°~~to tht obligation of the Buyer to construct the Improvements. Issui~ace of the Certificate of Completion shall also serve as a satisfaction of any obligation of Buyer Mulder the Note and Mortgage. ~~.... 1f the HRA shall refuse or fail to provide certification in accordance with the provisions of this SccticZn 4.4, the HRH shall within 15 days of such notification provide the Buyer with a written statement, indicatin~~ i~`adequate detail in what respects the Buyer has failed to complete the Improvement~~in accordance with the provisions of this Agreement necessary, in the opinion of the HRA, for thk ~3u~ er to take or perform in order to obtain such certification. 0 Section 4.5 Failure to Construct. In the event that construction of the Improvements is not completed as provided in Section 4.3 of this Agreement, an Event of Default shall be deemed to have occurred, and the HRA may proceed with its Remedies on Default under this Agreement. ARTICLE V. REHABILITATION LOAN Section 5.1 Issuance of the Note. As consideration for Buyer's covenant to construct the Improvements, and subject to all of the conditions of this Agreement, the HRA agrees to 345293v1 JBD RC125-1 5 ~-a~ provide the Buyer with a Rehabilitation Loan in the amount of $10,000. Upon the Buyer • providing the HRA with evidence that Buyer has entered into a purchase agreement for the purchase of the Property, the HRA will deliver to Buyer a promissory note in substantially the form of the attached Exhibit C. Payment of the Rehabilitation Loan will be exclusively subject to and in accordance with the terms of the Note as such are contained in the Note or described in this Agreement. Section 5.2 Note Terms. The terms of the Note will include the following: (a) Assuming the Buyer is in compliance with Buyers obligations, the Note will be payable in three installments. The first installment of $2,500 «ill h< due and payable at Closing, the second installment of $2,500 will be due and payable not later then five days following the date a building permit for construction of the Improvements is issued, and the final installment of $5,000 on the date of the issuance of a Certificate of Completion showili~ full completion of all of the Improvements. (b) The Note will be cancelled if the Closing does not ~>ccur by the last date provided in Section 3.3; or if construction of the Improvemetits~are not fully completed by the last date provided in Section 4.3. (c) The Note will not bear int~l•e~t. (d) The Note ma~~ be canceled b~ the 1-[ R;1 it1 the <<~ent that the Buyer is in default of any of its obligations undr~• t~„~'~~reement. (e) The Note may not be assigned or pledged unless the proposed recipient certifies to the HRA that it is av~ zii•c of and ac c ep t s to the conditions of the Note governing payment. (f) ~~~~ ° ,~ , ote ~~~ill pr•o~ ids tur repay~nlcnt of the any Rehabilitation Loan payments paid to ~~uS~e~ u~~~~ Notc in the went that the Buyer fails to meet the time requirements of Sectic~~s ~.3 and 4.3. such repay meat obligation will be secured by a mortgage in substantially the t~~~~nl shown in Exhibit C ~~~hich «i I1 be delivered by Buyer to the HRA at Closing. Unless the HRH, a~>rees otherwise i~cc~>rdalic~; with Section 6.3, the Mortgage will be a first lien on the Property. ~~ ' (g) ~t ~7ote ~ti il>n.aYso provide that if the Buyer continuesto observe all of the covenants and requixeln~nts'and obligations imposed on Buyer under this Agreement, any other agreements between the HRA and Buyer. with respect to the Property, and in the Note for a period of five years from the date of Closing, then the Buyer's obligation to repay the Rehabilitation Loan will be forgiven, terminate and be of no further force and effect; and an instrument discharging the Mortgage will thereupon be provided to Buyer for recording. Section 5.3 Payments Under the Note. On the date payments are due under the Note, the HRA will make such payments by delivering the amount due to either the lending institution providing financing for construction of the Improvements, or the title company servicing the construction loan. Such lending institution or title company may then use the delivered funds to 345293v1 JBD RC125-1 6 5-a~ make payment to any contractor or materialman for work or materials actually furnished in connection with the Improvements • n 1 ndin institution or title com an is willin to serve in that ca aci In the event that o e g p y g p ty, the HRA shall disburse the payments, when due, in any manner which in its reasonable judgment will assure that the funds will be expended for construction of the Improvements. Whether payments are being made by the lender, title company or HRA, not more than 50% of any claim for payment from any contractor or materialman may he paid from the Rehabilitation Loan. The balance of any such claim must be paid beto~~~ the Rehabilitation Loan funds are used. ARTICLE ~'L ,., FINANCING ~~~.... . Section 6.1 Financing. Within day, cif the dKite of execution of this Agreement by all the parties, the Buyer shall submit to file 1 IR~~ e~~~l~ncc of financing for the Improvements in compliance with the provisi,~g~,~ of Section ~.l(b) of t}1is _a<<~~zem~nt. If the HRA finds that theaamount of such fin~ncin~~ alon~, with the Rehabilitation I;oan is adequate in amount to provide for the const thin of the Improvements. the HRA shall notify the Buyer of its approval. \.. ..... If the HRA r~ is the evi ~l encc of financ ~ gas inadequate, the Buyer shall have 30 days or such additional period o~~ time as the 13uver n~a~ reasonably require from the date of such notification fb sub117it ~~ i~lence of tiualicing satisfactory to the HRA. If the Buyer fails to submit such e~'idence or fails to use due diligence in pursuing financing,. the HRA may terminate this ~~~~~ Agre~cment and both parties shall be released from any further obligation or liability hereunder, exce~ \or the HRA's remedies ptus~iant to Section 4.5 of this Agreement. Section 6.2 Copy o~~tice of Default to Lender. Whenever the HRA shall deliver any notice or dematl~o the 13u~ er with respect to any Event of Default by the Buyer in its obligations or co~~OO~ ~~nts un~~r this Agreement, the HRA shall at the same time forward a copy of ~,~ such notice or dem~ ~ teach Holder of any Mortgage authorized by the Agreement at the last address of such Holdae~ own in the records of the HRA. Section 6.3 Subordination. In order to facilitate obtaining financing for the construction of the Improvements by the Buyer, the HRA shall agree to modify this Agreement, the Note or the Mortgage in the manner and to the extent the HRA deems reasonable, upon request by the financial institution and the Buyer. ARTICLE VII. PROHIBITIONS AGAINST ASSIGNMENT AND TRANSFER 345293v1 JBD RC125-1 7 5 -a ~r Section 7.1 Representation as to Redevelopment. The Buyer represents and agrees that its undertakings pursuant to the Agreement, are for the purpose of development of the Property and not for speculation in land holding. The Buyer further recognizes that, in view of the importance of the Development to the general welfare of Richfield and the substantial financing and other public aids that have been made available by the HRA for the purpose of making the Development possible, the qualification and identity of the Buyer are of particular concern to the HRA. The Buyer further recognizes that it is because of such qualifications and identity that the HRA is entering into this Agreement, and, in so doing. is further willing to rely on the representations and undertakings of the Buyer for the ._~ a i tlYful performance of all undertakings and covenants agreed by the Buyer to be performed: \ Section 7.2 Prohibition Against Transfef~ of Properth and Assignment of Agreement. For the reasons set out in Section 7.1 0~~ Agreement, the Buyer represents and agrees that prior to the issuance of the Certificate ~f C'ompletion by the HR~a: (a) Except only by way of security tor. and onl~~~or the purpose ~~f obtaining financing necessary to enable the Buyer or any successor in interest to the Property, or any part thereof, to perform its obligations with respect to the Dc~ elopment under this Agreement, and any other purpose authorized by thi~u~<<reement, the L3u~ eT~.~except as so authorized, has not made or created, and that it will not make or create. or sui~i~r to be made or created, any total or partial sale, assignment, conveyance, or an~~ trust in respect to this _~greement or the Property or any -part thereof or any inter~~~t therein. or and eoniract or a~~~~ec>lient to do any of the same, without the prior written appro~ al o['ihc HRA. ,... ARTICLE VIII. E V E'~TS..~) F t) EFAULT ~.... o' Section 8.] E~~ents of pefault Defined. The following shall be deemed Events of Default under this A~°~emcnt and the term shall mean, whenever it is used in this Agreement, unless the context otherwise. pro~~ides. any one ormore of the following events: (a) T'ailure by the B'ryer to pay when due the payments required to be paid or secured under any pro~~ision of this,.-~~rreement; .... (b) Failure b~ the Buyer to observe and substantially perform any covenant, condition, obligation o'~ agreement on its part to be observed or performed hereunder, including the time for such performance; (c) If the Buyer shall admit in writing its inability to pay its debts generally as they become due, or shall file a petition in bankruptcy, or shall make an assignment for the benefit of its creditors, or shall consent to the appointment of a receiver of itself or of the whole or .any substantial part of the Property; i (d) If the Buyer, on a petition in bankruptcy filed against it, be adjudicated as bankrupt,. or a court of competent jurisdiction shall enter an order of decree appointing, without 345293v1 JBDRC125-1 g 5 -3 0 the consent of the Buyer, a receiver of the Buyer or of the whole or substantially all of its property, or approve a petition filed against the Buyer seeking reorganization or arrangement of the Buyer under the federal bankruptcy laws, and such adjudication, order or decree shall not be • vacated or set aside or stayed within 60 days from the date of entry thereof; or (e) If the Development is in default under any Mortgage and has not entered into a work-out agreement with the Mortgagee. Section 8.2 Remedies on Default. Whenever any Event nl~ Default occurs, the HRA may, in addition to any other remedies or rights given the HRA under this Agreement, take any one or more of the following actions following written notice b~ the HRA to the Buyer as provided in Section 9.5 of this Agreement: (a) suspend its performance under this Agrecm~nt until it recei~ es assurances from the Buyer, deemed reasonably adequate by the HRA, that the Buyer will cure its default and continue its performance under this Agreement; `. (b) cancel or rescind this Agreement; ~ „ .~. (c) cancel or rescind the Note; ~~. (d) foreclose on the Mortgage; °~` .~~~ (e) withhold the Certificate c~l'Completi~>n: cM • (f) take wl~ever action at la~~ or in equil~ may appear necessary or desirable to the HRA to enforce performance and obser~ arne of an~~ ob~~ation, agreement, or covenant of the Buyer \\ under this Agreement; provided, ho~~ c~ er, that auy'c~ ercise by the HRA of its rights or remedies hereunder shall~a~~gvs he subjeet t~, and limited ~~y, and shall not defeat, render invalid or limit ~, in any ~~ a~~. ta) tie lien of anv ~ 1<~rtgage authorized by this Agreement and (b) any rights or interest prcwided in this A`~rcement for the protection of the Holders of a Mortgage; and provided furth~ ~ tl~t should any Ivi~~rt~~a~aee ~uceeed by foreclosure of the Mortgage or deed in lieu thereof ~~~.,~ .. to the Bu~~~~s interest in t ~e Property, it shall, notwithstanding the foregoing, be obligated to \~ perform the~bl\gations of t~uyer under this Agreement to the extent that the same have not therefore been~p~rformed b~ the Buyer. 0 Section 8.3°~tio~Remedy Exclusive. No remedy herein conferred upon or reserved to the HRA is intended to be~~xclusive of any other available remedy or remedies, but each and every such remedy shall be cumulative and shall be in addition to every other remedy given under this Agreement or now or hereafter existing at law or in equity or by statute. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver thereof, but any such right and power may be exercised from time to time and as often as may be deemed expedient. In order to entitle the HRA or the Buyer to exercise any remedy reserved to it, it shall not be necessary to give notice, other than such notice as may be required in this Article VIII. 345293v1 JBD RC125-1 9 ~/ Section 8.4 No Additional Waiver Implied by One Waiver. In the event of the • occurrence of any Event of Default by either party, which Event of Default is thereafter waived by the other party, such waiver shall be limited to the particular Event of Default so waived and shall not be deemed to waive any other concurrent, previous or subsequent Event of Default. ARTICLE IX. ADDITIONAL PROVISIONS Section 9.1 Conflict of Interests; Representatives Not I nd~dually Liable. No HRA officer who is authorized to take part in any manner in maki n ~~ t his Agreement in his or her .~~.. official capacity shall voluntarily have a personal financial~,lterest in this Agreement or benefit financially there from. No member, official, or employee of the HFZ~~ shall be personally liable to the Buyer, or any successor in interest, for any Event o t~ Default by the~~~2A or for any amount which may become due to the Buyer or successor or on. any obligations ui~dcr the terms of this Agreement. Section 9.2 Non-Discrimination. The prop ision~ of 1\litinesota Statutes Section 181.59, which relate to civil rights and non-discrimination, aaul any affirmative action program of the City shall be considered a part of this ~~~~r~em.ent and binding on the Buyer as though fully set forth herein. Section 9.3 Notices,,.,.and Demands. L~ce~~t as othcrwis~ expressly provided in this • ~, Agreement, a notice, demaiicT i~r ether communication under this Agreement by either parry to the other shall be sufficicn t l ~ , riven or d e 1 ivered i~ i t i $ sent by mail, postage prepared, return receipt requested or delivered personally: ~~ (a) As to the H EZ_A \~~\ ~c c ~3 I I h.1 Executi~~e Director 0 6700 Port and .~~~cnue South Richfield, M N ~ ~ 423 (b) :~s to the Bu~~er: ~. nh.~+3an~rr~rraQiUit~+ m~rr~~* to ait~nr~=in]P rr~_..__ ..,. ~L_~ ~.._..__ __..__ ~___ .:___ ~-3 Z • IN WITNESS WHEREOF, the HRA has caused this Agreement to be duly executed in its name and behalf and its seal to be hereunto duly affixed and the Buyer has caused this Agreement to be duly executed as of the day and year first above written. THE HOUSING AND REDEVELOPMENT AUTHORITY IN AND FOR THE CITY OF RICHFIELD, MINNESOTA By Its Chairperson BY. ---_ __ Its Executive Director \~ Buffer ,. ~~ C 345293v1 JBDRC125-1 11 ~ --33 STATE OF MINNESOTA ) SS COUNTY OF ) The foregoing instrument was acknowledged before me this day of 200 , by ,the Chairperson of the Housing and Redevelopment Authority in and for the City of Richfield; Minnesota (HRA), a public body corporate and politic under the laws of Minnesota, on behalf of the HRA. Notary Public STATE OF MINNESOTA ) SS COUNTY OF ) The foregoing instrument was acknowledged bet~~r~ me this day of 200 , b~~ _ the Executive Director of the Housing and Redevelopment Authority in and fior the City of Rich[eld. Minnesota (HRA), a public body ~,, ~. corporate and politic under the laws of~ti~wcsotti. on h~h~~Li ~~(~ the HRA. _..~~~ Notary Public. • \\ STATE OF MINNESO~I~:a 1 ~ Sti COUNTY.k~ 1 The foregoing strument ~~ ~zs acknowledged before me this day of ....... BOO b.' ~~... ,... ~~ °~° \ Notary Public ,.. • 345293v1 JBD RC125-1 12 5-3~{ • EXHIBIT A FORM OF CERTIFICATE OF COMPLETION The undersigned hereby certifies that ,has fully and completely complied with its obligations under Article IV of that document entitled "Rehabilitation Loan Agreement", between the Housing and Redevelopment Authority in and for the City of Richfield, Minnesota and dated filed as Document No. with respect to the construction of the appr~wed construction plans at ,legally described as and is released and forever discharged from its obligations to ~unst~~uct u1'er Such above-referenced Article. DATED: ~I1F I}tit ~SIi~1G AND REDEVELOPMENT AT T`I~FIOR.ITY IN AND FOR THE CITY ~~~~~ RIC 111=1 F. I . D moo L3 ~ : Its: ~~ ~.... ~,,~~lai ~ersc~n • E` Its: Executive Director STATE OF MINItTESC)'l`~ 1 \\~~ COUNT ~' Ol' I~1/~: ~~~' I \' ~ Tha foregoing instrument ~~~as acknowledged before me this day of ~o~~~~~~ 20_, ~~ ~° and the Chairperson and Executi~ Director of the Housing and Redevelopment Authority in and for the City of Rich~ield, a public body corporate and politic under the laws of the State of Minnesota on be°~\ f tic puC7lic body corporate and politic. \° Notary Public This instrument was drafted by: Kennedy & Graven, Chartered 470 U.S. Bank Plaza • 200 South Sixth Street Minneapolis, MN 55402 345293v1 JBD RC125-1 A-1 5'.3 5~ • EXHIBIT B GUIDELINES [To be attached prior to execution] ~o ~~. • . ~ ~,. .., JBD-236919v1 RC125-240 2 ~~3 ~ • EXHIBIT C PROMISSORY NOTE REDEVELOPMENT CREDIT NOTE $10,000 , 20_ The Housing and Redevelopment Authority in and for the ~~~ ~~f Richfield, Minnesota, a public body corporate and politic (the "Maker"), for value reca`~~~d, hereby promises to pay to (the "Holder") the principal sum of ~en thousand and No/100 ~~...~, Dollars ($10,000), with no interest as hereinafter provided, in any corn or currency which at the time or times of payment is legal tender for the payment ~~f private debts in the United States of America. The principal of this Note is payable as f~l low s: 1. The principal amount of the Nota is as providcci for in that certain agreement by and between Maker and Holder entitled: R~hahiliiatiun Loan Agreement dated (the "Contract") and shall bear no interest. Terms contained in this Note shall have the meanings given them in the Contract unless a different meaning is clearly indicated. \~"° ,., 2. The Note shall he due and payahle the '~otc ~~ i I1 be payable in three installments. The first installment ofag?,~Oi) ~~a11 be duc anal pa~able~~t Closing, the second installment of $2,500 will be due ar>~ payable not later than Ii~~c days following the date a building permit for ~~. construction of the I~npruvements is issued, alld thz final installment of $5,000 on the date of the issuance of a Certiticatc of Completion showin~~ l~~ll completion of all of the Improvements. No amount Shall be due or pa~ablc prior t~~~aose date. \\„ \~ .. ` ~~~~~~- Tlus \ ote ~~-ill he cancelled if the Closing does not occur by the last date provided in S~t~~n'3.3 of the Contioacr ol~ if construction of the Improvements are not fully completed by ~~ X00""' the lases to provided in fiction -1. ~ of the Contract. ~~ ~~ 4. This Note is gift en pursuant to the Contract. All of the agreements, conditions, covenants, pro~\~ ns, and stipulations and remedies contained in the Contract. are hereby made a part of this Not~~he same 'extent and with the same force and effect as if they were fully set forth herein. It is a~ccd that time is of the essence of this Note. If a default by the Maker or the Holder occurs under the Contract, then the Holder or Maker may at its right and option, exercise any rights it may have under law or at equity, under the Contract, and under the Note. 5. The remedies of the Maker or Holder as provided herein, and in the Contract, or any other instrument, shall be cumulative and concurrent and may be pursued singly, successively, or together, and, at the sole discretion of the Maker or Holder, may be exercised as often as occasion therefore shall occur; and the failure to exercise any such right or remedy shall • in no event be construed as a waiver or release thereof. JBD-236919v1 RC 125-240 3 ~-3 7 • The Maker or Holder shall not be deemed, by any act of omission or commission, to have waived any of its rights or remedies hereunder unless such waiver is in writing and signed by the Maker or Holder and then only to the extent specifically set forth in the writing. A waiver with reference to one event shall not be construed as continuing or as a bar to or waiver of any right or remedy as to a subsequent event. This Note may not be amended, modified, or changed except only by an instrument in writing signed by the parry against whom enforcement of any such amendment, modifications, or change is sought. 6. This Note shall be governed by and construed in accordance with the laws of the state of Minnesota without regard to its conflict of laws provisi~y~s.~~~~ _~ny disputes, controversies, or claims arising out of this Note shall be heard in the state o r fede ~~ courts of Minnesota, and all parties to this Note waive any objection to the jurisdiction of thes~co~.uts, whether based on convenience or otherwise 7. Holder may not assign, transfer or plodge this Note withouk tl~~e prior written consent of the Maker. Maker may condition .con~ci~t on c,htaining a certificati~gn from the proposed assignee, transferee or pledgee acknowled~im~ a11C1 a~rccing to Maker's rights to cancel the Note in accordance with the terms ~f the Note and the Contract. 8. IT IS HEREBY CERTI],LL-D ;~I~I~ R1~~CI I~LD th~it all conditions, acts, and things required to exist, happen, and be perfoni~~d E~r~ced~nt to or in the issuance of this Note do exist, have happened, and have been performed in rc~~ul~~r and ~c loan a~ required by law. • ~ ~~° 9. Any Rcliabil~itation Loan paym , nts paid to Buyer under the Note will be repaid to the HRA in the event that the Buyertai is to m ~ the requirements of the Contract. Such repayment obligation ~~ ill be sectlr~d ht~ a mort~s~~c ~n substantially the form shown in Exhibit C of the Contract which wil ~ be executed ~~~~d deli~crcd by Buyer to the HRA at Closing. Unless the HRA a~~rcc~ aerwisc in aecor~l~uice with Secti~~n 6.3, the Mortgage will be a first lien on the ~~o Property. . °~~~... I'~' ~+'ITNESS WH LSO F, the Maker has caused this Note to be duly executed as of the a~lv of ~ . ~0 - - , \\ HOUSING AND N~E~"ELOPMENT AUTHORITY IN AND FOR THE CITY OF RICHFIELD, MINNESOTA By: Executive Director ATTEST: JBD-236919v1 RC 125-240 4 5-3~' Board Secretary Dated: ~~ , ~,, • ~~.. o.. .~~.. P. U. f3o~ 1.98 Kenned~~ ~ Crraven MORTGAGE This Indenture ~ ma~~e this day of 200_, between Mortgagor, and THE HOUSING AND REDEVELOPMENT AUTHORITY IN AND FOR THE CITY OF RICHFIELD, MINNESOTA, a Minnesota public body corporate and politic under the laws of the State of Minnesota, Mortgagee. Witnesseth: That the said Mortgagor, in consideration of the sum of One ($1.00) Dollar and other good, valuable and sufficient consideration, the receipt whereof is hereby acknowledged, does hereby Crrant, Bargain, Sell, and Convey unto the said Mortgagee, its successors and assigns, JBD-236919v1 RC 125-240 5 5-3 ~ • Forever, all the tracts or parcels of land lying .and being in the County of Hennepin and State of Minnesota, described as follows, to-wit: The separate tracts and parcels of land described in the attached Exhibit A. (The "Property") To Have and to Hold the Same, Together with the hereditaments and appurtenances thereto belonging to the said Mortgagee, its successors and assigns, forever. ,.'~l~d the said Mortgagor, for itself, and its successors and assigns, does covenant with-the said~~lortgagee, its successors and assigns, as follows: That it is lawfully. seized of said premises anc~shas good right to sell and convey the same; that the same are free from all incumbrances, save and except reservations, restrictions and easements of record; that the Mortgagee, its succesc~l~s and assi~iis, :hall quietly enjoy and possess the same; and that the Mortgagor will Warrant and C)efend the title to the same against all lawful claims not hereinbefore specifically excepted. Provided, Nevertheless, That if said Mortgagor, its successors and assigns, shall k~ ~~~~und perform each and every one of its obligations with resp~ ct to completion of eonstr~uetion of the Improvements to be constructed by Mortgagor under and pursuant to that certain Rehabilitation Loan Agreement dated as of ~ t he "Contract"), made and entered into between Mortgagor and Mortgagee, and shall keep.-and pertcn•m all the covenants and agreements herein contained, then this deed to be null and ~~uicL and to he released at the Mortgagor's expense. This Mortgage secures a principal debt in the amount of $1(1,~~ payable by Mortgagor to • °'\ Mortgagee under the teens of the Contract. and a~tiendtn~l~s thereto, between Mortgagor and Mortgagee. And the Mortgagor, for itself, and its snccess~rs and~assigns, does hereby covenant and agree with the Mortgagee, its st~cccssors ~~t~~~ assi~7ns.'to pcrli~rm~its obligations as above specified, to pay all taxes and assessments no~~~ due or that may h~xeafter become liens against said premises at least ten (10) days bei=ore per~t~ attaches thereto; to pay, when due, both principal and interest of all prior lien~~r incumbrances, anal to keep said premises free and clear of all other liens or incumbrances; ~~ to commit or permit no «rlste on ~~~id opremises and to keep them in good repair; to complete ~~ forthwith anti improvement~~~iich may hereafter be under course of construction thereon, and to pay any other ~penses and attorneys' fees incurred by said Mortgagee, its successors or assigns, by reason of litigd~ion with and thit~d party for the protection of the lien of this Mortgage. That Mortgagor, c~~es ti~~~ther covenant and agree that if any lien for labor, skill or material shall be filed for record during the life of this Mortgage, upon or against the premises hereby mortgaged, the said Mortgagor will, within thirty (30) days after the date of its filing for record, either pay off the said lien and secure its satisfaction of record, or will protect the Mortgagee against any loss or damage growing out of its enforcement, by furnishing a bond for the same amount in the form and with the sureties to be approved by the Mortgagee. In case of failure to pay said taxes and assessments, prior liens or incumbrances, expenses and attorneys' fees as above specified, or to insure said buildings and deliver the policies as aforesaid, the Mortgagee, its successors. or assigns, may pay such taxes, assessments, prior liens, expenses and JBD-236919v 1 RC 125-240 6 -"'( attorneys' fees and interest thereon, or effect such insurance, and the sums so paid shall bear interest • at the highest rate permitted by law from the date of such payment, shall be impressed as an additional lien upon said premises, and be immediately due and payable from the Mortgagor, its successors or assigns, to said Mortgagee, it successors or assigns, and this Mortgage shall from date thereof secure the repayment of such advance with interest. In case of default in any of the foregoing covenants, the Mortgagor confers upon the Mortgagee the option of declaring a default and hereby authorizes and empowers said Mortgagee, its successors and assigns, to foreclose this Mortgage by judicial proceedings or to sell said premises at public auction and convey the same to the purchaser in fee simple in a~~~rdanre with the statute, and out of the money arising from such sail to retain all sums securc'~iercb~, with interest and all legal costs and charges of such foreclosure and the maximum att r>rneys' ie ~~crmitted by law, which costs, charges and fees the Mortgagor herein agrees to pad . In Testimony Whereof, The said Mortgagor has hereunto set its hand the day anti ~~ear first above written. ... by STATE OF MINNE SO~ I'.~ COUNTY OF HENN ~ PIN 'rhe fi~~regoir~ instrument ~~as acknowledged before me this day of September, 2003, ~~ ~o (Notan~ Stamp or Seal ~ This Instrument was Drafted by: Kennedy & Graven, Chartered 470 Pillsbury Center Minneapolis, MN 55402 (612) 337-9300 JBD-236919v1 RC125-240 Notary Public 7 J~~ EXHIBIT A LEGAL DESCRIPTION [To be inserted before execution] ..moo ~... .o ~~° ~.. \~... 345293v1 JBDRC125-1 C-1 . S~~Z EXHIBIT D LIST OF CONSTRUCTION PLAN DOCUMENTS • Contract for Private Development, fully executed • Building Plans, approved by the HRA for design considerations and approved by the Building Official for construction considerations • Approved Site Plan ~„ • Landscape Plan • Purchase Agreement for sale of Property from [3u~ er to Homeowner • ~o~ ~~~~~ 345293v1 JBD RC125-1 D-1