02-9262r
I
I
I
84
RESOLUTION NO. 9262
RESOLUTION APPROVING AND AUTHORIZING. THE ISSUANCE OF ITS
EDUCATIONAL FACILITIES REVENUE NOTE (ACADEMY OF HOLY
ANGELS PROJECT), SERIES 2002, UNDER MINNESOTA STATUTES,
SECTIONS 469.152 THROUGH 469.165, AS AMENDED, TO FINANCE
PROPERTY FOR THE BENEFIT OF ACADEMY OF HOLY ANGELS;
APPROVING THE FORM AND AUTHORIZING THE EXECUTION OF
RELATED DOCUMENTS; AND PROVIDING FOR THE SECURITY, RIGHTS
AND REMEDIES OF THE OWNERS OF THE NOTE
WHEREAS, under the Minnesota Municipal Industrial Development Act, Minnesota
Statutes, Sections 469.152 through 469.165, as amended (the "Act"), each municipality and
redevelopment agency of the State of Minnesota (as defined in the Act), including the City of
Richfield, Minnesota (the "City"), is authorized to issue revenue obligations to finance
improvements to land and buildings and capital equipment for the benefit of a revenue
producing enterprise to be owned by a contracting party (as defined in the Act); and
WHEREAS, the City has proposed to issue a revenue obligation to be designated the
Educational Facilities Revenue Note (Academy of Holy Angels), Series 2002 (the "Revenue
Note" or the "Note"), and loan the proceeds derived from the sale of the Revenue Note to
Academy of Holy Angels, a Minnesota nonprofit organization (the "Borrower"), to finance and
refinance a project comprised of: (i) the renovation of, and the construction of additions to, the
Academy of Holy Angels High School (the "Facility") owned by the Borrower and located at
6600 Nicollet Avenue South in the City; (ii) the acquisition and installation of equipment in the
Facility; and (iii) the refunding of outstanding indebtedness of the Borrower previously incurred
to finance the acquisition and betterment of the Facility (collectively, the "Project"); and
WHEREAS, the Revenue Note is proposed to be purchased by Wells Fargo Bank
Minnesota, National Association (the "Lender"), and the proceeds derived from the sale of the
Revenue Note are proposed to be loaned to the Borrower pursuant to the terms of a Loan
Agreement, dated as of December 1, 2002 (the "Loan Agreement"), between the City and the
Borrower; and
WHEREAS, the payment of the principal of, premium, if any, and interest on the
Revenue Note will be secured by: (i) the revenues derived from the Loan Agreement to be
assigned to the Lender pursuant to the terms of the Pledge Agreement, dated as of
December 1, 2002 (the "Pledge Agreement"), from the City to the Lender; (ii) a Leasehold
Mortgage, Security Agreement, Fixture Financing Statement and Assignment of Leases and
Rents, dated as of December 1, 2002 (the "Mortgage"), executed by the Borrower, as
mortgagor, in favor of the Lender, as mortgagee; and (iii) such other security as may be required
from the Borrower by the Lender.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF
RICHFIELD, MINNESOTA, THAT:
1. The City acknowledges, finds, determines, and declares that the issuance of the
Revenue Note is authorized by the Act and is consistent with the purposes of the Act and that
the issuance of the Note and the other actions of the City under the Loan Agreement and this
resolution constitute a public purpose and are in the best interests of the City.
2. For the purposes set forth above, there is hereby authorized the issuance, sale
and delivery of the Note in the principal amount not to exceed $8,540,000. The Note shall bear
interest, shall be numbered, shall be dated, shall mature, shall be subject to redemption prior to
maturity, shall be in such form, and shall have such other terms, details, and provisions as are
prescribed in the form of Revenue Note now on file with the City and in the form of the Loan
Agreement now on file with the City. The City hereby authorizes the Revenue Note to be
issued as a "tax-exempt bond" the interest on which is not includable in gross income for federal
and State of Minnesota income tax purposes.
All of the provisions of the Revenue Note, when executed as authorized herein, shall be
deemed to be a part of this resolution as fully and to the same extent as if incorporated verbatim
herein and shall be in full force and effect from the date of execution and delivery thereof. The
Revenue Note shall be substantially in the form on file with the City, which is hereby approved,
with such necessary and appropriate variations, omissions and insertions (including changes to
the principal amount of the Revenue Note, the determination of the initial interest rate on the
Note, and changes to the terms of redemption of the Note) as the Mayor and City Manager of
the City (the "Mayor" and "City Manager," respectively), in their discretion shall determine. The
execution of the Revenue Note with the manual or facsimile signatures of the Mayor and the
City Manager and the delivery of the Revenue Note by the City shall be conclusive evidence of
such determination.
3. The Revenue Note shall be a special obligation of the City payable by the City
solely from the revenues derived by the City from the Loan Agreement, assigned to the Lender
pursuant to the Pledge Agreement, and from other security provided by the Borrower including
the Mortgage.
4. The City hereby authorizes and directs the Mayor and the City Manager to
execute and deliver the Loan Agreement and the Pledge Agreement in the forms now on file
with the City. All of the provisions of the Loan Agreement and the Pledge Agreement when
executed as authorized herein, shall be deemed to be a part of this resolution as fully and to the
same extent as if incorporated verbatim herein and shaH be in full force and effect from the date
of execution and delivery thereof. The Loan Agreement and the Pledge Agreement shall be
substantially in the forms now on file with the City, which are hereby approved, with such
necessary and appropriate variations, omissions and insertions as the Mayor and the City
Manager in their discretion shall determine. The execution of the Loan Agreement and the
Pledge Agreement with the manual or facsimile signatures of the Mayor and the City Manager
and the delivery of the Loan Agreement and the Pledge Agreement by the City shall be
conclusive evidence of such determination.
I
I
5. The Revenue Note shall be a revenue obligation of the City the proceeds of
which shall be disbursed pursuant to the Loan Agreement, and the principal, premium, and
interest on the Revenue Note shall be payable solely from the proceeds of the Revenue Note,
the revenues derived from the Loan Agreement, and the other sources set forth in the Loan
Agreement.
6. The Mayor and the City Manager of the City are hereby authorized to execute I
and deliver, on behalf of the City, such other instruments, certificates, and documents as are
necessary or appropriate in connection with the issuance, sale, and delivery of the Note,
I
I
I
including the City Tax Certificate, theJIJt.prfll~tion Returnfor Tax-Exempt Private Activity Bond
Issues, Form 8038, and all other instruments, certificates, and documents which are requested
by the Borrower or the Lender to be executed and delivered by the City. in connection with the
issuance, sale, and delivery of the Revenue Note and which Kennedy & Graven, Chartered, as
bond counselor the City Attorney, deems necessary or appropriate. The City hereby authorizes
Kennedy & Graven, Chartered, as bond counsel of the City, to prepare, execute, and deliver its
approving legal opinion with respect to the Revenue Note.
7. All covenants, stipulations, obligations, and agreements of the City contained in
this resolution and the aforementioned documents shall be deemed to be the covenants,
stipulations, obligations, and agreements of the City to the full extent authorized or permitted by
law, and all such covenants, stipulations, obligations, and agreements shall be binding upon the
City. Except as otherwise provided in this resolution, all rights, powers and privileges conferred
and duties and liabilities imposed upon the City or the City Council of the City by the provisions
of this resolution or of the aforementioned documents shall be exercised or performed by the
City or by such members of the City Council, or such officers, board, body or agency thereof as
may be required or authorized by law to exercise such powers and to perform such duties.
No covenant, stipulation, obligation or agreement herein contained or contained in the
aforementioned documents shall be deemed to be a covenant, stipulation, obligation or
agreement of any member of the City Council of the City, or any officer, agent or employee of
the City in that person's individual capacity, and neither the City Council nor any officer or
employee executing the Revenue Note shall be liable personally on the Revenue Note or be
subject to any personal liability or accountability by reason of the issuance thereof.
No provision, covenant or agreement contained in the aforementioned documents, the
Revenue Note or in any other document relating to the Revenue Note, and no obligation therein
or herein imposed upon the City or the breach thereof, shall constitute or give rise to any
pecuniary liability of the City or any charge upon its general credit or taxing powers. In making
the agreements, provisions, covenants and representations set forth in such documents, the
City has not obligated itself to payor remit any funds or revenues, other than funds and
revenues derived from the Loan Agreement which are to be applied to the payment of the Note,
as provided therein and in the Loan Agreement.
8. Except as herein otherwise expressly provided, nothing in this resolution or in the
aforementioned documents expressed or implied, is intended or shall be construed to confer
upon any person or firm, other than the City, the Borrower, and the Lender or any other holder of
the Revenue Note issued under the provisions of this resolution, any right, remedy or claim,
legal or equitable, under and by reason of this resolution or any provisions hereof, this
resolution, the aforementioned documents and all of their provisions being intended to be and
being for the sole and exclusive benefit of the City, the Borrower, the Lender, and any other
holder from time to time of the Revenue Note issued under the provisions of this resolution.
9. In case anyone or more of the provisions of this resolution, other than the
provisions contained in Section 3 hereof, or of the aforementioned documents, or of the
Revenue Note issued hereunder shall for any reason be held to be illegal or invalid, such
illegality or invalidity shall not affect any other provision of this resolution, or of the
aforementioned documents, or of the Revenue Note, but this resolution, the aforementioned
documents, and the Revenue Note shall be construed and endorsed as if such illegal or invalid
provisions had not been contained therein.
10. The Revenue Note, when executed and delivered, shall contain a recital that it is
issued pursuant to the Act, and such recital shall be conclusive evidence of the validity of the I
Revenue Note and the regularity of the issuance thereof, and that all acts, conditions, and things
required by the laws of the State of Minnesota relating to the adoption of this resolution, to the
issuance of the Revenue Note, and to the execution of the aforementioned documents to
happen, exist and be performed precedent to the execution of the aforementioned documents
have happened, exist and have been performed as so required by law.
11. The officers of the City, bond counsel and other attorneys, and other agents or
employees of the City are hereby authorized to do all acts and things required of them by or in
connection with this resolution, the aforementioned documents, and the Revenue Note for the
full, punctual and complete performance of all the terms, covenants and agreements contained
in the Revenue Note, the aforementioned documents and this resolution. In the event that for
any reason the Mayor of the City is unable to carry out the execution of any of the documents or
other acts provided herein, any person delegated the authority to execute documents in the
absence or incapacity of the Mayor is hereby authorized to act in the capacity of the Mayor and
undertake such execution or acts on behalf of the City with full force and effect, which execution
or acts shall be valid and binding on the City. If for any reason the City Manager of the City is
unable to execute and deliver the documents referred to in this Resolution, such documents
may be executed by any person delegated the authority to execute documents in the absence
or incapacity of the City Manager, with the same force and effect as if such documents were
executed and delivered by the City Manager of the City.
12. The Borrower will pay the administrative fees of the City as set forth in the Loan
Agreement and pay, or upon demand, reimburse the City for payment of, any and all costs and I
expenses paid or incurred by the City in connection with the Project and the issuance of the
Revenue Note, whether or not the Revenue Note is issued.
13. The City hereby designates the Revenue Note as a "qualified tax.exempt
obligation" for purposes of Section 265(b )(3) of the Internal Revenue Code of 1986, as amended
(the "Code"), and represents that the City does not reasonably anticipate that the City will issue
in calendar year 2002 more than $10,000,000 of bonds or other tax-exempt obligations
(excluding "private activity bonds" other than "qualified 501 (c)(3) bonds," as such terms are
defined in the Code, and excluding certain refunding obligations, that are not included in the
$10,000,000 limitation set forth in Section 265(b)(3)(C)(i) of the Code).
14. This resolution shall be in full force and effect from and after its passage.
(The remainder of this page is intentionally left blank.)
I
I
I
I
Adopted by the City of Richfiel~h,,~!nnesota,this 10th day of December, 2002.
Attest:
'~1t~~J'~
Nancy Gibbs, 'i Clerk